科研管理

科研管理 ›› 2024, Vol. 45 ›› Issue (3): 31-41.DOI: 10.19571/j.cnki.1000-2995.2024.03.004

• 论文 • 上一篇    下一篇

关键核心技术突破能力建设需求分析

孙琴1,3,刘戒骄2,3,胡贝贝4   

  1. 1.浙江财经大学经济学院，浙江 杭州310018；
    2.江西服装学院商学院，江西 南昌330201；
    3.中国社会科学院工业经济研究所，北京100006；
    4.中国科学院科技战略咨询研究院，北京100190

  • 收稿日期:2022-09-09 修回日期:2023-10-26 出版日期:2024-03-20 发布日期:2024-03-11
  • 通讯作者: 刘戒骄
  • 基金资助:
    中国社会科学院国家高端智库基础研究项目（22ZKJC019，2022—2024）；国家社会科学基金重大项目：“中国式创新的综合优势、模式演进及体制机制的经济学研究”（22&ZD052，2022—2025）。

An analysis of the needs for building the key core technology breakthrough capabilities

Sun Qin1,3, Liu Jiejiao2,3, Hu Beibei4   

  1. 1. School of Economics, Zhejiang University of Finance & Economics, Hangzhou 310018, Zhejiang, China;
    2. Business School, Jiangxi Institute of Fashion Technology, Nanchang 330201, Jiangxi, China;
    3. Institute of Industrial Economics, Chinese Academy of Social Sciences, Beijing 100006, China;
    4. Institutes of Science and Development, Chinese Academy of Sciences, Beijing 100190, China
  • Received:2022-09-09 Revised:2023-10-26 Online:2024-03-20 Published:2024-03-11

摘要：     在新一轮产业变革向纵深演进的背景下，关键核心技术突破能力建设对于完善我国科技攻关体系，实现产业发展的自主可控具有重要意义。本文借鉴军事领域CBP思想构建了以协同融通集聚能力—创新投入与转化能力—创新资源保障能力为核心维度的“三力”模型，探讨关键核心技术突破能力建设需求及“三力”间相互作用机制。在此基础上，建立了关键核心技术突破的能力建设评估指标体系，并采用熵权—灰色关联投影矩阵模型对我国集成电路产业2009—2020年关键核心技术突破的能力需求建设状况进行测算，实证检验了指标体系的可行性和有效性。结果表明：政府、产业、企业多个主体之间的协同效率以及产业集聚、资金投入、制度建设等诸多子能力是影响关键核心技术突破的主要因素。我国集成电路产业关键核心技术突破的能力需求建设水平呈波动上升趋势，创新投入与转化能力是IC产业能力建设的主要影响者，在2019和2020年呈上升趋势，协同融通集聚能力和创新资源保障能力相对偏弱，仍须加强。本文为关键核心技术突破的能力建设需求提供实践启示。

关键词: 关键核心技术, 集成电路, 创新能力, 熵权—灰色关联投影矩阵模型

Abstract: Under the background of the new round of industrial transformation to the in-depth evolution, the construction of key core technology breakthrough capabilities is of great significance for improving China′s scientific and technological research system and achieving independent and controllable industrial development. This paper drew inspiration from the CBP concept in the military field to construct a "three-capabilities" model with the core dimensions of collaborative integration and agglomeration capabilities, innovation investment and transformation capabilities, and innovation resource support capabilities. It explored the construction needs of key core technology breakthrough capabilities and the interaction mechanism between the "three-capabilities". On this basis, a capacity building evaluation index system for key core technology breakthroughs was established, and the entropy weight - grey correlation projection matrix model was used to calculate the capacity demand construction status of key core technology breakthroughs in China′s IC industry from 2009 to 2020. The feasibility and effectiveness of the index system were empirically tested and the results indicated that the level of capability demand construction for breakthroughs in key core technologies in China′s IC industry is fluctuating and increasing, and the innovation investment and transformation capacity are showing an upward trend in 2019 and 2020. However, it is still necessary to strengthen the capability to collaborate, integrate, gather, and ensure innovation resources. This paper will provide practical inspiration for the capacity building needs of key core technology breakthroughs.

Key words:  key core technology, integrated circuit, innovation capability, entropy weight-grey relation projection model