绿色技术创新城市网络地位提升前因组态研究

范德成, 徐静雯

科研管理 ›› 2026, Vol. 47 ›› Issue (7) : 139-150.

PDF(1596 KB)
PDF(1596 KB)
科研管理 ›› 2026, Vol. 47 ›› Issue (7) : 139-150. DOI: 10.19571/j.cnki.1000-2995.2026.07.014  CSTR: 32148.14.kygl.2026.07.014

绿色技术创新城市网络地位提升前因组态研究

作者信息 +

Study on the antecedent configuration of green technology innovation urban network status enhancement

Author information +
文章历史 +

摘要

明晰如何提升绿色技术创新城市网络地位,对于弥合城市间绿色技术创新发展差距、实现国家“双碳”目标具有重要意义。该研究基于2015—2021年企业级绿色技术专利大数据刻画了中国绿色技术创新城市网络,构建了包含“供求端”营商环境、城市行政级别及经济发展水平三方面条件提升绿色技术创新城市网络地位的理论模型,并运用动态QCA方法进行了实证研究。研究发现:(1)绿色技术创新城市网络具有流动性和稳定性特点并存的“圈层内外交互”结构,但城市节点的网络地位失衡,边缘城市仍面临网络嵌入度不足的困境。(2)“供求端”营商环境、城市行政级别、经济发展水平是提升绿色技术创新城市网络地位的多重并发因素,“行政级别”主导和“经济水平—营商环境”协同是实现高城市网络地位的两种等效逻辑,“供求端”营商环境的“供给拉动”和“供求联动”分别是其边缘和核心条件。(3)针对不同位置的网络主体,以营商环境提升其绿色技术创新城市网络地位的可行路径有所不同,核心城市凭借要素供给端营商环境主导,而边缘城市则依靠供求端营商环境均衡联动或要素供给端营商环境强劲驱动。一方面,该研究在网络型城市空间结构下,为国家构建城际绿色技术创新合作一体化的新发展格局提供了政策参考。另一方面,研究结果为城市提升绿色技术创新网络地位提出了多重可行路径,并为网络边缘城市提供了利用营商环境来缓解其行政级别和经济水平不高而难以改善城市网络地位的经验证据。

Abstract

It is important to clarify how to improve the urban status of green technology innovation networks to bridge the development gap of green technology innovation between cities and realize the national “double carbon” goal. Based on the big data of firm-level green technology patents from 2015 to 2021, the study depicts China’s green technology innovation urban network, constructs a theoretical model to enhance the urban status of the green technology innovation network from three aspects: “supply and demand side” business environment, urban administrative level, and economic development level, and uses dynamic QCA method to conduct empirical research. The study found that: first, the green technology innovation urban network has the structure of “interaction inside and outside the circle” with the characteristics of mobility and stability, but the network status of city nodes is unbalanced, and the edge cities are still facing the dilemma of insufficient network embeddedness. Second, the “supply and demand side” business environment, urban administrative level, and economic development level are the multiple concurrent factors that enhance the urban status of the green technology innovation network. The “administrative level” dominance and the “economic level - business environment” synergy are the two equivalent logics to achieve high urban network status. The “supply pull” and “supply-demand linkage” of the “supply and demand side” business environment are their marginal and core conditions, respectively. Third, for the network entities in different positions, the feasible paths to improve the urban status of green technology innovation networks with the business environment are different. The core cities are dominated by the “factor supply side” business environment, while the edge cities rely on the balanced linkage of the “supply and demand side” business environment or the strong driving of the “factor supply side” business environment. On the one hand, under the network-based urban spatial structure, the study provides policy references for the country to build a new development pattern of inter-city green technology innovation cooperation and integration. On the other hand, the findings put forward multiple feasible paths for cities to enhance the green technology innovation network status, and provide empirical evidence for network edge cities to utilize the business environment to mitigate their difficulties in improving urban network status due to their low administrative level and economic level.

