An analysis of the funding effect of the National Social Science Fund in the field of public administration

Chen Lijun, Li Yan

Science Research Management ›› 2023, Vol. 44 ›› Issue (2) : 73-80.

PDF(351 KB)
PDF(351 KB)
Science Research Management ›› 2023, Vol. 44 ›› Issue (2) : 73-80.

An analysis of the funding effect of the National Social Science Fund in the field of public administration

  • Chen Lijun, Li Yan
Author information +
History +

Abstract

    It is undeniable that the development of science and technology and the improvement of scientific research performance are primarily attributed to the support of national scientific research investment and the science foundation system. How to judge scientific research funds′ efficiency and whether scientific research projects achieve the expected goals has become a common concern of practical and academic researchers. The existing researches focus on the funding effect of natural science from two categories. One is to construct the performance evaluation indicators for science foundation projects and further evaluate input-output effectiveness at the macro level. The other is to evaluate the fund provision′s function to a specific project at the individual level through bibliometric analysis and quasi-experimental research. However, most of these researches pay little attention to evaluating the funding effect in humanities and social sciences, nor does it distinguish the different effects of funding and the endowments of researchers on scientific research performance.This study takes 316 samples from public administration research projects. We study the data collected from 2006 to 2015 through the Propensity Score Stratification and Regression Analysis to explore the National Social Science Fund′s effect, trying to classify the function of the researcher′s endowments to his/her performance in researches.The results indicate that the National Social Science Fund can improve scientific research achievements, and for researchers with different scientific endowments, its effects are different. Specifically, this paper′s significant findings are summarized as follows: (1) Compared with the non-funded researchers, the National Social Science Fund can effectively improve the performance of Chinese articles. (2) Under the premise of similar scientific endowments, researchers who received the National Social Science Fund′s funding performed better, showing the National Social Science Fund will maximize the benefits to the good performers. (3) There is a significant difference among the research capability levels when obtained the funding support. The fund assistance plays stronger performance for the better capability researchers than less capable researchers. The higher productive researchers without funding support perform better than these low capability researchers with funding support, which indicated the scientific endowment is a key to researchers′ performance.The theoretical contribution of the study is to identify the effect of the National Social Science Fund on the research performance under the different scientific endowments of researchers. Regarding the practical implications, the National Social Science Fund shall prefer these researchers with higher research capability. The fund shall more use capability indicators in addition to the historical output of the researches in selection of project awards. The fund shall support these candidates with high research potential and high-quality performance, which can significantly improve the funding cost-effectiveness.However, this study still has the following limitations: (1) Data are mainly from Chinese journals, without including international academic journals, which may lead to underestimating the researchers′ outputs. (2) Researchers selected here may award multiple supports from different channels. It is a challenge to isolate the effect of a single channel to evaluate. Going forward, we shall integrate both local publishes and international publishes to study the effect of different channels of funding support, such as social science fund and natural science fund.

Key words

National Social Science Fund / funding effect / propensity score stratification / public administration

Cite this article

Download Citations
Chen Lijun, Li Yan. An analysis of the funding effect of the National Social Science Fund in the field of public administration[J]. Science Research Management. 2023, 44(2): 73-80

