“双跨”平台数智赋能专精特新企业“卡脖子”技术突破的过程机制研究

doi:10.19571/j.cnki.1000-2995.2025.03.005

摘要/Abstract

摘要： “卡脖子”技术突破关乎国家安全和发展战略全局。工业互联网“双跨”平台数智赋能专精特新企业，为破解“卡脖子”技术难题带来了新机遇。本文基于数智赋能与资源编排理论，对卡奥斯数智赋能征和工业突破“卡脖子”技术的过程和机制展开纵向案例研究。研究发现：（1）“卡脖子”技术突破经历技术积累期、突破期和迭代期。此中数智赋能对资源编排的助推与二者协同演进两大机制发挥作用。（2）在技术积累期，专精特新企业自主实现专业领域技术和初始数智技术的积累。（3）在技术突破期，“双跨”平台先实施数据赋能和技术赋能，专精特新企业开展数据资源编排行动和技术资源编排行动，助推技术创新效能提升。而后实施结构赋能，专精特新企业开展流程资源编排行动，助推技术创新模式重塑。在上述双重契合作用下，专精特新企业突破“卡脖子”技术。（4）在技术迭代期，“双跨”平台实施跨行业跨领域的场域赋能，专精特新企业开展多生态资源编排行动，支撑“卡脖子”技术创新迭代。本研究丰富了“卡脖子”技术突破的研究对象类型，拓展了数智赋能与资源编排的相互作用机制，为“双跨”平台多重数智赋能专精特新企业及“卡脖子”技术突破提供了重要启示。
关键词：

关键词: “双跨”平台, “卡脖子”技术突破, 专精特新企业, 数智赋能, 资源编排

Abstract: The breakthroughs of "bottleneck" technologies are critical to national security and overarching development strategies. The "cross-industry and cross-domain industrial internet" platform enables digital intelligence technology. This technology enhances the capabilities of specialized, refined, distinctive and innovative (SRDI) enterprises, creating new opportunities to address the technical challenges of "bottleneck" technologies. Grounded in the theories of digital intelligence enabling and resource arrangement, this study conducted a longitudinal case analysis of how COSMOPlat enabled Qingdao Choho Industrial Co., Ltd. to overcome these "bottleneck" technologies. The key findings include: (1) The breakthroughs of "bottleneck" technologies progress through stages of technology accumulation, breakthrough and iteration. During these phases, two mechanisms—digital and intelligent enabling that promote resource arrangement and their co-evolution—play pivotal roles. (2) In the technology accumulation stages, SRDI enterprises independently build expertise in specialized fields and foundational digital and intelligent technologies. (3) In the technology breakthrough phase, the "cross-industry and cross-domain industrial internet" platform facilitates data and technology enabling, thus enabling SRDI enterprises to orchestrate data and technology resources, and enhancing innovation efficiency. Subsequently, structural enabling prompts SRDI enterprises to engage in process resource arrangement actions which reshape the innovation model. Through this dual coordination, SRDI enterprises achieve breakthroughs in "bottleneck" technologies. (4) In the technology iteration phase, the "cross-industry and cross-domain industrial internet" platform extends the cross-industry and cross-domain enabling, allowing SRDI enterprises to conduct multi-ecosystem-level resource arrangement actions that support the continuous iteration of "bottleneck" technology innovations. This research has enriched the understanding of breakthroughs in "bottleneck" technologies, expanded the interaction mechanisms between digital intelligence enabling and resource arrangement, and it will offer significant insights into leveraging the "cross-industry and cross-domain industrial internet" platform for the digital intelligence enabling of SRDI enterprises across various dimensions.

Key words: "cross-industry and cross-domain industrial internet" platform, "bottleneck" technology breakthrough, SRDI enterprise, digital intelligence enabling, resource arrangement

张延平李莎张瑶刘园彬. “双跨”平台数智赋能专精特新企业“卡脖子”技术突破的过程机制研究[J]. 科研管理, 2025, 46(3): 48-59.

Zhang Yanping, Li Sha, Zhang Yao, Liu Yuanbin. Research on the process mechanism of the "bottleneck" technology breakthroughs of SRDI enterprises enabled by digital intelligence on the "cross-industry and cross-domain industrial internet" platform[J]. Science Research Management, 2025, 46(3): 48-59.

