科研管理 ›› 2022, Vol. 43 ›› Issue (12): 54-68.

• 论文 • 上一篇    下一篇

突破“卡脖子”技术的思维模式——基于TRIZ的设计

张治河1,高中一1,檀润华2,孙丽杰3   

  1. 1.陕西师范大学 国际商学院,陕西 西安710119;
    2.河北工业大学 机械工程学院,天津300401;
    3.中国国际科学技术合作协会,北京100038

  • 收稿日期:2021-10-28 修回日期:2022-11-04 出版日期:2022-12-20 发布日期:2022-12-21
  • 通讯作者: 张治河
  • 基金资助:
    教育部哲学社会科学研究重大课题攻关项目:“健全技术创新的市场导向机制研究”(14JZD010);国家自然科学基金应急管理项目:“‘卡脖子’关键核心技术领域的创新能力与形势研判分析”(71941028)。

A mindset intending to break through "bottleneck" technologies——A design based on TRIZ

Zhang Zhihe1, Gao Zhongyi1, Tan Runhua2, Sun Lijie3   

  1. 1. School of International Business, Shaanxi Normal University, Xi′an 710119, Shaanxi, China;
    2. School of Mechanical Engineering, Hebei University of Technology, Tianjin 300401, China;
    3. China Association for International Scientific and Technological Cooperation, Beijing 100038, China
  • Received:2021-10-28 Revised:2022-11-04 Online:2022-12-20 Published:2022-12-21

摘要: 本文基于中美技术竞争没有妥协的余地,唯一的出路在于实施卓越的科技战略、选择科学的突破路径去赢得竞争的基本判断,根据“卡脖子”技术的特性,运用TRIZ思维,建立了基于TRIZ冲突解决原理的突破“卡脖子”技术思维体系;同时,构建了宏观层面上基于战略层和应用层有机联动的“卡脖子”技术突破机制和微观层面上基于TIRZ技术创新分级的企业突破“卡脖子”技术的实施机制。在对上述机制分析的基础上,提出了突破“卡脖子”技术的4条路径:1. 面向政府和企业两个核心主体,从宏观层面建立突破“卡脖子”技术的宏观机制;2. 突出企业创新主体地位,以TRIZ方法辅助企业技术创新;3. 融合技术创新系统思想,建立跨学科、跨行业的联动机制;4. 发挥平台功能,实现优秀人才的有效集聚。

关键词: “卡脖子”技术, TRIZ理论, TRIZ技术创新分级, 技术创新, 技术创新方法

Abstract:    According to the basic judgment that there is no alternative but to implement excellent scientific and technological strategies and choose a scientific breakthrough path for China in the China-US technological competition, our study proposes a thinking system to solve the "bottleneck" technology problem based on TRIZ with the analysis of the characteristics of "bottleneck" issues, which is the key core technology, is not necessarily a new technology, is an existing technology, one part has, one part does not have, the owner uses the priority to impose restrictions on the non-owner, constitutes a "bottleneck". Specifically, we establish two interrelated mechanisms, namely the "bottleneck" technological macro-breakthrough mechanism at the strategy and application layer, and the "bottleneck" technological micro-breakthrough mechanism at the enterprises′ implementation layer with respect to the TRIZ technological innovation classification. At the macro-level, the government-led strategy layer mainly from the angle of view of conflict management, from the perspective of the macro set including technology, talent, institutional innovation, business environment, market and industry from six aspects of science and technology strategy, as provided in the application level of the enterprise with the leading basic guarantee, promoting enterprise and the integration collaboration among innovation subjects. The enterprise-led application layer is mainly based on the perspective of physical conflict and technical conflict in TRIZ theory, attracting interdisciplinary and cross industry knowledge and talents, building a micro mechanism for enterprises to break through "bottleneck" technology based on specific solutions, and realizing the improvement of technological innovation ability. At the micro-level, enterprises break through the "bottleneck" technology implementation mechanism based on TRIZ technology innovation classification. There are three points to breakthrough "bottleneck" technology, the first point is clearing scientific research foundation of enterprises, targeted research and development of "bottleneck" technology, the second point is the agglomeration of cross-industry, interdisciplinary knowledge and talent, which is the key to break through "bottleneck" technology, the third point is technology marketization which is the end of "bottleneck" technology. Moreover, four detailed breakthrough paths are suggested: first, we should establish the macro mechanism to solve the "bottleneck" technology problem facing the government and enterprises. Only by handling the relationship between the government and the market correctly and giving full play to the guiding role of the government and the decisive role of the market in the allocation of resources, can we lay a good foundation for the breakthrough of the "bottleneck" technology from the strategic mechanism. Second, we should foster the subject status of enterprises in innovation with the assistance of TRIZ. Highlighting the dominant position of enterprises in innovation is conducive for enterprises to gather all kinds of social resources, including talent, technology, platform, equipment and capital. TRIZ method is an effective way to break through the "bottleneck" technology. The "bottleneck" of the technology depends on the physical conflict and technical conflict, and the solution theory of physical conflict and technical conflict in the TRIZ method depends on the separation principle and the invention principle respectively. Based on its related principles, the TRIZ method is introduced into the enterprise, which can point out the research and development direction for the enterprise to solve the key "bottleneck" technology scientifically and efficiently, so as to improve the technological innovation ability of the enterprise. Third, we should establish the interdisciplinary and cross industry linkage mechanism with technology convergence. Characteristics of "bottleneck" technology determines that its breakthrough and innovation are impossible to be achieved by an individual or institution. It needs a series of knowledge systems, technology systems, industrial systems to support and establish interdisciplinary, cross-industry linkage mechanisms, dynamic coordination among the government, the market and enterprises. While clarifying the relationship between the government and the market, we should highlight the main role of enterprises in market-oriented innovation, promote the organic linkage between the government and enterprises, and create a systematic environment for enterprises to break through the "bottleneck" technology. Finally, we should enroll talents effectively through platforms. We should make full use of the functions of all kinds of laboratories and engineering centers, especially enterprise laboratories and engineering centers, to achieve the effective aggregation of interdisciplinary and cross industry outstanding talents, so as to lay the talent foundation for breaking the "bottleneck" technology, which is also the most fundamental foundation.

Key words: "bottleneck" technology, TRIZ theory, TRIZ technological innovation classification, technological innovation, technological innovation solution