关键词

绿色技术创新 / 城市网络地位 / 营商环境 / 供求端 / 动态QCA

Key words

green technology innovation / urban network status / business environment / supply-demand side / dynamic QCA

引用本文

导出引用
范德成, 徐静雯. 绿色技术创新城市网络地位提升前因组态研究[J]. 科研管理. 2026, 47(7): 139-150 https://doi.org/10.19571/j.cnki.1000-2995.2026.07.014
Fan Decheng, Xu Jingwen. Study on the antecedent configuration of green technology innovation urban network status enhancement[J]. Science Research Management. 2026, 47(7): 139-150 https://doi.org/10.19571/j.cnki.1000-2995.2026.07.014
中图分类号: F124.3;F224.33   

参考文献

[1]
杨浩昌, 李廉水, 张发明. 高技术产业集聚与绿色技术创新绩效[J]. 科研管理, 2020, 41(9):99-112.
Yang Haochang, Li Lianshui, Zhang Faming. High-tech industrial agglomeration and green technological innovation performance[J]. Science Research Management, 2020, 41(9):99-112.
[2]
Yao L, Li J, Li J. Urban innovation and intercity patent collaboration:A network analysis of China’s national innovation system[J]. Technological Forecasting and Social Change, 2020, 160:120185.
[3]
Li Y, Zhang Y, Lee C C, et al. Structural characteristics and determinants of an international green technological collaboration network[J]. Journal of Cleaner Production, 2021, 324:129258.
[4]
Huang Y, Hong T, Ma T. Urban network externalities,agglomeration economies and urban economic growth[J]. Cities, 2020, 107:102882.
[5]
Orsatti G, Quatraro F, Pezzoni M. The antecedents of green technologies:The role of team-level recombinant capabilities[J]. Research Policy, 2020, 49(3):103919.
[6]
肖雁飞, 张宝俪, 廖双红. 环境规制对绿色技术创新的影响研究:分阶段数字化转型的调节分析[J]. 科研管理, 2024, 45(11):99-108.
Xiao Yanfei, Zhang Baoli, Liao Shuanghong. Research on the impact of environmental regulation on green technology innovation:An analysis of the moderating effect of phased digital transformation[J]. Science Research Management, 2024, 45(11):99-108.
[7]
汪明月, 李颖明, 张浩, 等. 市场导向驱动企业绿色技术创新模型构建与路径分析[J]. 科技进步与对策, 2019, 36(20):112-120.
摘要
基于对企业绿色技术创新环境和驱动力转换介质的分析,构建企业绿色技术创新基本要素模型,并给出要素的内涵特征及所遵循的准则,阐述了市场导向对企业绿色技术创新的影响路径。结果显示,企业绿色技术创新发生于系统环境中,并以系统收益最大化为目标,市场化机制是其驱动力转换的重要介质。基础知识突破、企业社会资本积累、产品市场需求、企业创新网络、消费主体意识、市场准入时机及政府政策是企业绿色技术创新要素模型的重要构成。构建和优化企业绿色技术创新基本要素模型必须遵守适合性准则、动态性、干预性及系统性准则,而释放绿色技术创新要素供需信号,促进创新所需要素协同,降低企业绿色技术创新交易成本,提高创新要素配置效率是市场导向影响企业绿色技术创新的主要路径。
Wang Mingyue, Li Yingming, Zhang Hao, et al. Model construction and path analysis of green technological innovation driven by market orientation[J]. Science & Technology Progress and Policy, 2019, 36(20):112-120.
[8]
刘剑民, 夏琴, 徐玉德, 等. 产业技术复杂性、政府补助与企业绿色技术创新激励[J]. 南开管理评论, 2024, 27(2):94-103+149+104-105.
Liu Jianmin, Xia Qin, Xu Yude, et al. Industrial technological complexity,government subsidies and corporate green technology innovation incentives[J]. Nankai Business Review, 2024, 27(2):94-103+149+104-105.
[9]
Irfan M, Razzaq A, Sharif A, et al. Influence mechanism between green finance and green innovation:Exploring regional policy intervention effects in China[J]. Technological Forecasting and Social Change, 2022, 182:121882.
[10]
Sun Y, Grimes S. The actors and relations in evolving networks:The determinants of inter-regional technology transaction in China[J]. Technological Forecasting and Social Change, 2017, 125:125-136.
[11]
Crespo J, Vicente J. Proximity and distance in knowledge relationships:From micro to structural considerations based on territorial knowledge dynamics(TKDs)[J]. Regional Studies, 2016, 50(2):202-219.
[12]
Davis J C, Henderson J V. Evidence on the political economy of the urbanization process[J]. Journal of Urban Economics, 2003, 53(1):98-125.
