绿色技术是突破经济增长中资源环境制约的关键要素。本文基于吸收能力视角对CH模型进行了修正,并以2000-2011年我国29个地区为对象,测度了国际贸易中G7国家的绿色技术溢出效应。从全国和地区两个维度对比了绿色技术自主创新、国际溢出与省域溢出效应对全要素生产率、技术变动和效率变动的影响。经验研究表明,全国层面上,省域间绿色技术溢出的促进效应最为显著。地区层面上,东部以自主创新和接受国际溢出为主,中部地区跨区域溢出效应最显著,西部地区技术的提升主要依赖于区域间溢出。最后根据研究结论,对地区绿色技术的发展提出政策建议。
Abstract
Green technology is important to break through the restriction on resources and environment problems in economic growth. In this paper, the CH model is modified from the perspective of absorptive capacity. Using the data of 29 regions in China during 2000-2011, the green technology spillover from G7 countries is estimated. Meanwhile, the impacts of green technology innovation, international spillover and inter-provincial spillover on total factor productivity, technical and efficiency changes are compared from two different perspectives. An empirical research shows that, at the national level, inter-provincial spillovers' stimulative effect is the most significant. At the regional level, the Eastern Region mainly adopts independent innovation and the international spillovers. The most significant way in the Central Region is to absorb the inter-provincial spillovers. And in the Western Region, the technological progress mainly depends on the regional overflows. Finally, according to the above conclusions, some policy suggestions on green technology development are proposed.
关键词
技术溢出 /
吸收能力 /
绿色技术 /
全要素生产率(TFP)
Key words
technology spillover /
absorptive capacity /
green technology /
total factor productivity
{{custom_sec.title}}
{{custom_sec.title}}
{{custom_sec.content}}
参考文献
[1] 张江雪, 朱磊.基于绿色增长的我国各地区工业企业技术创新效率研究[J].数量经济技术经济研究,2012(2):113-125.Zhang Jiangxue,Zhu Lei.Research on technological innovation efficiency of industrial enterprises based on green growth of regions in China[J].The Journal of Quantitative & Technical Economics,2012(2):113-125.
[2] 张旭, 杜瑶.绿色增长战略实施能力体系研究[J].科研管理,2014,35(12):153-159.Zhang Xu,Du Yao.A study of the system for green growth strategy implementation capacity[J].Science Research Management,2014,35(12):153-159.
[3] 何小钢, 张耀辉.技术进步、节能减排与发展方式转型——基于中国工业36个行业的实证考察[J].数量经济技术经济研究,2012(3):19-33.He Xiaogang,Zhang Yaohui.Technology progress,energy save and emission reduce and development pattern transformation[J].The Journal of Quantitative & Technical Economics,2012(3):19-33.
[4] 方希桦, 包群,赖明勇.国际技术溢出:基于进口传导机制的实证研究[J].中国软科学,2004(7):58-64.Fang Xihua,Bao Qun,Lai Mingyong.International technology spillover:An empirical research based on the import-oriented mechanism[J].China Soft Science,2004(7):58-64.
[5] 李平, 钱利.进口贸易与外国直接投资的技术溢出效应——对中国各地区技术进步的实证研究[J].财贸研究,2005(6):40-50.Li Ping,Qian Li.Technology spillover effects of importing and FDI:An empirical analysis of different regions' technological progress in China[J].Finance and Trade Research,2005(6):40-50.
[6] Savvides A.,Zacharisdis M.,International technology diffusion and the growth of TFP in the manufacturing sector of developing economies[J].Review of Development Economics,2005,9(4):482-501.
[7] Zhou P,Ang B W,Han J Y.Total factor carbon emission performance:A malmquist index analysis[J].Energy Economics,2010,32(1):194-201.
[8] Oh D,Heshmati A.A sequential malmquist-luenberger productivity index:Environmentally sensitive productivity growth considering the progressive nature of technology[J].Energy Economics,2010,32(6):1345-1355.
[9] 朱川, 姜英,武琳琳.CO2减排、处理技术的量化讨论与分类评价[J].中外能源,2010(3):19-23.Zhu Chuan,Jiang Ying,Wu Linlin.Discussion on quantificaiton of CO2 emission reduction and treatment technologies and classification assessment[J].SINO-Global Energy,2010(3):19-23.
[10] Reyer Gerlagh,Onno Kuik.Spill or Leak? Carbon leakage with international technology spillovers:A CGE analysis[J].Energy Economics,2014,45:381-388.
