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组态视角下数据要素利用水平的影响因素研究
Research on the influencing factors of data element utilization levels from the perspective of configuration
数据要素已成为促进数字经济发展的重要的生产要素,研究数据要素利用水平对于促进数字经济的发展具有重要意义。本文基于技术、组织、环境(TOE)理论框架,结合模糊集定性比较分析方法(fsQCA)与人工神经网络(ANN)方法,并引入可解释机器学习模型SHAP,对数据要素利用水平的影响因素进行研究。基于我国30个省(自治区、直辖市)的数据,实证分析数据要素利用水平的影响因素。研究发现,技术、组织和环境因素三者之间协同联动形成了3种能够产生高数据要素利用水平的组态路径:创新-组织-开放综合型、技术-组织-环境综合型、基建-机构-环境综合型。其中科技创新水平与数据资源开放程度对于高数据要素利用水平影响最为显著,并且如果单一的追求数据资源的开放度,反而会对数据要素的利用产生负面影响。研究结论在理论层面明晰了数据要素利用水平的影响因素及组态路径,丰富了数据要素的相关研究,提出的混合fsQCA-ANN方法为解决类似的复杂组态问题研究提供了新的思路。在实践层面为我国优化数据要素利用政策、提升数据要素利用水平提供理论依据和管理启示。
The data element has become an important production factor in promoting the development of the digital economy, and studying the utilization level of data elements is of great significance for advancing the growth of the digital economy. This paper, based on the Technology-Organization-Environment (TOE) theoretical framework, adopting the fuzzy-set qualitative comparative analysis method (fsQCA) and artificial neural network (ANN) approaches, introduced the interpretable machine learning model SHAP to investigate the influencing factors of data element utilization levels. Using the data from 30 provinces (autonomous regions and municipalities) in China, this study empirically analyzed the factors influencing data element utilization levels. The research found that the synergy among technological, organizational and environmental factors forms three configurational paths capable of achieving high data element utilization levels: innovation-organization-openness composite, technology-organization-environment composite, and infrastructure-institution-environment composite. Among these, technological innovation levels and data resource openness have the most significant impact on achieving high data element utilization levels, while a singular focus on data resource openness may have a negative effect on the utilization of data elements. The research conclusions have clarified the influencing factors and configurational paths of data element utilization levels at the theoretical level, enriched the relevant studies on data elements, and proposed a hybrid fsQCA-ANN method, thus offering a new perspective for addressing similar complex configurational problems. At the practical level, the findings will provide some theoretical support and managerial insights for optimizing data element utilization policies and enhancing data element utilization levels in China.
数据要素 / 数字经济 / 机器学习 / 人工神经网络 / fsQCA / SHAP
data element / digital economy / machine learning / artificial neural network / fsQCA / SHAP
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Based on the 228 cities of China as study cases, this paper summarizes six digital factors affecting urban S&T innovation under the TOE framework. Then this paper adopts the NCA method to measure the necessity degree of digital factors to promote the development of urban S&T innovation. Meanwhile the fsQCA method is selected to explore the configuration path of digital factors empowering S&T innovation from an urban scale perspective. Furthermore, 228 cities are divided into different sample sets, with the classification criteria such as the "quasi-Huanyong line", urban S&T innovation scale, and whether it is a national innovation city. After the six sample sets are calibrated and modeled separately, this paper analyzes the configuration heterogeneity of digital factors empowering urban S&T innovation. The results show that: First, there is no single necessary condition that leads to the development of high technology innovation, but industrial integration plays a universal role in promoting the development of high technology innovation in cities. Second, There are two ways to achieve high urban S&T innovation,named A1:"government support technology driven " and A2: "government promotion environment driven". Configuration A1 indicates that cities can achieve high S&T innovation improvement, with high level of information infrastructure, services digitalization, and industrial integration as the leading conditions, and solid database foundation and high government support as the supporting conditions. While A2 refers that the city can achieve high S&T innovation development when there is a complete information infrastructure, a high level of government support, services digitization, governance digitization, and industrial integration. At this time data base and digitalization of governance can be substituted with each other. Last but not least, there are clear configuration heterogeneity when cities have different geographic locations, S&T innovation scales, and innovation policies: ①governance digitalization plays a minor role in the southeast cities, while the northwest cities rely more on a high level of digital governance and industrial integration for their S&T innovation. ②government support and digital environment construction play a prominent role in technological innovation in "central cities", while "peripheral cities" depends on information infrastructure and industrial integration more.③industrial integration is critical factors for S&T innovation in national innovative cities, while non-national innovative cities still needs the linkage of information infrastructure. ④Overall, industrial integration, government support, and information infrastructure are the keys to S&T innovation improvement for all types of cities.Therefore, this paper proposes some management recommendations as follows. Firstly, all region should explore its own unique path of digitalization empowering S&T innovation, referring to the configuration template above from an overall perspective. Secondly, all cities should promote the synergy of digital service and governance of traditional government department, and form the localized digital development policy system with adaptation to local conditions, in order to provide support for cultivating a good digital environment for S&T innovation. Finally, all regions should actively promote the digital transformation of traditional industries, and build professional productive digital service platforms, promote "enterprises on the cloud" and "enterprises using the cloud", then set the digital economy industrial parks, leading to drive urban science and technology innovation with new models and new industries.
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Qualitative comparative analysis is increasingly applied in strategy and organization research. The main purpose of our essay is to support this growing community of qualitative comparative analysis scholars by identifying best practices that can help guide researchers through the key stages of a qualitative comparative analysis empirical study (model building, sampling, calibration, data analysis, reporting, and interpretation of findings) and by providing examples of such practices drawn from strategy and organization studies. Coupled with this main purpose, we respond to Miller’s essay on configuration research by highlighting our points of agreement regarding his recommendations for configurational research and by addressing some of his concerns regarding qualitative comparative analysis. Our article thus contributes to configurational research by articulating how to leverage qualitative comparative analysis for enriching configurational theories of strategy and organization.
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How should firms configure organizational capabilities to achieve competitive advantage in complex digital environments? To answer this question, we investigate parsimonious configurations for high firm performance in digital environments characterized by organized complexity. We adopt a configurational perspective accompanied by a fuzzy-set qualitative comparative analysis (fsQCA) to explicate complex nonlinear relationships among key digital and non-digital capabilities in the form of conjunction, equifinality, and asymmetry in producing the outcome. With this approach, we shift attention from individual capabilities to configurations of capabilities to develop a better understanding of the complex role of IT in the digital world. Our analyses, using a rare and unique dataset of 376 observations for organizations in healthcare, education, manufacturing, and service sectors in the United States, reveal three key findings. First, IT-enabled information analytics capability alone is neither necessary nor sufficient in any configuration for high performance; however, it is an important component of the configurations in which it plays multifaceted roles varying from an enabling role in some contexts, to no role or a counterproductive role in other contexts. Second, we document a few parsimonious configurations emergent from complex nonlinear interactions among six organizational capabilities. Interestingly, these configurations often have an isomorphic structure that produces both high financial performance and high customer performance simultaneously. Third, the structures of configurations for high performance differ from those of not-high performance, suggesting an asymmetric view of causality that underpins organizational performance. Together, the findings provide implications for further research on complexity theory in digital business strategy, and for managers to view and redesign digital business strategy as configurations of IT and organizational capabilities.
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