References

[1]张雪飞.联合国报告:中国研发支出升至全球第二[EB/OL].[2015-11-10](2020-04-25).http://www.xinhuanet.com//world/2015-11/10/c_1117101177.htm.
Zhang Xuefei. UN report: China's R&D expenditure rises to second in the world. [EB/OL].[2015-11-10](2020-04-25).http://www.xinhuanet.com//world/2015-11/10/c_1117101177.htm.
[2]朱迎春,袁燕军,张海波. R&D经费配置的现状、问题与对策——基于2000—2015年的统计数据 [J]. 中国科技论坛, 2017(8): 28-34.
Zhu Yingchun,Yuan Yanjun,Zhang Haibo. The present situation, problems and countermeasures of r&d funds allocation in china——based on the data in 2000-2015 [J].Forum on Science and Technology in China, 2017(8): 28-34.
[3]王菲菲,贾晨冉,刘俊婉.科技项目资助对论文产出绩效的作用效率测度研究——以人工智能领域为例 [J]. 科技进步与对策, 2019, 36(16): 26-33.
Wang Feifei,Jia Chenran,Liu Junwan. Res-earch on the efficiency measurement of the effect of science and technology project funding on output performance of paper—A case study of aritificial intelligence[J]. Science & Technology Progress and Policy, 2019, 36(16): 26-33.
[4]王冬梅.科学基金制度对基础科研合作的引导效用分析 [J]. 科研管理, 2010, 31(4): 98-101.
Wang Dongmei. Analysis on the guidance of science fund system for the cooperation of basic research[J]. Science Research Management, 2010, 31(4): 98-101.
[5]尚虎平,叶杰,赵盼盼.我国科学研究中的公共财政效率:低效与浪费——来自国家自然科学基金、社会科学基金项目产出的证据 [J]. 科学学研究, 2012, 30(10): 1476-1487+1475.
Shang Huping,,Ye Jie,Zhao Panpan. The inefficiency of public finance in China's research projects: an evidence of national natural science foundation and social science fund projects[J]. Studies in Science of Science, 2012, 30(10): 1476-1487+1475.
[6]Yigong Shi, Yi Rao. China’s Research Culture[J]. Science,2010,2329(5996):1128.
[7]李燕萍,郭玮,黄霞.科研经费的有效使用特征及其影响因素——基于扎根理论 [J]. 科学学研究, 2009, 27(11): 1685-1691.
Li Yanping,Guo Wei,Huang Xia. Characteristics and influence factors of the effective use on research funding—bases on grounded theory[J]. Studies in Science of Science, ,2009, 27(11): 1685-1691.
[8]叶祝弟,张蕾.新文科之新与人文社会科学研究范式转型 [J]. 探索与争鸣, 2020(1): 4+157.
Ye Zhudi,Zhang Lei. New Liberal Arts and Transformation of Research Paradigm of Humanities and Social Sciences[J]. Exploration and Free Views, 2020(1): 4+157.
[9]李硕豪,耿乐乐.国家社科基金教育学项目科研绩效研究——基于近十年“国家重点”和“国家一般”项目的比较分析 [J]. 高等教育研究, 2017, 38(8): 42-50.
Li Shuohao, Geng Lele. A study on the scientific research performance of education programs funded by the National Social Science Fund[J]. Journal of Higher Education, 2017, 38(8): 42-50.
[10]姚晓丹. 多国学者批驳人文社会科学“无用论”[EB/OL].[2015-12-30] (2020-04-25). http://www.cssn.cn/hqxx/201512/t20151230_2805747.shtml?COLLCC=4140030857&.
Yao Xiaodan. Multinational scholars criticize the “uselessness” of humanities and social sciences. [EB/OL]. [2015-12-30] (2020-04-25). http://www.cssn.cn/hqxx/201512/t20151230_2805747.shtml?COLLCC=4140030857&.
[11]顾海兵.国家社科基金:应由资助项目转为奖励成果 [J]. 学术界, 2003(1): 152-158.
Gu Haibing. National Social Science Fund: from funded projects to reward achievements[J]. Academic Forum, 2003(1): 152-158.
[12]文宏.治理体系下的公共管理研究:中国共产党十八大以来的回顾、特征及展望——基于CSSCI期刊论文的可视化分析 [J]. 南京社会科学, 2018(7): 56-64.