参考文献

[1]李树文,罗瑾琏,张志菲.从定位双星到布局寰宇：专精特新企业如何借助关键核心技术突破实现价值共创[J].南开管理评论,2024,27(03):94-107.
LI Shuwen, LUO Jinlian, ZHANG Zhifei. From positioning the double star to the layout of the world: How to realize value co-creation by means of key core technology breakthrough [J]. Nankai Management Review, 2019,27(03):94-107.
[2]单宇,许晖,周连喜,等.数智赋能：危机情境下组织韧性如何形成？——基于林清轩转危为机的探索性案例研究[J].管理世界,2021,37(03):84-104+7.
SHAN Yu, XU Hui, ZHOU Lianxi, et al. Digital intelligence empowerment: How to form organizational resilience in crisis situations? -- An exploratory case study based on Lin Qingxuan's transformation from crisis to opportunity [J]. Management World,2021,37(03):84-104+7.
[3]洪银兴,任保平.数字经济与实体经济深度融合的内涵和途径[J].中国工业经济,2023,(02):5-16.
HONG Yinxing, REN Baoping. Connotation and approach of deep integration of digital economy and real economy [J]. China Industrial Economy,2023,(02):5-16.
[4]李昱璇,方卫华.“卡脖子”技术概念辨析——内生性矛盾、国家主体与外部限制的共同建构[J].科学学研究,2024,42(01):31-37+135.
LI Yuxuan, FANG Weihua. Analysis on the concept of "stuck neck" technology: The co-construction of endogenous contradiction, national subject and external restriction [J]. Research in Science of Science, 2019,42(01):31-37+135.
[5]陈劲,阳镇.融通创新视角下关键核心技术的突破:理论框架与实现路径[J].社会科学,2021,(05):58-69.
CHEN Jin, YANG Zhen. Breakthrough of Key core technologies from the perspective of Integrated innovation: Theoretical framework and implementation path [J]. Social Science,2021,(05):58-69.
[6]MENG D, LI X, RONG K. Industry-to-university knowledge transfer in ecosystem-based academic entrepreneurship: Case study of automotive dynamics & control group in Tsinghua University[J]. Technological Forecasting and Social Change, 2019, 141: 249-262.
[7]赵长轶,谢洪明,郭勇,等.大国重器研制的关键核心技术突破——东方电气集团G50重型燃气轮机纵向案例研究[J].管理世界,2023,39(12):20-39.
ZHAO Changyi, XIE Hongming, GUO Yong, et al. Key core technology breakthrough in the development of great power heavy equipment: Longitudinal case study of Dongfang Electric Group G50 Heavy Gas Turbine [J]. Management World, 2019,39(12):20-39.
[8]赵晶,孙泽君,程栖云,等.中小企业如何依托“专精特新”发展实现产业链补链强链——基于数码大方的纵向案例研究[J].中国工业经济,2023,(07):180-200.DOI:10.19581/j.cnki.ciejournal.2023.07.010.
ZHAO Jing, SUN Zejun, CHENG Qiyun, et al. How small and medium-sized enterprises rely on the development of "specialized and innovative" to realize the strengthening of industrial chain: a longitudinal case study based on Digital Dafang [J]. China Industrial Economics, 2023, (7) : 180-200. The DOI: 10.19581 / j.carol carroll nki ciejournal. 2023.07.010.
[9]姜忠辉,李靓,罗均梅,等.跨组织协同如何影响专精特新企业成长？——基于资源依赖理论的案例研究[J].经济管理,2024,46(02):110-128.DOI:10.19616/j.cnki.bmj.2024.02.006.
JIANG Zhonghui, LI Liang, LUO Junmei, et al. How does cross-organizational collaboration affect the growth of specialized startups? - a case study based on resource dependence theory [J]. Economic Management, 2024 46-48 (02) : 110-128. The DOI: 10.19616 / j.carol carroll nki. BMJ. 2024.02.006.
[10]李阳,许晖,王千金.打破“小院高墙”：不确定情境下“单项冠军”企业如何实现关键核心技术创新突破？[J/OL].南开管理评论,1-23[2024-09-17].http://kns.cnki.net/kcms/detail/12.1288.F.20240715.1905.004.html.
LI Yang, XU Hui, WANG Qianjin. Breaking the "small walls":How can "single champion"enterprises achieve key core technology innovation breakthroughs under uncertain circumstances? [J/OL].Nankai Management Review:1-23[2024-09-12].http://kns.cnki.net/kcms/detail/12.1288.F.20240715.1905.004.html.
[11]郑勇华,孙延明,尹剑峰.工业互联网平台数据赋能、吸收能力与制造企业数字化转型[J].科技进步与对策,2023,40(11):19-30.
ZHENG Yonghua, SUN Yanming, YIN Jianfeng. Data empowerment, absorption capacity of industrial internet platform and digital transformation of manufacturing enterprises [J]. Science and Technology Progress and Countermeasures, 2019,40(11):19-30.
[12]YUKL G A, BECKER W S. Effective empowerment in organizations[J]. Organization Management Journal, 2006, 3(3): 210-231.
[13]曹仰锋.世界三大“产业互联网平台”的战略与功能[J].清华管理评论,2019,(04):44-51.
CAO Yangfeng. Strategies and functions of the world's three "industrial Internet platforms"[J]. Tsinghua Management Review,2019,(04):44-51.
[14]曹仰锋,孔欣欣.黑海战略：工业互联网时代的新战略模式 [J].清华管理评论,2020,(11):85-92.
