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    25 May 2014, Volume 35 Issue 5 Previous Issue    Next Issue

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    Study on the evolvement and synergy mechanism of technology transfer system in China
    Wang Liangbing, Hong Jin, Zhao Dingtao
    2014, 35(5): 1-8. 
    Abstract ( 1554 )   PDF (1KB) ( 2175 )  
    This paper reviews the evolution of technology transfer system as the logical starting point, and analyzes the content, feature and mechanism of technology transfer system in China. We divide the technology transfer system into five subsystems from a longitudinal perspective, and use composite system synergy degree model to measure the state of China's technology transfer system's evolution. The paper finds out that technology transfer system has a good evolvement trend, but the overall level is low, and its weak links are technological intermediary system and technological diffusion system, indicating that if we only focus on the development of the individual subsystems and ignore other subsystems,it will be difficult to realize the coordinated development of the technology transfer system. Finally, we tentatively construct technology transfer coordination mechanism, and provide some implications to technology transfer activities in our country.
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    Protective patent examination mechanism and options of patent strategy between Chinese and foreign firms:Based on the perspective of patent grant and provisional life
    Zhang Gupeng, Wang Chongfeng
    2014, 35(5): 9-18. 
    Abstract ( 1414 )  
    Since there is a large innovation capability gap between China and developed countries, China implements protective patent examination mechanism, which facilitates domestic firms to get patent right easier and sooner. Foreign firms need to wait longer to get patent right, and it is more difficult for foreign firms to get patent right. We examine the effect of patent examination mechanism from perspective of patent grant and provisional life. By analyzing the technology monopoly effect of patent protection, we find that protective patent examination mechanism prevents foreign firms from implementing patent competition strategy. However, compared with domestic firms, foreign firms pay more attention to the market income mobilization of patent, hence they tend to extend patents' provisional life. Since protective patent examination mechanism further extends patent provisional life of foreign firms, it is more beneficial for foreign firms to implement patent market strategy. On the other hand, since it is easier for domestic firms to get patent right, large number of patents with low level of technology and low market income are granted, which increases firms' patent renewal fee. Therefore, from the perspective of patent strategy, protective patent examination mechanism is not fully beneficial to domestic firms.
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    Research on triple helix synergetic innovation capability evaluation based on regional industry interaction
    Kang Jian, Hu Zuguang
    2014, 35(5): 19-26. 
    Abstract ( 1483 )   PDF (1KB) ( 1946 )  
    The enterprise dimension of triple helix model can be divided into two subclasses which have different feature and interactive evolution: producer services and manufacturing industry. Based on SCP analytical paradigm, on the basis of analyzing the synergetic innovation structure and behavior of the two parallel triple helixes of "university-government-producer services" and "university-government-manufacturing", by synergetic degree measurement model of composite system, we completed the theoretical deduction and case study of triple helix synergetic innovation capability evaluating method based on regional industry interaction. It is found that regional synergetic innovation capability evaluating technique of using these two parallel triple helixes can enrich the triple helix theoretical system in theory and offer more detailed decision reference information for promoting regional synergetic innovation capability in practice.
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    The study on the path of improvement in China’s regional innovation efficiency from the perspective of innovation value chain
    Yu Yongze, Liu Dayong
    2014, 35(5): 27-37. 
    Abstract ( 1524 )  
    This paper divides the innovation process into knowledge innovation, research and development innovation and product innovation, and uses the three stage DEA model to study the innovative efficiency with the perspective of innovation value chain. This research shows that knowledge innovation efficiency is 0.582, the R&D innovation efficiency is 0.284 and the product innovation efficiency is 0.529. Meanwhile the efficiencies of eastern region are significantly higher than the central and western regions, especially in R&D innovation efficiency. Based on the conclusion above, this paper takes advantage of two-dimensional matrix to classify the regional innovation efficiency into four types for every innovative stage and finds that different regions should choose its appropriate innovation efficiency promotion path according to their own advantages and disadvantages.
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    An empirical study on performance evaluation of regional technology innovation policy—Based on perspective analysis of correlation and grey correlation
    Wang Xiaomeng
    2014, 35(5): 38-43. 