Wen Hong. the public administration researches under the governance system: review,characteristics and prospect since the 18th National Congress of the CPC[J]. Nanjing Journal of Social Sciences, 2018(7): 56-64.
[13]薛澜,张帆,武沐瑶.国家治理体系与治理能力研究:回顾与前瞻 [J]. 公共管理学报, 2015, 12(3): 1-12+155.
Xue Lan,Zhang Fan,Wu Muyao. Research on Governance System and Management Ability: Reviews and Prospects[J]. Journal of Public Management, 2015, 12(3): 1-12+155.
[14]袁旭梅,张旭,祝雅妹.基于ANP理论的科技项目绩效评价模型及应用 [J]. 科技管理研究, 2015, 35(21): 82-86.
Yuan Xumei,Zhang Xu,Zhu Yamei. Performance evaluation research of science and technology projects based on ANP theory.[J].Science and Technology Management Research, 2015, 35(21): 82-86.
[15]郑海鳌,周文泳.政府投入科技项目绩效评价研究——基于管理决策角度 [J]. 郑州航空工业管理学院学报, 2008(3): 91-94.
Zheng Haiao,Zhou Wenyong. Research on performance evaluation on S&T projects sponsored by government based on administration and decision-making[J]. Journal of Zhengzhou Institute of Aeronautical Industry Management, 2008(3): 91-94.
[16]OECD. Main science and technology indicators[M].Paris:OEDC,2007.
[17]IMD.IMD world competitiveness yearbook 2019[M].Lausanne: IMD Press,2019.
[18]中华人民共和国科学技术部战略院.中国科学技术指标2016 [M]. 北京: 科学技术文献出版社, 2017.
Chinese academy of science and technology for development. China science and technology indicators[M]. Beijing: Scientific and Technical Documentation Press, 2017.
[19]谢福泉.财政科技投入产出绩效评价指标的选择 [J]. 统计与信息论坛, 2008(8): 15-21.
Xie Fuquan. Indexes Choice of Performance Evaluation of S&T Expenditure Input from the State Finance[J]. Statistics & Information Forum, 2008(8): 15-21.
[20]高喜珍,刘超超.基于政府视角的科技成果转化项目绩效评价指标体系研究 [J]. 科技进步与对策, 2014, 31(12): 129-134.
Gao Xizhen,Liu Chaochao. Research on performance evaluation index system of science and technology achievement transformation project based on government perspective[J]. Science & Technology Progress and Policy, 2014, 31(12): 129-134.
[21]施筱勇,杨云,迟计,邢怀滨.科技项目绩效评价指标体系研究 [J]. 科技管理研究, 2016, 36(10): 39-43+49.
Shi Xiaoyong,Yang Yun,Xing Huaibin. Study on performance evaluation indicators for research and development project[J]. Science and Technology Management Research, 2016, 36(10): 39-43+49.
[22]郭颖,廉翔鹏,王岩,张立立.NSFC-云南联合基金资助项目绩效评价——基于特定领域科研产出和跨省合作网络的分析 [J]. 中国科学基金, 2018, 32(5): 527-533.
Guo Ying,Lian Xiangpeng,Wang Yan,Zhang Lili. Performance evaluation of NSFC-YunNan Joint Fund Project: research output and cross-provincial collaboration network analysis[J]. Bulletin of National Natural Science Foundation of China, 2018, 32(5): 527-533.
[23]郑石明,任柳青.青年科学基金项目绩效评价及其影响因素[J].中国科学基金, 2016, 30(3): 255-261.
Zheng Shiming,Ren Liuqing. Performance evaluation of National Natural Science Funds for young scholars and influence factors[J]. Bulletin of National Natural Science Foundation of China, 2016, 30(3): 255-261.
[24]蔡乾和,陶蕊.科学基金资助绩效评价的文献计量分析 [J]. 长沙理工大学学报(社会科学版), 2012, 27(3): 29-33.
Cai Qianhe,Tao Rui. Literature Metrology Analysis of Evaluation on NSFC Funding Performance[J]. Journal of Changsha University of Science & Technology(Social Science) , 2012, 27(3): 29-33.