CAO Yangfeng, KONG Xinxin.Black sea strategy: a new strategic model in the industrial
internet era [J]. Tsinghua Management Review,2020,(11):85-92.
[15]丁述磊,刘翠花,李建奇.数实融合的理论机制、模式选择与推进方略[J].改革,2024,(01):51-68.
DING Shulei, LIU Cuihua, LI Jianqi. Theoretical mechanism, model selection and promotion strategy of data-real integration [J]. Reform,2024,(01):51-68.
[16]韩先锋,宋文飞,李勃昕.互联网能成为中国区域创新效率提升的新动能吗[J].中国工业经济,2019,(07):119-136.
HAN Xianfeng, SONG Wenfei, LI Boxin. Can the Internet become a new driving force for improving regional innovation efficiency in China [J]. China Industrial Economics,2019,(07):119-136.
[17]邬爱其,刘一蕙,宋迪.跨境数字平台参与、国际化增值行为与企业国际竞争优势[J].管理世界,2021,37(09):214-233.
WU Aiqi, LIU Yihui, SONG Di. Cross-border digital platform participation, international value-added behavior and international competitive advantage of enterprises [J]. Management World, 2019,37(09):214-233.
[18]MIKALEF P, CONBOY K, KROGSTIE J. Artificial intelligence as an enabler of B2B marketing: A dynamic capabilities micro-foundations approach[J].Industrial Marketing Management, 2021, 98: 80-92.
[19]汤志伟,李昱璇,张龙鹏. 中美贸易摩擦背景下“卡脖子”技术识别方法与突破路径——以电子信息产业为例 [J]. 科技进步与对策, 2021, 38 (01): 1-9.
TANG Zhiwei, LI Yuxuan, ZHANG Longpeng. Identification method and breakthrough path of "stuck neck" technology in the context of the China US trade friction: A case study of electronic information industry [J]. Science and Technology Progress and Countermeasures, 2021, 38 (01): 1-9.
[20]Wu F S,Tsai C C, Wu C H, et al.An exploratory study of breakthrough innovations in digital businesses: The case of the perfect corporation[J]. Technological Forecasting and Social Change,2024,201:12323.
[21]Qu G N，Chen J，Zhang R H, et al.Technological search strategy and breakthrough innovation: An integrated approach based on main-path analysis[J]. Technological Forecasting and Social Change,2023,196:122879.
[22]梁玲玲,李烨,陈松.数智赋能对企业开放式创新的影响：数智双元能力和资源复合效率的中介作用[J].技术经济,2022,41(06):59-69.
LIANG Lingling, LI Ye, CHEN Song. The impact of digital intelligence on enterprise open innovation: the mediating role of digital intelligence dual capability and resource recombination efficiency [J]. Journal of Technology and Economics, 2019,41(06):59-69.
[23]SIRMON D G, HITT M A, IRELAND R D, et al. Resource orchestration to create competitive advantage: Breadth, depth, and life cycle effects[J]. Journal of management, 2011, 37(5): 1390-1412.
[24] MAKADOK R．Toward a synthesis of the resource-based and dynamic-capability views of rent creation[J].Strategic Management Journal, 2001, 22(5):387-401.
[25]AMIT R，HAN X. Value creation through novel resource configurations in a digitally enabled world[J]. Strategic Entrepreneurship Journal，2017，11（3）：228-242.
[26]YIN R K, CLARKE C, COTNER B, et al. Case study methods[M]. London: Routledge,2012.
[27]苏芳,毛基业,谢卫红.资源贫乏企业应对环境剧变的拼凑过程研究[J].管理世界,2016,(08):137-149+188.
SU Fang, MAO Jiye, XIE Weihong. Research on the piecing together process of resource poor enterprises in response to environmental changes [J]. Management World, 2016, (08): 137-149+188
[28]EISENHARDT K M, GRAEBNER M E. Theory building from cases: Opportunities and challenges[J]. Academy of management journal, 2007, 50(1): 25-32.
[29]EISENHARDT K M．Building theories from case study research[J].Academy of Management Review,1989,14 (4):532-550．
[30]YIN R K .Case study research: Design and methods[M].Thousand Oaks, CA: Sage
Publications,2009．
[31]Gioia D A, Corley K G, Hamilton A L. Seeking qualitative rigor in inductive research: Notes on the Gioia methodology[J]. Organizational research methods, 2013, 16(1): 15-31.
[32]陈晓红,张静辉,汪阳洁,等.数字技术赋能中国式创新的机制与路径研究[J].科研管理,2024,45(01):13-20.
CHEN Xiaohong, ZHANG Jinghui, WANG Yangjie, et al. Research on the mechanism and path of digital technology empowering chinese innovation [J]. Research Management, 2024, 45(01): 13-20
[33]苏敬勤.重视中小制造企业在解决卡脖子技术中的关键作用[J].中国科技论坛,2020,(06):7-9.
SU Jingqin. Pay attention to the key role of small and medium-sized manufacturing enterprises in solving the bottleneck technology [J]. China Science and Technology Forum,2020,(06):7-9.