科研管理

科研管理 ›› 2009, Vol. 30 ›› Issue (5): 124-131 .

• 论文 • 上一篇    下一篇

外商直接投资促进我国企业技术创新了么?

潘申彪,余妙志   



  1. （浙江工业大学经贸管理学院，浙江 杭州310023）
  • 收稿日期:2008-08-28 修回日期:2008-12-25 出版日期:2009-09-20 发布日期:2009-09-20

Does FDI promote the innovation of domestic-funded enterprises?

Pan Shenbiao, Yu Miaozhi   


  1. (College of Business Administration, Zhejiang University of Technology, Hangzhou 310023,China)
  • Received:2008-08-28 Revised:2008-12-25 Online:2009-09-20 Published:2009-09-20

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摘要： 摘要：本文在修正的A-J模型基础上分析了外商直接投资（FDI）对内资企业技术创新的影响，认为外资企业技术溢出并不意味着内资企业创新能力的提升。内资企业技术创新能力提升有“门槛效应”，通过技术积累越过门槛，外资企业的技术溢出才可促进内资企业技术创新。文章对1999-2006年我国工业企业行业数据进行实证分析后认为：当行业总体、高、中技术行业未达到门槛值时，外资企业对内资企业技术创新的促进作用并不显著；但在低技术行业中这种促进作用却是显著的。最后，文章针对导致上述结论的可能原因及进一步研究方向进行了说明。

关键词: 外商直接投资, 技术溢出, 技术创新, 技术积累, 门槛效应

Abstract: Abstract: The effect of Foreign Direct Investment(FDI) in China on the domestic-funded enterprise’ innovation is analyzed with the revised A-J model. No evidence shows that the technology spillover from FDI definitely leads to the innovative ability improvement of the domestic-funded enterprise before it reaches the threshold. Once over the threshold， with the spillover increasing， the innovative ability of the domestic-funded enterprise improves. With the industry data of China from 1999 to 2006， it is found that the innovation promotion effect from FDI on the domestic-funded enterprises in high-tech and middle-tech industries is not significant. But in the low-tech industry the effect is obvious. Finally， some explanations on the threshold and suggestions on the policy are given.

Key words:
FDI, technology spillover, technology innovation, technology accumulation, threshold effect

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