[25] 白玉,郑童桐,赵镇,赵醒村.基于文献计量的国家自然科学基金资助效果分析:以南方医科大学为例 [J]. 中国科学基金, 2016, 30(4): 340-345.
Bai Yu,Zheng Tongtong,Zhao Zhen,Zhao Xingcun. The funding effect analysis of National Natural Science Foundation of China in Southern Medical University based on biblimetrics[J]. Bulletin of National Natural Science Foundation of China, 2016, 30(4): 340-345.
[26]陈秋怡,刘海波.科研基金资助投入与高水平国际论文产出研究——基于六国SCI论文的实证分析 [J]. 中国科技论坛, 2018(1): 158-163.
Chen Qiuyi,Liu Haibo. Scientific Research Funding Input and High-Level International Papers Output: The Empirical Analysis based on the SCI paper of 6 countries[J]. Forum on Science and Technology in China, 2018(1): 158-163.
[27]郭红,潘云涛,马峥,苏成,俞征鹿,徐波.国家自然科学基金资助产出论文计量分析 [J]. 科技导报, 2011, 29(27): 61-66.
Guo Hong,Pan Yuntao,Ma Zheng,Su Cheng,Yu Zhenglu,Xu Bo. Quantitative analysis of papers sponsored by natural science foundation of china[J]. Science & Technology Review, 2011, 29(27): 61-66.
[28]俞征鹿,马峥,郭红,王娜,贾佳.中国科技计划项目论文产出和影响力分析 [J]. 情报杂志, 2013, 32(4): 1-5+15.
Yu Zhenglu,Ma Zheng,Guo Hong,Wang Na,Jia Jia. A quantitative analysis of papers sponsored by national science and technology programs[J]. Journal of Intelligence, 2013, 32(4): 1-5+15.
[29] Fedderke J W , Goldschmidt M . Does massive funding support of researchers work?: Evaluating the impact of the South African research chair funding initiative[J]. Research Policy, 2015, 44(2):467-482.
[30]田人合,张志强,王非,窦超,崔静静.基于DID模型的科技政策创新能力资助效应实证研究——以杰青基金地球科学项目为例[J].情报学报, 2018, 37(8): 782-795.
Tian Renhe,Zhang Zhiqiang,Wang Fei,Dou Chao,Cui Jingjing. Scientific policy funding effects on scientists’ innovation ability based on did model: the example of the distinguished young scientists’ project winners in earth science[J]. Journal of the China Society for Scientific and Technical Information, 2018, 37(8): 782-795.
[31]王红梅,智强,费继鹏.青年科学基金对我国高校青年教师科研绩效的影响——基于1995—2013年国家自然科学基金的实证分析[J].教育研究, 2016, 37(7): 91-99.
Wang Hongmei,Zhi Qiang,Fei Jipeng. The influence of Youth Science Foundation on Research Performance for youth university teachers in China —Evidence from 1995 to 2013 NSFC program data for life sciences[J]. Educational Research, 2016, 37(7): 91-99.
[32]吴建南,章磊,郑永和.科研项目负责人特征与项目绩效的关系研究——基于科学基金面上项目的实证分析[J].科学学与科学技术管理, 2010, 31(12): 163-169.
Wu Jiannan,Zhang Lei,Zheng Yonghe. Research on the relationship of characteristics of scientific research project leader and
project performance:Analysis based on science foundation general project[J]. Science of Science and Management of S&T, 2010, 31(12): 163-169.
[33]经济体制改革试点第三方评估研究课题组.第三方评估应注重体系和方法创新 [N]. 学习时报, 2015-11-23(005).
Research group on third-party evaluation research on the pilot reform of the economic system. Third-party assessment should focus on system and method innovation[N]. Study Times, 2015-11-23(005).
[34]李帆,马亮,李绍平.公共政策评估的循证进路——实验设计与因果推论 [J]. 国家行政学院学报, 2018(5): 132-138+191.
Li Fan,Ma Liang,Li Shaoping. An evidence-based approach to public policy evaluation: ——Experimental design and causal inference[J]. Journal of Chinese Academy of Governance, 2018(5): 132-138+191.