[13]
李志军, 张世国, 李逸飞, 等. 中国城市营商环境评价及有关建议[J]. 江苏社会科学, 2019(2):30-42+257.
Li Zhijun, Zhang Shiguo, Li Yifei, et al. The environment evaluation of doing business in Chinese cities and related suggestions[J]. Jiangsu Social Sciences, 2019(2):30-42+257.
[14]
“中国城市营商环境评价研究”课题组, 李志军, 张世国, 等. 中国城市营商环境评价的理论逻辑、比较分析及对策建议[J]. 管理世界, 2021, 37(5):98-112+8.
“Research on Evaluation of Doing Business in Chinese Cities” Research Group,Li Zhijun, Zhang Shiguo, et al. Theoretical logic,comparative analysis,and the countermeasures of doing business assessment in Chinese cities[J]. Journal of Management World, 2021, 37(5):98-112+8.
[15]
Dong J, Xu W, Cha J. Rural entrepreneurship and job creation:The hybrid identity of village-cadre-entrepreneurs[J]. China Economic Review, 2021, 70:101704.
[16]
李志军. 中国城市营商环境评价[M]. 北京: 中国发展出版社, 2020.
Li Zhijun. The environmental evaluation of doing business in Chinese cities[M]. Beijing: China Development Press, 2020.
[17]
Zhao L, Wang Y. Financial ecological environment,financing constraints,and green innovation of manufacturing enterprises:Empirical evidence from China[J]. Frontiers in Environmental Science, 2022, 10:891830.
In the carbon neutrality strategy, facilitating the green innovation of enterprises and promoting industrial upgradation have become a key issue. We explore the relationship between the financial ecological environment, financing constraints, and green innovation of manufacturing enterprises based on endogenous growth and stakeholder theories. Manufacturing companies listed on Shanghai Stock Exchange and Shenzhen Stock Exchange during 2010–2020 are taken as samples. With the help of principal component analysis, a comprehensive index of the annual financial ecological environment is constructed. The SA index is employed to measure the financing constraints of firms, and the number of granted green patents is used to measure the green innovation of manufacturing enterprises. We conclude that the green innovation of manufacturing enterprises will relax their financing constraints. The financial ecological environment positively moderates the relationship between green innovation and corporate financing constraints. An excellent financial ecological environment enhances the mitigation effect of green innovation of manufacturing enterprises on their financing constraints. Policy implications are given according to the conclusion.
[18]
Porter M E, Linde C. Toward a new conception of the environment-competitiveness relationship[J]. Journal of Economic Perspectives, 1995, 9(4):97-118.
Accepting a fixed trade-off between environmental regulation and competitiveness unnecessarily raises costs and slows down environmental progress. Studies finding high environmental compliance costs have traditionally focused on static cost impacts, ignoring any offsetting productivity benefits from innovation. They typically overestimated compliance costs, neglected innovation offsets, and disregarded the affected industry's initial competitiveness. Rather than simply adding to cost, properly crafted environmental standards can trigger innovation offsets, allowing companies to improve their resource productivity. Shifting the debate from pollution control to pollution prevention was a step forward. It is now necessary to make the next step and focus on resource productivity.
[19]
Li Z, Huang Z, Su Y. New media environment,environmental regulation and corporate green technology innovation:Evidence from China[J]. Energy Economics, 2023, 119:106545.
