科研管理

科研管理 ›› 2025, Vol. 46 ›› Issue (9): 136-144.DOI: 10.19571/j.cnki.1000-2995.2025.09.014

• 论文 • 上一篇    下一篇

高校科技成果转化的促进机制研究

张慧慧1,2   

  1. 1.中国社会科学院数量经济与技术经济研究所，北京100732；
    2.中国经济社会综合集成与预测中心，北京100732
  • 收稿日期:2023-12-29 修回日期:2024-12-25 出版日期:2025-09-20 发布日期:2025-09-09
  • 通讯作者: 张慧慧
  • 基金资助:
    国家社会科学基金一般项目：“基础研究人才向企业集聚的影响因素和促进政策研究”（21BJL116，2021.09—2024.12）。

Research on the promotion mechanism of universities′ on the transformation of S&T achievements

Zhang Huihui1,2   

  1. 1. Institute of Quantitative and Technical Economics, Chinese Academy of Social Sciences, Beijing 100732, China; 
    2. China Center for Economic and Social Integration and Prediction, Beijing 100732, China
  • Received:2023-12-29 Revised:2024-12-25 Online:2025-09-20 Published:2025-09-09

摘要：    促进科技成果转化是畅通教育、科技、人才良性循环的重要举措，理清高校科技成果转化的促进机制将有助于构建全面支持创新的体制机制。本文利用2010年到2020年各省份高校的专利出售数据，采取广义双重差分法检验了《转化法》（修订版）对高校科技成果转化的促进效果及作用机制。研究发现：（1）《转化法》（修订版）的实施显著促进了高校科技成果转化，具体表现为受《转化法》（修订版）影响强度越大的地区，专利出售合同数量和金额增幅越大，即科技成果转化水平提升效应越强。（2）《转化法》（修订版）通过激发科研人员从事更高转让价值科技成果研发的积极性促进了高校科技成果转化。（3）《转化法》（修订版）通过免除个体面临的科技成果转化责任风险促进了高校科技成果转化。本研究从科研人员和高校两个层面揭示了促进科技成果转化的激励机制，为进一步促进科技成果转化的相关体制机制改革提供了决策参考。

关键词: 产学研, 科技成果转化, 专利出售, 激励机制

Abstract:    Promoting the transformation of S&T achievements is an important measure to facilitate a virtuous cycle of education, S&T, and talents. Clarifying the promotion mechanism of universities′ technology transfer will help to build a comprehensive system that supports innovation. Using the universities′ patent sales data at provincial-level regions from 2010 to 2020, this paper analyzed the promotion effect and mechanism of the Law on Promoting the S&T Achievements Transformation (Revised Edition) on the S&T achievements transformation of universities by the generalized DID method. The study found that: (1) The implementation of the revised law significantly promotes universities′ S&T achievements transformation. Specifically, the provinces with greater impact from the Law on Promoting the S&T Achievements Transformation (Revised Edition) have higher level of patent sales contracts, which means the greater the improvement in the S&T achievements transformation level. (2) The implementation of the revised law promotes universities′ S&T achievements transformation by stimulating researchers′ enthusiasm for developing scientific and technological achievements with higher transfer value. (3) The implementation of the revised law promotes universities′ S&T achievements transformation by exempting individuals from the responsibility risks associated with technology transfer. This study has revealed the incentive mechanisms for promoting the transformation of S&T achievements from the perspectives of researchers and universities, and it will provide some decision-making references for further reforms of the system and mechanisms related to promoting S&T achievements transformation.

Key words: industry-university-research institute (IUR), S&T achievement transformation, patent sale, incentive mechanism