科研管理

科研管理 ›› 2026, Vol. 47 ›› Issue (1): 152-161.DOI: 10.19571/j.cnki.1000-2995.2026.01.015

• 论文 • 上一篇    下一篇

省以下环保垂直管理改革对企业绿色创新的影响研究

郑朝鹏1,2，叶建亮3,4   

  1. 1.中共浙江省委党校浙江发展战略研究院，浙江 杭州311121；
    2.中共浙江省委党校浙江省“八八战略”创新发展研究院，浙江 杭州311121；
    3.浙江大学经济学院，浙江 杭州310058；
    4.浙江大学民营经济研究中心，浙江 杭州310058
  • 收稿日期:2024-03-18 修回日期:2024-12-20 接受日期:2024-12-20 出版日期:2026-01-20 发布日期:2026-01-12
  • 通讯作者: 叶建亮
  • 基金资助:
    浙江省哲学社会科学规划课题青年项目：“长三角区域一体化促进发展方式绿色转型的机理与路径研究”（24NDQN186YBM，2023—2026）；教育部人文社会科学重点研究基地重大项目：“民营部门，现代化经济体系建设与中国经济高质量发展”（23JJD790005，2023—2026）。

Research on the impact of environmental protection vertical renovation below the provincial level on the green innovation of enterprises

Zheng Zhaopeng1,2, Ye Jianliang3,4

  1. 1.Zhejiang Development Strategy Research Institute, The Party School of Zhejiang Provincial Committee of the 
    Communist Party of China, Hangzhou 311121, Zhejiang, China;
    2.Zhejiang "Double Eight Strategy" Innovation and Development Research Institute, The Party School of 
    Zhejiang Provincial Committee of the Communist Party of China, Hangzhou 311121, Zhejiang, China;
    3. School of Economics, Zhejiang University, Hangzhou 310058, Zhejiang, China;
    4. Research Centre of Private Economy, Zhejiang University, Hangzhou 310058, Zhejiang, China
  • Received:2024-03-18 Revised:2024-12-20 Accepted:2024-12-20 Online:2026-01-20 Published:2026-01-12

摘要：     绿色创新是促进企业绿色转型实现可持续发展的重要推动力。本文以各省份2016年起陆续实施省以下环保垂直管理改革作为政策冲击，利用2013—2021年我国重污染上市企业绿色专利数据，构建渐进式双重差分模型系统考察了环保垂改与企业绿色创新二者存在何种关系、有何作用机理以及异质性影响。研究发现，环保垂改显著提高了企业绿色创新水平，这一作用主要通过降低地方保护提高环境监管独立性实现，因此对于税收贡献小、就业雇佣少的企业影响更大。此外，环保垂改会减弱基层环保部门的属地联系和信息优势降低环境监管效率，而地区和企业层面的信息条件改善有利于缓解这一不利影响从而提升环保垂改对企业绿色创新的促进作用。异质性检验发现，经济增长压力小、环境治理压力大的地区和现金流压力小的企业对环保垂改政策更加敏感。本文的结论阐释了环保垂改是否以及如何促进企业绿色创新，对于“双碳”目标下促进企业绿色转型以及推动经济社会绿色可持续发展提供了重要的政策启示。

关键词: 省以下环保垂直管理改革, 绿色创新, 地方保护, 信息条件

Abstract:      Green innovation is an important driving force for promoting green transformation and achieving sustainable development in enterprises. This paper adopted the implementation of environmental protection vertical renovation below the provincial level (EPVR) as a policy shock, used the green patent data of heavily polluting listed enterprises in China from 2013 to 2021, and constructed the staggered DID model to systematically examine the relationship, mechanism, and heterogeneous impact between EPVR and enterprise green innovation. The result showed that EPVR has significantly improved enterprises green innovation by reducing local protection and increasing environmental regulatory independence, and has a greater impact on enterprises with small tax contributions, low employment, and weak social connections. Furthermore, this paper found that EPVR will weaken the territorial connections and information advantages of environmental protection departments, leading to a decrease in environmental regulatory efficiency. Improving information conditions at the regional and corporate levels is beneficial for mitigating this adverse impact, and enhancing the effect of EPVR on enterprises green innovation. The heterogeneity test found that regions with low economic growth pressure, high environmental governance pressure, and enterprises with low cash flow pressure are more sensitive to EPVR policy. The conclusion of this paper explained whether and how EPVR can promote enterprises green innovation, thus providing important policy insights for promoting green transformation of enterprises and promoting sustainable economic and social development under the goal of "carbon peak and carbon neutrality".


Key words: environmental protection vertical renovation below the provincial level (EPVR), green innovation, local protection, information condition