科研管理 ›› 2021, Vol. 42 ›› Issue (3): 120-130.

• 论文 • 上一篇    下一篇

中国经济发达地区高校技术创新溢出研究

李文辉1,3,陈依楠2,江涌芝1,利雪莹2,邱钰杰2   

  1. 1.华南师范大学地理科学学院,广东 广州510631;
    2.华南师范大学经济与管理学院,广东 广州510006;
    3.华南师范大学科技创新与区域发展研究中心,广东 广州510006
  • 收稿日期:2018-05-17 修回日期:2018-10-20 出版日期:2021-03-20 发布日期:2021-03-19
  • 通讯作者: 李文辉
  • 基金资助:
    国家自然科学基金重点项目:“全球化背景下城市移民的人地互动与地方协商研究——以珠三角为例”(41630635);广东省科技计划项目:“广东与‘一带一路’沿线省份技术创新协同模式及其机制研究”(2017A030303073);广州市哲学社会科学“十三五”规划2018年度课题:“广州科技创新‘一带一路’合作机制研究”(2018GZGJ20)。

A research on the universities′ technological innovation spillovers in China′s economically developed regions

Li Wenhui1,3, Chen Yinan2, Jiang Yongzhi1, Li Xueying2, Qiu Yujie2   

  1. 1. School of Geography, South China Normal University, Guangzhou 510631, Guangdong, China; 
    2. School of Economics and Management, South China Normal University, Guangzhou 510006, Guangdong, China; 
    3. Science and Technology Innovation and Regional Development Research Center, South China Normal University, Guangzhou 510006, Guangdong, China
  • Received:2018-05-17 Revised:2018-10-20 Online:2021-03-20 Published:2021-03-19

摘要: 采用2000—2015年合作申请专利、专利技术转移信息,借助熵值法、社会网络分析法和典型案例分析法,以广州为例研究了经济发达地区高校技术创新溢出能力时空分异特征和机制模式。研究发现:(1)技术创新合作溢出行为具有较强的空间邻近偏好,与技术创新合作溢出相比,技术创新转移溢出的空间敏感度较小,组织锁定效应更强。(2)技术创新溢出能力持续稳步增长,合作溢出具有持续渐进性,转移溢出具有周期滞后性,吸收技术创新溢出的能力与该省份国内生产总值具有正相关关系,与交通距离呈负相关关系,但结果不显著。(3)技术创新溢出机制模式包括传统直接模式、联合研发模式和学术创业模式等8种,企业需求是促进技术创新溢出的主要因素。

关键词: 经济发达地区, 高校, 技术创新, 溢出, 专利信息

Abstract:     By adopting the applied cooperative patents and transferred information patents of China′s universities and colleges in its economically developed regions, most of which are located in the east coastal area from the year 2000 to 2015, and by means of the entropy method, social network analysis method as well as the typical case analysis method, this paper takes Guangzhou City as an example to study the spatial and temporal differentiation characteristics and mechanism patterns of technological innovation spillovers about China′s universities and colleges in its economically developed regions. 
    The research has come out some results that can be sorted out as follow. First of all, according to the results of social network analysis method, the technological innovation cooperation spillover of China′s universities and colleges in its economically developed regions has shown a strong preference for the spatial proximity, and comparing with technological innovation cooperation spillover, the spatial sensitivity of technological innovation spillover is much smaller in China′s economic developed areas. At the same time, the results of this paper have also shown that the organizational lock-in effect of technological innovation spillover is more strong in China′s economic developed areas. 
   Secondly, according to the results of entropy method and from the view of the ability of technological slipover, this paper has shown that the ability of technological slipover of China′s universities and colleges in its economically developed regions continues to grow steadily. At the same time, this paper also indicates that the technological innovation cooperative spillover phenomenon has the characteristics of continuity and progressiveness as well as the characteristic of obvious cyclical hysteresis in China′s economic developed areas. Besides, from the aspects of the 31 provinces in China, the ability of those 31 provinces of absorbing technological innovation spillovers from the economically developed regions in China has shown a significantly positive correlation when takes their GDP into consideration of the 31 provinces mentioned above. When it comes to the traffic distance, the ability to absorb technological innovation spillovers of the 31 provinces in China has a negative correlation on traffic distance, but it shows that the result is not so significant at all. 
    Thirdly, according to the results of typical case analysis method, in the views of the technology innovation spillover mechanism patterns, there are eight kinds of technology innovation spillover mechanism patterns which are suitable for China′s universities and colleges in those economically developed regions. These patterns mentioned above include traditional direct cooperation pattern, joint research and development pattern, academic business start-up pattern, alumni promote cooperation pattern, university-run enterprises cooperation pattern, co-construction platform cooperation pattern, university and local government cooperation pattern as well as the university industry management cooperation pattern and so on. 
    But this paper also puts its key emphasis on the development needs for the enterprises about the 31 provinces in China, which is the main factor to promote the spillover of technological innovation for China′s universities and colleges in economically developed regions.

Key words: economically developed regions, universities, technological innovation, spillover, patent information