科研管理

科研管理 ›› 2021, Vol. 42 ›› Issue (12): 108-115.

• 论文 • 上一篇    下一篇

制度环境对工业绿色创新的空间效应研究

杨朝均1,王冬彧1,毕克新2,3   

  1. 1.昆明理工大学管理与经济学院，云南 昆明650093； 
    2.哈尔滨工程大学经济管理学院，黑龙江 哈尔滨150001；
    3.哈尔滨理工大学管理学院，黑龙江 哈尔滨150080

  • 收稿日期:2018-12-03 修回日期:2019-10-08 出版日期:2021-12-20 发布日期:2021-12-17
  • 通讯作者: 杨朝均
  • 基金资助:
    国家自然科学基金：“全球价值链参与、低碳创新网络国际化对制造业低碳创新绩效的影响研究”（71964019，2020.01—2023.12）；国家自然科学基金青年项目：“开放经济下工业企业绿色创新的动力机制、路径演化与绩效评价研究”（71502074，2016.01—2018.12）；国家自然科学基金：“互联网环境下我国船舶工业绿色创新系统演化机理与开放式创新模式研究”（71774037，2018.01—2021.12）。

A research on the spatial effect of institutional environment on industrial green innovation

Yang Chaojun1, Wang Dongyu1，Bi Kexin2,3   

  1. 1. Faculty of Management and Economics, Kunming University of Science and Technology, Kunming 650093, Yunnan, China; 
    2. School of Economics and Management, Harbin Engineering University, Harbin 150001, Heilongjiang, China; 
    3. School of Management, Harbin University of Science and Technology, Harbin 150080, Heilongjiang, China
  • Received:2018-12-03 Revised:2019-10-08 Online:2021-12-20 Published:2021-12-17

摘要：    绿色创新双外部性特征决定了制度环境是激励绿色创新开展的基本保障。本文基于我国2005—2015年30个省级单位的面板数据，利用动态空间杜宾模型从直接影响和空间溢出效应两个方面研究制度环境对工业绿色创新的空间效应。结果表明：环境管制制度环境对工业绿色创新有显著的促进作用和正向空间溢出效应。在市场制度环境中，教育扶持、非国有化水平对工业绿色创新有显著的促进作用和正向空间溢出效应，而科技扶持和金融支持对工业绿色创新均有一定程度的抑制作用；对外开放度对工业绿色创新的正向空间溢出效应显著。法律制度环境对工业绿色创新有显著的促进作用和正向空间溢出效应。在此基础上，为考察不同地理区位条件下制度环境对工业绿色创新的影响，进一步将全国分为一带一路地区和非一带一路地区进行深入研究。

关键词: 工业绿色创新, 制度环境, 空间效应, 动态空间杜宾模型

Abstract:    As a new innovation paradigm, green innovation has the dual externality characteristics of achieving both economic and environmental benefits. This dual externality feature requires green innovation to require stronger institutional incentives. In recent years, China has issued a series of policies and measures to support energy conservation and emission reduction and green environmental protection, especially the five development concepts of "innovation, coordination, green, openness, and sharing", which have pointed out the transformation of China′s development mode and sustainable development direction. As a powerful safeguard and restraint, the system has an important impact on China′s industrial green innovation. This influence not only reflects the direct impact of the system on industrial green innovation in the region, but also the spatial spillover effect on industrial green innovation in neighboring regions, that is, the green innovation activities in sensitive areas of the system will be affected by the adjacent regional system. At present, most of the literature studies the direct impact of institutional environment on innovation, but less on the spatial spillover effects of institutional environment.
    Based on the panel data of 30 provincial-level units in China from 2005 to 2015, this paper uses the dynamic spatial Durbin model empirical test to explore the spatial effect of institutional environment on industrial green innovation. The spatial effect is embodied and divided into direct effects and spillover effects. Institutions are a multi-dimensional abstract concept that is difficult to measure in a comprehensive and complete manner. Following the principle of representativeness and typicality, this paper decides to discuss the influence of institutional environment on industrial green innovation from three aspects: environmental control system, market system and legal system, and puts forward research hypotheses, and then conducts empirical research from the national level and sub-regional level. The conclusions of this paper include: (1) At the national level, this paper mainly discusses the direct impact of environmental control system, market system, legal system and other institutional environment on industrial green innovation and spatial spillover effects. The conclusions of the study indicate that the environmental control system environment has a significant role in promoting local industrial green innovation, and the positive spatial spillover effect on adjacent areas is also very obvious. A strict environmental control system will drive the surrounding areas to improve the level of industrial green innovation, so as not to become a "pollution shelter". In the market system environment, the level of education support and non-nationalization has a significant role in promoting local industrial green innovation, and the positive spatial spillover effect on adjacent areas is obvious. This proves that the development of industrial green innovation in China is inseparable from the support of institutions of higher learning and non-state-owned enterprises. Science and technology support has a certain degree of negative impact on industrial green innovation. This shows that the lack of independent innovation capability is still an important issue that needs to be faced at present; financial support has a certain degree of negative impact on industrial green innovation. Since the projects related to industrial green innovation have great risks, the threshold for obtaining financial support is high; the positive spatial spillover effect of openness on industrial green innovation is obvious. The low human capital in non-central areas makes the region′s economic cooperation with the central region more frequent. The direct impact of the legal system environment on industrial green innovation and the spatial spillover effect are significant. Innovation can only be more motivated if it is adequately protected by law. The above conclusions passed the robustness test. (2) At the sub-regional level, this paper mainly discusses the regional heterogeneity of the institutional environment in the areas of the Belt and Road and non-Belt and Road areas. The conclusions of the study indicate that the non-nationalization level has a reverse spatial spillover effect on industrial green innovation in the area around the Belt and Road. Lack of government support is a major factor in the lack of motivation for non-nationalization. Financial support presents a positive spatial spillover effect in the Belt and Road region and a reverse spatial spillover effect in the non-Belt and Road region. Financial support is more inclined to projects and regions that are supported by national policies. The purpose of this is to reduce investment risks.
   Compared with other researches, this paper not only explores the impact of various institutional environments on industrial green innovation, but also explores the impact of institutional environment on industrial green innovation on the overall level of the country, further from the Belt and Road region, non-Belt and Road areas. Two dimensions were explored. More importantly, this paper not only examines the direct impact of the institutional environment on industrial green innovation in the region, but also explores the spatial spillover effects of industrial green innovation in adjacent areas. This has important theoretical and practical significance for the targeted and tailored industrial green innovation capacity improvement policy.

Key words:  industrial green innovation, institutional environment, spatial effect, dynamic space Durbin model