科研管理 ›› 2023, Vol. 44 ›› Issue (2): 73-80.

• 论文 • 上一篇    下一篇

公共管理领域国家社会科学基金资助效果分析

陈丽君,李言   

  1. 浙江大学公共管理学院,浙江 杭州310058
  • 收稿日期:2020-07-08 修回日期:2021-01-21 出版日期:2023-02-20 发布日期:2023-02-16
  • 通讯作者: 陈丽君
  • 基金资助:
    国家社会科学基金重大项目:“智慧社会下我国新型社会信用体系构建研究”(19ZDA104,2020—2023)。

An analysis of the funding effect of the National Social Science Fund in the field of public administration

Chen Lijun, Li Yan   

  1. School of Public Affairs, Zhejiang University, Hangzhou 310058, Zhejiang, China
  • Received:2020-07-08 Revised:2021-01-21 Online:2023-02-20 Published:2023-02-16
  • Contact: Li JunChen

摘要: 科学基金制度在促进科研产出、提升国家竞争力方面发挥了巨大推动作用,如何研判科学基金的经费使用效率及资助效果是实务界和学术界关注的焦点。本文以公共管理领域316名学者为研究对象,收集2006—2015年相关数据,采用倾向得分分层和线性回归分析,探寻国家社会科学基金资助对公共管理领域研究者中文论文产出的作用。结果表明:从中文发表的各项指标上看,在相似科研禀赋前提下,获得国家社会科学基金资助可以有效提升科研产出绩效,国家社会科学基金具有锦上添花的作用。针对不同层次科研水平研究者的作用效果具有差异性,科研禀赋更佳的研究者其绩效表现更好。与获得国家社会科学基金资助的中、低概率研究者相比,未获得国家社会科学基金资助的高概率研究者的科研成果产出更高,一定程度提示了科研禀赋对个体绩效产出的作用。从金额上看,资助金额增加能显著提升科研成果质量。本文主要识别了在科研禀赋差异条件下,国家社会科学基金资助对科研绩效影响,研究结论可以对国家社会科学基金立项与识别机制的优化提供学理依据。

关键词: 国家社会科学基金, 资助效应, 倾向得分分层, 公共管理

Abstract:     It is undeniable that the development of science and technology and the improvement of scientific research performance are primarily attributed to the support of national scientific research investment and the science foundation system. How to judge scientific research funds′ efficiency and whether scientific research projects achieve the expected goals has become a common concern of practical and academic researchers. The existing researches focus on the funding effect of natural science from two categories. One is to construct the performance evaluation indicators for science foundation projects and further evaluate input-output effectiveness at the macro level. The other is to evaluate the fund provision′s function to a specific project at the individual level through bibliometric analysis and quasi-experimental research. However, most of these researches pay little attention to evaluating the funding effect in humanities and social sciences, nor does it distinguish the different effects of funding and the endowments of researchers on scientific research performance.This study takes 316 samples from public administration research projects. We study the data collected from 2006 to 2015 through the Propensity Score Stratification and Regression Analysis to explore the National Social Science Fund′s effect, trying to classify the function of the researcher′s endowments to his/her performance in researches.The results indicate that the National Social Science Fund can improve scientific research achievements, and for researchers with different scientific endowments, its effects are different. Specifically, this paper′s significant findings are summarized as follows: (1) Compared with the non-funded researchers, the National Social Science Fund can effectively improve the performance of Chinese articles. (2) Under the premise of similar scientific endowments, researchers who received the National Social Science Fund′s funding performed better, showing the National Social Science Fund will maximize the benefits to the good performers. (3) There is a significant difference among the research capability levels when obtained the funding support. The fund assistance plays stronger performance for the better capability researchers than less capable researchers. The higher productive researchers without funding support perform better than these low capability researchers with funding support, which indicated the scientific endowment is a key to researchers′ performance.The theoretical contribution of the study is to identify the effect of the National Social Science Fund on the research performance under the different scientific endowments of researchers. Regarding the practical implications, the National Social Science Fund shall prefer these researchers with higher research capability. The fund shall more use capability indicators in addition to the historical output of the researches in selection of project awards. The fund shall support these candidates with high research potential and high-quality performance, which can significantly improve the funding cost-effectiveness.However, this study still has the following limitations: (1) Data are mainly from Chinese journals, without including international academic journals, which may lead to underestimating the researchers′ outputs. (2) Researchers selected here may award multiple supports from different channels. It is a challenge to isolate the effect of a single channel to evaluate. Going forward, we shall integrate both local publishes and international publishes to study the effect of different channels of funding support, such as social science fund and natural science fund.

Key words: National Social Science Fund, funding effect, propensity score stratification, public administration