基于DEA的我国资源型企业科技创新绩效评价研究

科研管理 ›› 2015, Vol. 36 ›› Issue (10): 28-34.

基于DEA的我国资源型企业科技创新绩效评价研究

柴玮, 申万, 毛亚林

神华科学技术研究院有限责任公司, 北京 102211

收稿日期:2014-03-31 修回日期:2015-04-27 出版日期:2015-10-25 发布日期:2015-10-21
通讯作者: 柴玮
作者简介:柴玮(1978-),女(汉),山西人,经济师,新加坡南洋理工大学国际关系专业硕士,现任神华科学技术研究院科技管理主管,主要研究方向为企业科研项目管理.

Innovation performance evaluation of China's resource enterprise based on DEA

Chai Wei, Shen Wan, Mao Yalin

Shenhua Science and Technology Research Institute CO., LTD., Beijing 102211, China

Received:2014-03-31 Revised:2015-04-27 Online:2015-10-25 Published:2015-10-21

摘要/Abstract

摘要： 企业是科技创新的主体,近年来我国企业研发项目数、投入的人力和经费均大幅攀升,显示出我国企业对于科技创新的高度重视,将更多的资源投入到研发活动中,通过提升科技创新能力实现企业的升级和发展.本文采用DEA数据包络分析方法,对我国六家资源型企业科技创新绩效进行评价,以研发投入、人力资源投入和下设研究机构数量作为科技投入指标,以SCI论文数、授权发明专利数、申请专利数以及所获国家级科技成果获奖数作为科技产出指标,分别计算基于投入和产出的技术效率,并通过投影分析,为企业改进绩效、优化资源配置和提升研发效率提供了建议.

关键词: 科技创新, 绩效评价, 数据包络分析, 资源型企业, 资源型企业

Abstract: Enterprise is the main body of technological innovation. In recent years, the rapid growth of R&D projects, investment in human and financial resources shows that Chinese enterprises attach great importance to scientific and technological innovation. To put more resources into R&D activities, Chinese enterprises are seeking upgrading and sustainable development by technology innovation. The data envelopment analysis(DEA) was used in this paper on innovation performance evaluation of six China's resource-based enterprises. The R&D investment, human resource inputs and the number of research institutions are used as input indicators, and the number of SCI papers, authorized patent, the new patent and national scientific and technological awards are set as output indicators. By calculating technical efficiency based on the input and output respectively, as well as projection analysis, recommendations will be stated to improve innovation performance, optimize their resource allocation and to promote the R&D efficiency.

Key words: innovation, performance evaluation, data envelopment analysis, resource-based enterprise

中图分类号:

F273.1
F224

柴玮, 申万, 毛亚林. 基于DEA的我国资源型企业科技创新绩效评价研究[J]. 科研管理, 2015, 36(10): 28-34.

Chai Wei, Shen Wan, Mao Yalin. Innovation performance evaluation of China's resource enterprise based on DEA[J]. Science Research Management, 2015, 36(10): 28-34.

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