[35]宋志红,郭莹,李冬梅.国际合著提高了中国内地学者的科研产出吗?——基于倾向得分分层法的实证研究 [J]. 情报杂志, 2018, 37(4): 80-85.
Song Zhihong,Guo Ying,Li Dongmei. Do international co-authorships improve research output for scholars from inland China? An empirical investigation with propensity score stratification method[J]. Journal of Intelligence, 2018, 37(4): 80-85.
[36]Rosenbaum P R.,Rubin D B . The central role of the propensity score in observational studies for causal effects[J]. Biometrika, 1983, 70(1):41-55.
[37]Auranen O., Nieminen M. University research funding and publication performance: An international comparison[J].Research Policy,2010,39(6):822-834.
[38]田人合,张志强,于洁,王萍.基于DID模型的科技政策资助效应实证研究——以杰青基金地球科学项目实施20年为例 [J]. 图书情报工作, 2018, 62(18): 110-121.
Tian Renhe,Zhang Zhiqiang,Yu Jie,Wang Ping. Empirical research on the funding effect of science and technology policy based on did model: take the 20 years of implementation of distinguished young scientists’ fund in earth science projects as an example[J]. Library and Information Service, 2018, 62(18): 110-121.
[39]Hirsch J E. An index to quantify and individual’s scientific research output[J]. Proceedings of National Academy of Science,2005,102(46),16569-16572.
[40]刘智锋,马永强,杨金庆.引文学科多样性与论文影响力的关系研究[J]. 情报杂志, 2020: 1-7.
Liu Zhifeng,Ma Yongqiang,Yang Jinqing. Research on Relationship Between Diversity of References and Impact of Papers[J]. Journal of Intelligence, 2020: 1-7.
[41]Srinivasan R , Lilien G L , Rangaswamy A . Survival of high tech firms: The effects of diversity of product-market portfolios, patents, and trademarks[J]. International Journal of Research in Marketing, 2008, 25(2):119-128.
[42]Merton, R. K . The Matthew Effect in Science: The reward and communication systems of science are considered[J]. Science, 1968, 159(3810):56-63.
[43]吴建南,章磊,阎波.不同依托单位支持程度下科学基金资助与项目绩效关系研究 [J]. 研究与发展管理, 2011, 23(1): 104-110.
Wu Jiannan,Zhang Lei,Yan Bo. A research on the relationship of the funds from Science foundation and projects performance under different levels of grantee supporting[J].R&D Management, 2011, 23(1): 104-110.
[44]王炼.科学计量学应用于科研人员绩效评价的挑战 [J]. 科学学与科学技术管理, 2007(4): 165-168.
Wang Lian. Applying scientometrics in the performance evaluation of scientific researchers[J]. Science of Science and Management of S.& T, 2007(4): 165-168.
[45]李文平,刘莹.项目申请者“头衔”更有利于科研绩效提升吗——一个面向国家社科基金教育学项目产出的倒序评估 [J]. 科技进步与对策, 2020: 1-9.
Li Wenping,Liu Ying. What is the impact of the applicants “title” on the output performance of research projects—A back-chaining evaluation based on the data of National Education Science Planning Fund[J]. Science & Technology Progress and Policy, 2020: 1-9.
[46]尚虎平,叶杰.绩效导向的科研项目资助:按成果而不是按“自我标榜”拨款——基于全国教育科学规划项目结项数据的探索 [J]. 自然辩证法研究, 2011, 27(11): 73-81.
Shang Huping,Ye Jie. Performance oriented research project support: Support by results rather than “self-boasting”[J].Studies in Dialectics of Nature, 2011, 27(11): 73-81.
PDF(351 KB)

Accesses

Citation

Detail

Sections
Recommended

/