    Abstract ( 1401 )   PDF (1KB) ( 1923 )  
    Technology innovation has become an important driving force for regional economic development. Technology innovation policies have effectively promoted development of regional technology innovation. This paper constructs evaluation index system of technology innovation policy performance, by selecting Hefei as a case, using statistics data, and adopting evaluation method of correlation analysis and grey correlation, to evaluate technological innovation policy performance of Hefei. At the same time, the results are laterally compared with relevant cities, to find out problems and reasons of technology innovation in Hefei. On this basis, the paper puts forward optimization countermeasures and suggestions about technology innovation policy performance of Hefei, to further improve technology innovation ability and level. Here, the analysis method and conclusion about regional technology innovation policy implementation are of good reference roles.
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    Configuration approach review and its implications for strategic management study
    Gong Limin, Jiang Shisong, WeiJiang
    2014, 35(5): 44-53. 
    Abstract ( 1480 )  
    Traditional linear and contingent approaches are facing the challenge of dealing with increasingly complicated world. Configuration approach might help addressing this problem. Building upon the paradigm shift of organization research from universalistic to contingency and eventually to configuration approach, two configuration approaches, typology and taxonomy are identified. We also examine the operationalization and empirical issues regarding configuration approach. The paper concludes with the implications of configuration approach for strategic management, especially for Chinese strategic management studies.
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    Research on environment governance mechanism based on structure and technology
    Li Kun
    2014, 35(5): 54-61. 
    Abstract ( 1215 )  
    The performance of Environment strategy implementation in most enterprises is not ideal due to the control and regulation mechanism and match efficiency. Combining with the intricate context formed by driving origins, governance objects and governance paths, this paper adopted context analytic method to analyze comparatively the suitability of different complex governance under hybrid driving mechanism. The paper's research found out as follows: owing to the communication deficiency between government and enterprise, the anticipation that effective governance mechanism could be mixedlybreeded by market and administration control displays bigger occasionality, and the uncertainty of governance effect would render enterprise have not enough motivation to implement active environment strategy. Duplication dynamic evolution study proved the choice of environment governance path is strategic and depends on decision maker's risk attitude.
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    The impact of absorptive capacity on product innovativeness
    Su Zhongfeng, Li Jia
    2014, 35(5): 62-69. 
    Abstract ( 1647 )   PDF (1KB) ( 1934 )  
    As minor improvements on extant products can hardly ensure its competitive advantage, a firm needs to develop highly innovative products. Product innovativeness is highly related to the knowledge committed into the new product development process. Absorptive capacity enables to introduce external new knowledge into the new product development process, thus it may impact product innovativeness. Yet, few studies have investigated this issue. This study investigates the relationship between absorptive capacity and product innovativeness as well as the potential mediating effect of knowledge creation capability on this relationship. Based on a data set of 212 firms, this study finds that absorptive capacity has an inverted U-shaped impact on both product innovativeness and knowledge creation capability, knowledge creation capability positively impacts product innovativeness, and knowledge creation capability mediates the relationship between absorptive capacity and product innovativeness.
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    Team knowledge transfer:The role of diversity and network transitivity
    Wei Jun, Li Miaomiao
    2014, 35(5): 70-76. 
    Abstract ( 1506 )   PDF (1KB) ( 1589 )  
    Based on the social capital theory, this article explored the influencing factors during the process of knowledge transfer in the use of multiple regression models, examined the mediating role of social network transitivity between team diversity and intra-team knowledge transfer within enterprises. Research process undertaken based on the training, a total of 92 teams with 1159 individuals who came from a China bank participated in the survey. The results showed that the transitivity played the fully mediating role between educational diversity and knowledge transfer and the partially mediating role that links age diversity to knowledge transfer. Moreover, age diversity has a significant influence on both transitivity and intra-team knowledge transfer.
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    The effect mechanism and conditions of reinforcement of intrinsic motivation to contextual performance
    Li Wei
    2014, 35(5): 77-83. 
    Abstract ( 1471 )   PDF (1KB) ( 1718 )  
    Intrinsic motivation and core self-evaluation are hot issues of modern psychology and behavioral research, meanwhile work engagement and contextual performance are also long-term focus of management practices departments, but the research of relationship between them is almost a blank. This paper, through the questionnaire answered by 726 employees from financial and telecom enterprises, tries to discuss the effect mechanism of intrinsic motivation to contextual performance by making work engagement to be the mediator variable, and explore the conditions of reinforcement of intrinsic motivation to contextual performance by making core self-evaluation to be the moderator variable. The results obtained by using the software SPSS and LISREL show that the intrinsic motivation of employees and contextual performance have significantly positive correlation; work engagement fully mediates in the effect mechanism of the intrinsic motivation of employees to contextual performance; core self-evaluation as a condition of reinforcement positively adjusts the effect of the intrinsic motivation of employees to contextual performance.
