科研管理 ›› 2023, Vol. 44 ›› Issue (2): 55-64.

• 论文 • 上一篇    下一篇

环境规制对海洋经济绿色技术进步的影响

任文菡1,王奇2   

  1. 1.青岛大学商学院,山东 青岛266071;
    2.中国海洋大学经济学院,山东 青岛266100

  • 收稿日期:2020-07-06 修回日期:2021-01-18 出版日期:2023-02-20 发布日期:2023-02-16
  • 通讯作者: 任文菡
  • 基金资助:
    国家社会科学基金青年项目:“我国海洋经济绿色技术进步适宜性评价与优化路径研究”(20CJY022,2020.09—2023.06)。

Impact of environmental regulation on the green technological progress of marine economy

Ren Wenhan1, Wang Qi2   

  1. 1.Business School, Qingdao University, Qingdao 266071, Shandong, China;
    2. College of Economics, Ocean University of China, Qingdao 266100, Shandong, China
  • Received:2020-07-06 Revised:2021-01-18 Online:2023-02-20 Published:2023-02-16

摘要: 环境规制作为保护环境的有效手段,其与技术进步之间的关系一直是学术界关注的重点,但目前专门针对海洋领域的研究不多。本文以我国海洋经济为研究对象,首先基于相关文献和理论,从直接和间接效应出发分析环境规制对海洋经济绿色技术进步的作用机理。其次将资源的刚性约束与环境负效应纳入海洋经济绿色技术进步测度模型中,采用混合EBM模型和全局GML指数分解相结合的方法测算我国海洋经济绿色技术进步。再次通过可行广义最小二乘估计实证检验环境规制对我国海洋经济绿色技术进步的影响路径。研究发现:(1)环境规制对我国海洋经济绿色技术进步的直接影响存在“倒N型”的非线性关系,表明就提升海洋经济绿色技术进步而言,恰恰是中等适度的环境规制强度对海洋经济绿色技术进步的提升是最优的。(2)环境规制对我国海洋经济绿色技术进步存在多种间接影响路径,其中,环境规制加强了产业结构对我国海洋经济绿色技术进步的促进作用,同时抑制了人力资本、科教投入对其的促进作用;除此之外,环境规制还抑制了沿海地区进出口及陆域工业规模对我国海洋经济绿色技术进步的负向影响。最后,基于研究结论,本文提出了相关政策启示。

关键词: 海洋经济, 环境规制, 绿色技术进步, 直接影响, 间接影响

Abstract:     Environmental regulation is an effective means to protect the environment, and the relationship between environmental regulation and technological progress has always been the focus of the academic community. Existing research provides theoretical and empirical support for understanding the relationship between environmental regulation and technological progress, but it is difficult to meet the needs of the new situation of marine high-quality development: (1) Most of the existing studies ignore the rigid constraints of resources and the negative effects of environment in the process of economic development. This kind of economic growth at the cost of resource waste and environmental pollution does not meet the requirements of marine high-quality development. (2) Existing research has been carried out more in industry and other fields, but there are few researches specifically on the marine field. (3) Previous studies mostly focused on the direct relationship between environmental regulation and technological progress, and regarded the intermediate link as a theoretical "black box", thus ignoring the possible indirect relationship between environmental regulation and technological progress.In response to the above-mentioned problems, this paper takes China′s marine economy as the research object and studies the impact of environmental regulation on green technological progress. Firstly, based on relevant literature and theory, this paper analyzes the mechanism of environmental regulation on green technological progress of marine economy from the direct and indirect effects. Secondly, this paper incorporates the rigid constraint of resources and the negative environmental effect into the measurement model, and uses the mixed radial EBM model combined with the Global Malmquist-Luenberger index to measure the green technological progress of marine economy. Thirdly, this paper uses feasible generalized least squares estimation to empirically test the impact path of environmental regulation on green technological progress of marine economy. In order to ensure the unbiasedness and consistency of the empirical results, this paper re-examines the endogenous problems that may exist in the model. On this basis, this paper also introduces the limited information maximum likelihood (LIML) method to compare with the results.The study found that the direct impact of environmental regulation on green technological progress of China′s marine economy has an "inverted N-shaped" nonlinear relationship, indicating that in terms of improving the green technological progress of marine economy, it is not that the higher the intensity of environmental regulation, the more appropriate, nor the lower the intensity of environmental regulation, the more effective. It is precisely the moderate intensity of environmental regulation that is optimal for the advancement of green technological progress of marine economy. There are many indirect influence mechanisms of environmental regulation on green technological progress of marine economy. Among them, although environmental regulation has strengthened the role of industrial structure in promoting the green technological progress of marine economy, it has also inhibited the promotion of human capital and investment in science and education. In addition, environmental regulation has also restrained the negative influence of the import and export of coastal areas and the scale of land industry on green technological progress of marine economy.The above empirical conclusions provide some enlightenment for the high-quality development of China′s marine economy: It should make continuous adjustments based on actual conditions to ensure that the intensity of environmental regulation is both strict and appropriate. The government should impose heavier penalties on those enterprises that do not strictly abide by environmental regulation and have negative environmental protection attitude, and grant certain subsidies to those enterprises that carry out clean and green technology research and development, so that the enterprises which actively solve the marine environmental problems can obtain the advantages of cost and capital, and attract more enterprises to actively implement environmental management strategy and improve the green technological progress of marine economy. At present, China′s marine environmental pollution is still in the stage of large stock and range, and the market mechanism and supporting environmental protection system are not perfect. The formulation of marine environmental regulation policy should be appropriate to the stage of economic development. At the same time, the endowment conditions and capital base of coastal areas should be fully considered to refine the regulation standard.

Key words: marine economy, environmental regulation, green technological progress, direct impact, indirect impact