关键核心技术研究综述：概念、结构、突破路径与机制

doi:10.19571/j.cnki.1000-2995.2023.12.003

摘要/Abstract

摘要： 突破关键核心技术“卡脖子”束缚成为我国打破美国科技封锁和实现国家崛起的理论和实践战略问题。本文从概念、内在结构、突破路径与机制对关键核心技术研究进行了系统梳理和总结，发现主流创新理论与技术追赶理论均未对关键核心技术进行专门研究，国内创新领域对此研究尚处于起步阶段，尚存在五个研究缺口：一是关键核心技术及相关概念混乱，对本源问题研究十分不足；二是底层逻辑的研究十分匮乏，尤其对关键核心技术微观结构及演化机理的研究更为匮乏，尚未打开关键核心技术黑箱；三是鲜有对关键核心技术的研发路径与机制研究；四是宏观突破路径及机制研究有待丰富和深化，尤其缺乏多情境下关键核心技术突破机制研究；五是研究文献没有脱离主流创新理论范式。最后，基于现有研究不足缺口，本文提出了未来研究展望与框架，即建立基于中国情境下的关键核心技术突破理论。

关键词: 关键核心技术, 微观结构, 突破路径, 突破机制

Abstract: Breaking through the bottleneck of key core technology has become a theory and strategic research topic for China to break the US scientific and technology blockade and realize the national rise. This paper systematically combed and summarized the key core technology research from the concept, internal structure, breakthrough path and mechanism. We find that neither the mainstream innovation theory nor technological catch-up theory for latecomer countries have literature focusing on key core technology, and the innovation research on this topic is still at an early stage in China. Therefore, there are five research gaps of key core technology, confusion of key core technologies and related concepts, lacking research on the origin problems, the unopened box of key core technologies, lacking discussion on the underlying logic of the microstructure and evolution mechanism of key core technologies, little research on the R&D path and mechanism of key core technology, limited research on macro breakthrough path and mechanism, lacking study on breakthrough mechanism of key core technology under multiple scenarios, deep influence of the mainstream innovation theory paradigm on the existing research literature. Finally, based on the gaps in existing research, this paper proposes a prospect and framework for future research, establishing key core technology breakthrough theories based on Chinese context.

Key words: key core technology, micro structure, breakthrough path, breakthrough mechanism

冯堃李显君熊昱傅渝姚毓春. 关键核心技术研究综述：概念、结构、突破路径与机制[J]. 科研管理, 2023, 44(12): 21-30.

Feng Kun, Li Xianjun, Xiong Yu, Fu Yu, Yao Yuchun. A review of key core technologies: Concept, structure, breakthrough path and mechanism[J]. Science Research Management, 2023, 44(12): 21-30.

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