[20]
李博阳, 张嘉望, 沈悦, 等. 绿色债券发行对绿色技术创新影响的路径和机制研究[J]. 科研管理, 2023, 44(11):134-142.
Li Boyang, Zhang Jiawang, Shen Yue, et al. Research on the path and mechanism of the impact of green bond issuance on green technology innovation[J]. Science Research Management, 2023, 44(11):134-142.
[21]
张三保, 曹锐. 中国城市营商环境的动态演进、空间差异与优化策略[J]. 经济学家, 2019(12):78-88.
Zhang Sanbao, Cao Rui. Dynamic evolution,spatial differences and optimization strategies of China’s urban business environment[J]. Economist, 2019(12):78-88.
[22]
Sahut J M, Peris-Ortiz M. Small business,innovation,and entrepreneurship[J]. Small Business Economics, 2014, 42:663-668.
[23]
白俊红, 蒋伏心. 协同创新、空间关联与区域创新绩效[J]. 经济研究, 2015, 50(7):174-187.
Bai Junhong, Jiang Fuxin. Synergy innovation,spatial correlation and innovation performance[J]. Economic Research Journal, 2015, 50(7):174-187.
[24]
Bergh D D, Ketchen JR D J, Orlandi I, et al. Information asymmetry in management research:Past accomplishments and future opportunities[J]. Journal of Management, 2019, 45(1):122-158.
[25]
Li X L, Si D K. Does financial market liberalization promote corporate radical innovation? Evidence from China[J]. International Review of Financial Analysis, 2024, 95:103500.
[26]
邓慧慧, 刘宇佳, 王强. 中国数字技术城市网络的空间结构研究:兼论网络型城市群建设[J]. 中国工业经济, 2022(9):121-139.
Deng Huihui, Liu Yujia, Wang Qiang. Spatial structure of city network about digital technology in China:Discussion on network urban agglomeration construction[J]. China Industrial Economics, 2022(9):121-139.
[27]
Guan J, Zhang J, Yan Y. The impact of multilevel networks on innovation[J]. Research Policy, 2015, 44(3):545-559.
[28]
Guedes M J, Da Conceição Gonçalves V, Soares N, et al. UK evidence for the determinants of R&D intensity from a panel fsQCA[J]. Journal of Business Research, 2016, 69(11):5431-5436.
[29]
杜运周, 刘秋辰, 程建青. 什么样的营商环境生态产生城市高创业活跃度?:基于制度组态的分析[J]. 管理世界, 2020, 36(9):141-155.
Du Yunzhou, Liu Qiuchen, Cheng Jianqing. What kind of ecosystem for doing business will contribute to city-level high entrepreneurial activity? A research based on institutional configurations[J]. Journal of Management World, 2020, 36(9):141-155.
[30]
Greckhamer T, Furnari S, Fiss P C, et al. Studying configurations with qualitative comparative analysis:Best practices in strategy and organization research[J]. Strategic Organization, 2018, 16(4):482-495.
Qualitative comparative analysis is increasingly applied in strategy and organization research. The main purpose of our essay is to support this growing community of qualitative comparative analysis scholars by identifying best practices that can help guide researchers through the key stages of a qualitative comparative analysis empirical study (model building, sampling, calibration, data analysis, reporting, and interpretation of findings) and by providing examples of such practices drawn from strategy and organization studies. Coupled with this main purpose, we respond to Miller’s essay on configuration research by highlighting our points of agreement regarding his recommendations for configurational research and by addressing some of his concerns regarding qualitative comparative analysis. Our article thus contributes to configurational research by articulating how to leverage qualitative comparative analysis for enriching configurational theories of strategy and organization.

基金

国家社会科学基金重点项目:“基于产业组织理论的产业技术创新动力机制研究”(19AGL007,2019.07—2022.12)

PDF(1596 KB)

Accesses

Citation

Detail

段落导航
相关文章

/