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    Government intervention, property pattern and capital investment
    Zhao Jing, Hao Ying
    2014, 35(5): 84-92. 
    Abstract ( 1778 )   PDF (1KB) ( 1880 )  
    Based on explanation and motivation of government intervention in enterprise investment activities, this paper studies the effect of government intervention, property characteristics on enterprise investment efficiency. The results show that: (1) Overall, the government intervention exacerbated overinvestment, but cannot ease underinvestment. (2) Due to property control characteristics, the influence of government intervention on the efficiency of business investment is different. Overinvestment of local state-owned enterprises and underinvestment of private enterprises have maximum sensitivity of the government's intervention. (3) The government intervention ease underinvestment of state-owned enterprises is the results of government investment expansion motivation, and raises the whole investment rate. (4) Further study found out that in the high government intervention area, between overinvestment of the local state-owned enterprises has significant positive correlation to the market value; on the contrary, in the area where marketization develops faster, private enterprise investment has a negative market reaction. As the investment efficiency and value effect are not coincident, the government intervention is a kind of substitution mechanism of market economic transition process.
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    Empirical study on the relationship among ownership structures, cognitive diversity of top management team and entrepreneurial strategic orientation
    Yang Lin
    2014, 35(5): 93-106. 
    Abstract ( 1688 )   PDF (1KB) ( 2003 )  
    Using panel data on the listed companies of the China's Small and Medium-sized Enterprises Board for 2006-2010 period, the article empirically examined the effects of cognitive diversity of top management team (TMT) on entrepreneurial strategic orientation (ESO), as well as the moderating effects of ownership structures including ownership concentration and equity restriction. The empirical results indicated that, except for the TMT's diversity of educational background, the diversities of TMT's age and tenure have significantly positive effects on age and tenure diversities ESO. Further, ownership concentration has significantly negative effect on the age and tenure diversities as well as negatively moderating effects on the relationship between these variables and ESO, but the direct effect and moderating effect of equity restriction is found to be positive. However, both ownership concentration and equity restriction don't have significantly moderating effect on TMT's age and tenure diversities and ESO. These findings have some theoretical and practical implications for optimizing ownership structure, building TMT and designing ESO within corporate.
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    Mechanism of residual control rights and special control rights allocation under two kinds ofcontrol structure in venture capital-backed firms: Based on the perspective of financial instruments-supported two-stage investment
    Wang Lei
    2014, 35(5): 107-117. 
    Abstract ( 1728 )  
    This paper analyzes the type and benefits of control right in venture capital-backed firms, as well as the corresponding relationship between them. In order to put exclusiveness and specificity of human capital, investment specificity and trust into a unified analysis framework, this paper establishes a control rights shared benefits function. The paper establishes a model of two kinds of control rights allocation in two-stage Investment and two kinds of control structure under the support of financial instruments, and uses the software of Mathematica for data simulation of theory model analysis. The study shows that, because of the difference among benefits of control rights, which obtained by entrepreneurs and investors under two kinds of control structure, the key factors exist significant differences mechanism on residual control right allocation, but the effect on the allocation of specific control right is similarity. The specific performance is that, with the increasing improvement of firm performance and innovation project success probability, there are nonlinear relationship between specificity of human capital, investment specificity and trust with the investor obtains the residual of control right, which is first increased and then decreased in joint control, and first decreased and then increased in contingent control. There are nonlinear relationship between exclusiveness of human capital with the investor obtains the residual of control right, which is first decreased and then increased in joint control, and first increased and then decreased in contingent control.
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    The role of scientists in decision making process of research and development programs-Acasestudy of China’s three key national science and technology programs
    Zhi Qiang, Yang Ying
    2014, 35(5): 118-127. 
