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中国标准化政策演进研究:基于文本量化分析

祝鑫梅,余晓,卢宏宇   

  1. 中国计量大学 经济与管理学院,浙江 杭州310018
  • 出版日期:2019-07-20 发布日期:2019-07-22
  • 通讯作者: 余晓
  • 基金资助:
    国家自然科学基金项目:“技术标准联盟的知识协同与标准实施效益研究:网络结构特征的视角”(71603246);国家社会科学重点项目:“新工业革命背景下市场主导制定标准的形成机制研究”(17AGL001);2018年浙江省大学生科技创新活动计划暨新苗人才计划项目:“基于 LDA 模型的中国科技政策与标准政策的协同研究”(2018R409041)。

A research on the evolution of China’s standardization policy based on textual quantitative analysis

Zhu Xinmei, Yu Xiao, Lu Hongyu     

  1. School of Economics and Management, China Jiliang University, Hangzhou 310018, Zhejiang, China
  • Online:2019-07-20 Published:2019-07-22

摘要: 标准从现代化的生产手段已经转变成为涉及国家安全、关系国家生态发展、经济生活变化的重要工具。伴随着标准化在社会经济发展中的作用不断显现,标准治理的问题也日益受到重视。标准化政策是标准化管理工作的最直接体现,改革开放以来,我国颁布了一系列标准化政策,是我国标准体制改革的重要依据。基于不同时期政策的发文数量、府际关系、主题变迁等文本特征,本文搜集了1979-2017年国家层面的标准化政策,通过R、Gephi等软件,进行社会网络分析,研究其发文单位府际关系网络,挖掘发文单位之间的合作情况;利用对应分析研究不同阶段的主题演变;最后进行内容分析,对每一阶段的政策文本进行主题词分析和关键政策分析,从而研究标准化政策的演进路线,探究我国标准化管理的发展轨迹和一般规律。研究结果表明:政府对标准化政策的供给能力不断加强,政策发文效力扩大;标准体制改革,呈现与创新、产业协同发展的趋势;不同时期的标准化政策重点随技术变革而不断扩散,渗透到更多领域;政府积极引导标准化成为新技术及产业发展价值链中的重要环节。

关键词: 标准化政策, 政策演进, 内容分析, 文本挖掘

Abstract: Standards have been transformed from modern means of production to important tools related to national security, national ecological development and changes in economic life. Along with the role of standardization in social and economic development, the number of standards shows blowout growth, involving all trades and professions. However, the quality of the new standards is not uniform, so more and more attention has been paid to the governance of standards. Standardization policy is the most direct manifestation of standardization management. Since the reform and opening up, China has promulgated a series of relevant national standardization policies, which is an important basis for the reform of China’s standardization system. 
This paper collects 245 standardization policies at the national level from 1979 to 2017. Based on the textual characteristics of policies in different periods (number of papers, intergovernmental relations, theme changes), the process of standardization reform is analyzed from the policy level. Based on the typical key events or key documents in the process of standardization development in China, this paper divides the period of 1979-2017 into four main stages: the establishment stage of institutional framework from 1979 to 2001; the innovation stage from 2002 to 2008; the multi-level diversification stage from 2009 to 2014; and the open governance stage from 2015 to 2017.
Through the information of the publishing units of standardization policy texts, this paper uses Gephi to analyze the social network of the publishing units in which co-publishing exists, so as to study the inter-governmental relationship network among the publishing units and excavate the cooperation among the publishing units. Subsequently, the R language package is used to segment policy texts, remove irrelevant words, obtain annual high-frequency words, and draw overall word cloud. In this paper, the high-frequency words in different stages are analyzed and the evolution process of standardization policy theme is preliminarily understood. Finally, this paper uses content analysis to analyze the keywords and key policies of each stage of standardization policy, so as to study the evolution route of standardization policy and explore the development track and general rules of standardization management in China.
The results show that from the analysis of the number of policies and the publishing units, we can see that the government’s supply capacity for standardization policies has been continuously strengthened, the effectiveness of policy issuance has been expanded, and the application fields of standards have been expanded; from the analysis of inter-governmental cooperation relations among publishing units, we can see that the standardization system has gradually been reformed, and standards have become the link between technological innovation and market innovation, showing synergistic development with innovation and industry; from the corresponding analysis results of the keywords, we can see that the focus of standardization policy in different periods is spreading with the technological change, penetrating into more levels, the emergence of standards stimulates the burst of market vitality; from the analysis of the evolution of the theme of standardization policy, we can see that the government is actively guiding standardization to become an important link in the value chain of new technology and industrial development, and standards become one of the driving forces behind the rise of emerging markets.

Key words: standard policy, policy evolution, content analysis, text mining