中国工业自主创新绩效研究

科研管理 ›› 2013, Vol. ›› Issue (7): 39-44.

中国工业自主创新绩效研究

项本武

中南财经政法大学经济学院, 湖北武汉 430074

收稿日期:2011-10-25 修回日期:2012-07-10 出版日期:2013-07-27 发布日期:2013-07-23
作者简介:项本武(1966-),男,湖北麻城人,中南财经政法大学经济学院教授、博士生导师,研究方向:技术创新。
基金资助:
国家社会科学基金项目"产业视角下的中国工业自主创新效率研究"(批准号10BJL055)。

The independent innovation performance of Chinese industries

Xiang Benwu

School of Economics, Zhongnan University of Economics and Law, Wuhan 430074, China

Received:2011-10-25 Revised:2012-07-10 Online:2013-07-27 Published:2013-07-23

摘要/Abstract

摘要： 本文运用1999-2008年中国大中型工业企业33个行业的面板数据,构建基于超越对数生产函数的计量模型,实现对中国工业自主创新绩效的实证检验。研究表明,(1)我国大中型工业企业总体平均R&D资本存量产出弹性非常低;(2)各行业R&D资本存量产出弹性存在较大的差异;(3)虽然自主创新对工业增长的拉动作用很小,但自主创新绩效的改善趋势初步显现。进一步,本文讨论了实证结论的政策涵义。

关键词: 创新绩效, R&D资本存量产出弹性, 超越对数生产函数

Abstract: The performance of independent innovation in Chinese industries is explored by constructing a model of trans-log production function, and taking advantage of the penal data from the year of 1999 to 2008, covering 33 industries in China. The main findings are as follows: (1) as a whole, the elasticity of R&D capital stock on yield for Chinese large and middle-sized industrial enterprises is very low; (2) there is a significant elasticity differences among 33 industries; (3) although the promoting effect of independent innovation on industry growth is weak, the improving trend of the effect gradually reveals itself. Furthermore, some political connotations about these conclusions are proposed.

Key words: innovation performance, R&D capital stock on yield elasticity, trans-log production function

中图分类号:

F424.3

项本武. 中国工业自主创新绩效研究[J]. 科研管理, 2013, (7): 39-44.

Xiang Benwu. The independent innovation performance of Chinese industries[J]. Science Research Management, 2013, (7): 39-44.

参考文献

[1] Crepon B, Duguet E, and J. Mairesse. Research, Innovation, and Productivity, An Econometric Analysis at the Firm Level[J]. Economics of Innovation and New Technology, 1998, 7(1): 115-156. [2] Benavente J. The Role of Research and Innovation in Promoting Productivity in Chile [J]. Economics of Innovation and New Technology, 2006, 15(4-5): 301-315. [3] Jefferson G, Huanao B, Xiaojing G, and Y. Xiaoyun. R & D Performance in Chinese Industry [J]. Economics of Innovation and New Technology, 2006, (15):345-366. [4] Hall B, Lotti F, and J. Mairesse. Innovation and Productivity in SMEs. NBER Working Paper, No. 14594, 2009. [5] Aghion P, Reenen J, and L. Zingales. Innovation and Institutional Ownership. NBER Working Paper, No. 14769,2009. [6] Cameron G. Openness, R & D, and growth at the industry level. Ph D. Thesis, University of Oxford, 2004. [7] Verspagen B. R&D and Productivity: A Broad Cross-Section Cross-Country Look[J]. Journal of Productivity Analysis, 1995, 6: 117-135. [8] 何玮.我国大中型工业企业研究与开发费用支出对产出的影响——1990-2000年大中型工业企业数据的实证分析[J]. 经济科学, 2003(3):5-11. [9] Hu A, Jefferson G, Qian J. R&D and Technology Transfer: Firm-level Evidence from Chinese Industry [J].Review of Economics and Statistics, 2005, 87(4): 780-786. [10] 吴延兵. R&D 与生产率—基于中国制造业的实证研究[J].经济研究,2006(11):60-71. [11] 吴延兵. 中国工业R&D产出弹性测算:1993—2002[J].经济学(季刊),2008(7): 869-890. [12] 李小平. 自主R&D、技术引进和生产率增长——对中国分行业大中型工业企业的实证研究[J].数量经济技术经济研究,2007(7):15-24. [13] 吴延兵. 自主研发、技术引进与生产率——基于中国地区工业的实证研究[J].经济研究,2008(8):51-63. [14] Mohnen A. The Relationship Between R&D and Productivity Growth in Canada and other Major Industrialized Countries[M]. Ottawa: Canada Communication Group, Pub. 1992. [15] Hall H, Mairesse J. Exploring the Relationship Between R&D and Productivity in French Manufacturing Firms[J]. Journal of Econometrics, 1995, 65(1): 263 293. [16] 张军, 吴桂英, 张吉鹏.中国省际物资资本存量估算:1952-2000[J]. 经济研究, 2004(10):35-44. [17] The Congress of the United States, Congressional Budget Office, R&D and Productivity Growth: A Background Paper [EB/OL].2005. http://www.cbo.gov/f tpdocs/64xx/doc6482/06-17-R-D.pdf. [18] 项本武. 中国工业行业技术创新效率研究[J].科研管理,2011(1):10-14.