    Abstract ( 1532 )  
    By studying the evolutionary role of scientists in the decision making process of three key National Science and Technology Programs: the Zhicheng Program, the 863 Program, and the 973 Programsin the past 30 years, we classify the role of the non-government scientists over time into six categories based on the dichotomyof political authority and scientific autonomy. We use quantitative metrics and qualitative cases to reveal the evolutionary role of scientists and its interaction with national science and technology strategy, and program outputs.Our study found out that theincremental changes in national strategic prioritiesinfluenced the institutional setting of scientists in decision-makingand led to a fast correspondenceby program outputs. However, this mayignores some long-term goals. Finally, this study suggests a few ways of improving the decision-making mechanismunder the circumstances of the innovation-driven strategy.
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    Theoretical extension of evaluation theory tree based on mapping knowledge domain
    Li Qiang, Wang Xiaomei, Han Tao
    2014, 35(5): 128-137. 
    Abstract ( 1465 )   PDF (1KB) ( 1855 )  
    This study constructed the mapping knowledge domain of evaluation research area and expanded Alkin's evaluation theory tree based onleading academics and citation analysis of their journal publications. The expanded evaluation theory tree characterized better relationship between research front, research area and the researchers,and it also demonstrated the evolution of hot themes in evaluation research. Compared with the subjective methods of interviewing, personal summarizing and so on, this study provided objective methods and data in sociological research and can be a paradigm for reference.
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    Empirical study on agglomeration effects of national high-tech industrial development zones in China
    Xie Ziyuan
    2014, 35(5): 138-144. 
    Abstract ( 1335 )   PDF (1KB) ( 1854 )  
    Through discomposing agglomeration effects of national high-tech zones into four dimensions, including factor agglomeration effect, talents agglomeration effect, innovation agglomeration effect and productivity promotion effect, we have an empirical study on agglomeration effects of national high-tech zones, using statistical data between the year 2007 to 2010 with the method of paired-samples t-test, and having the high-tech enterprises as the main comparative object. It is found that national high-tech zones have significant agglomeration effects in each dimension, and they have played a key role in promoting the development of enterprises in the zones. At the same time, all the development zones have different agglomeration effects in each dimension, therefore they should be given different treatment in practice.
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    Research on the cooperative innovation pattern of German universities and state-owned institutes
    Zhou Xiaoding, Luo Jun, Huang Qun
    2014, 35(5): 145-151. 
    Abstract ( 1329 )   PDF (1KB) ( 1656 )  
    The successful experience of German cooperative innovation is worthy of studying and reference. The article points out that institutions, law, policy and regulation are necessary guarantee for achieving the cooperative innovation between universities and state-owned research institutes, and that there are five common patterns and two individualistic patterns of German cooperative innovation. The authors also show that governmental guidance and initiative are necessary for cooperative innovation between universities and state-owned research institutes, that the heterogeneous yet complementary mechanism between universities and state-owned research institutes is the inner force that brings about cooperation, and that the expense-oriented mechanism is an important bond for the positive feedback of the cooperative innovation. Moreover, there are multiple levels and comprehensive features in the cooperative innovation between universities and state-owned research institutes. Finally, three points of suggestion are proposed about cooperative innovation between universities and state-owned research institutes in China.
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    The effect of inclusive leadership on team performance:Based on the mediating effect of self-efficacy
    Fang Yangchun
    2014, 35(5): 152-160. 
    Abstract ( 2628 )   PDF (1KB) ( 2479 )  
    Leadership has a significant effect on the team performance. This study defines a relational leadership-inclusive leadership, investigates its effect on team performance, and analyzes the mediating effect of self-efficacy between inclusive leadership and team performance. By means of questionnaire surveys and statistical analysis, we conclude that inclusive leadership is composed of three dimensions-being inclusive with the opinions and failures of employees, recognizing and training the employees as well as fair treatment of team members. The inclusive leadership has significant positive correlation with team performance. Recognizing and training the employees as well as fair treatment of team members have significant positive impacts on task performance. All the three dimensions of inclusive leadership have significant positive impacts on contextual performance. Being inclusive with the opinions and failures of employees as well as fair treatment of team members affects the self-efficacy significantly, which then obviously affects the task performance and contextual performance of the team. The self-efficacy plays part mediating role between fair treatment of team members and task performance of the team, and full mediating role between being inclusive with the opinions and failures of employees and the contextual performance of the team.
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