科研管理

科研管理 ›› 2016, Vol. 37 ›› Issue (8): 67-75.

• 论文 • 上一篇    下一篇

联盟企业专利策略选择及其产出效应研究 ——技术获取的视角

姜滨滨1,2，匡海波2   

  1. 1.大连外国语大学 经济与管理学院，辽宁 大连116044；
    2.大连海事大学 交通运输管理学院，辽宁 大连116023
  • 收稿日期:2014-10-31 修回日期:2016-03-10 出版日期:2016-08-20 发布日期:2016-08-17
  • 通讯作者: 匡海波
  • 基金资助:

    国家自然科学基金：低碳港口生成机理及评价模式研究(71273037)；长江学者和创新团队发展计划资助：港口协同发展与绿色增长(IRT13048)；辽宁省高校创新团队支持计划资助：港口低碳智能化及关键技术(LT2013011)；交通运输部交通软科学项目：中国港口区域化发展分析及最佳模式研究(2013-322-225-240)；中央高校基本科研业务费专项资金资助(3132013336)；大连外国语大学校级项目(2015XJYB08)；中国博士后科学基金(项目编号：2016M591422)。

Research on patent strategic choices and the output effect of alliance firms: from technological acquisition’s aspect

Jiang Binbin 1,2, Kuang Haibo2   

  1. 1. School of Economics & Management, Dalian University of Foreign Languages, Dalian 116044, Liaoning, China;
    2. Transportation Management College, Dalian Maritime University, Dalian 116023, Liaoning, China
  • Received:2014-10-31 Revised:2016-03-10 Online:2016-08-20 Published:2016-08-17

摘要： 技术获取作为众多企业选择建立战略联盟的重要原因，促进了企业创新绩效的提升。然而，技术获取的联盟动机对企业创新产出的影响却是一个极为复杂的作用过程。本文以已有研究为基础，引入专利策略构建“技术获取-专利策略选择-创新绩效”的分析框架，考察技术获取的联盟动机如何借助专利策略选择作用于企业创新绩效。选取信息技术产业的联盟企业作为样本，通过实证研究发现：技术获取动机会引致企业专利策略组合的运用，实现了技术获取向创新绩效的转化；技术获取引致的企业创新绩效因联盟意图及策略组合而存在差异，以市场进入为目标的情形下，企业创新效率和专利产出趋于增加；以市场拓展为诉求的联盟企业市值得到强化。

关键词: 战略联盟, 技术获取, 专利策略, 创新绩效

Abstract: Technology acquisition is one of the reasons why most firms choose to establish or participate in strategic alliances, which greatly enhance firms’ innovative performance. However, the influencing mechanism of firms’ technology acquisition to innovative outputs is rather a complex process. Based on existing researches, this paper brings patent strategies to construct the analytical framework of “technology acquisition-choice of patent strategy-innovative performance”, in hope to investigate how technology acquisition affects the choice of patent strategies, and their mutual effects on firms’ innovative performance. Taken firms attending IT industry strategic alliances as samples, we find that: alliance motivation of technology acquisition lead the firms to choose and implement a certain combination of patent strategies, which then enhance the transformation from technology acquisition to innovative performance, although innovative performance differs according to the alliance motivation and the strategic combination. Set market access as the performance goal, both firms’ innovative efficiency and patent outputs tend to increase, while when attempting to market extension, market capitalization or market opportunity would be consolidated.

Key words: strategic alliance, technological acquisition, patent strategy, innovative performance