[11] Valeria Costantini,Massimiliano Mazzanti,Anna Montini.Environmental performance,innovation and spillovers.Evidence from a regional NAMEA[J].Ecological Economics,2013,89:101-114.
[12] Wang Bo.Can CDM bring technology transfer to China? An empirical study of technology transfer in China's CDM projects[J].Energy Policy,2010,38(5):2572-2585.
[13] 陈艳莹, 游闽.技术的互补性与绿色技术扩散的低效率[J].科学学研究,2009,27(4):541-545.Chen Yanying,You Min.The complementarity of technology and low efficiency in green technology diffusion[J].Studies in Science of Science,2009,27(4):541-545.
[14] 吴英姿, 闻岳春.中国工业绿色生产率、减排绩效与减排成本[J].科研管理.2013,34(2):105-111.Wu Yingzi,Wen Yuechun.Green productivity,deduction performance,and abatement cost for the industry in China[J].Science Research Management,2013,34(2):105-111.
[15] 许士春, 何正霞,龙如银.环境规制对企业绿色技术创新的影响[J].科研管理,2012,33(6):67-74.Xu Shichun,He Zhengxia,Long Ruyin.The effects of environmental regulations on enterprise green technology innovation[J].Science Research Management,2012,33 (6):67-74.
[16] 陈兴红, 武春友,匡海波.基于VAR模型的绿色增长模式与企业成长互动关系研究[J].科研管理,2015,36(4):154-160.Chen Xinghong,Wu Chunyou,Kuang Haibo.A study on the interaction between green growth pattern and enterprise growth based on the VAR Model[J].Science Research Management,2015,36(4):154-160.
[17] 杨静, 刘秋华,施建军.企业绿色创新战略的价值研究[J].科研管理.2015,36(1):18-25.Yang Jing,Liu Qiuhua,Shi Jianjun.The value of corporate green innovation strategy[J].Science Research Management,2015,36(1):18-25.
[18] 陈艳春, 韩伯棠,岐洁.中国绿色技术的创新绩效与扩散动力[J].北京理工大学学报(社会科学版),2014,16(4):50-56.Chen Yanchun,Han Botang,Qi Jie.The innovation performance and diffusion driven force of green technology in China[J].Journal of Beijing Institute of Technology (Social Science Edition),2014,16(4):50-56.
[19] Cohen, W.M.,Levintha,D.A.Absorptive capacity:A new perspective on learning and innovation[J].Administrative Science Quarterly,1990,35(1):128-152.
[20] Zahra, S.A.and George,G.Absorptive capacity:A review,reconceptualization,and extension[J].Academy of Management Review,2002,27(2):185-203.
[21] Coe D T,Helpman E.International R&D spillovers[J].European Economic Review,1995,39(5):859-887.
[22] Lichtenberg F,de La Potterie B V P.International R&D spillovers:A re-examination[R].National bureau of economic research,1996.
[23] 郑展鹏. 国际技术溢出渠道对我国技术创新影响的比较研究-基于省际面板数据模型的分析[J].科研管理,2014,35(4):18-25.Zheng Zhanpeng.Comparative studies of the effect of international technology spillover channel on technological innovation in China:Based on provincial panel data model[J].Science Research Management,2014,35(4):18-25.
[24] Murovec N,Prodan I.Absorptive capacity,its determinants,and influence on innovation output:cross-cultural validation of the structural model[J].Technovation,2009,29:859-872.
[25] Lim K.The many faces of absorptive capacity:spillovers of copper international technology for semiconductor chips[J].Industrial and Corporate Change,2009,18(6):1249-1284.
[26] Wang,Y., Y.Chen and J.Benitez-Amado,How information technology influences environmental performance:Empirical evidence from China[J].International Journal of Information Management,2015.35(2):160-170.
[27] 单豪杰. 中国资本存量K的再估算:1952~2006[J].数量经济技术经济研究,2008,25(10):17-31.Shan Haojie.Reestimating the Capital Stock of China:1952~2006[J].The Journal of Quantitative & Technical Economics,2008,25(10):17-31.
[28] Aghion P,Dechezleprêtre A,Hemous D,et al.Carbon taxes,path dependency and directed technical change:Evidence from the auto industry[R].Working paper,London School of Economics and Political Science,2012.
[29] Van Meijl,H.,Van Tongeren,F.Endogenous International Technology Spillovers and biased technical change in agriculture[J].Economic Systems Research,1999,11(1):31-48.
[30] 郭庆宾. 基于物化形式的国外 R&D 溢出问题研究[D].华中科技大学,2010.Guo Qingbin.A study on the embodied foreign R&D spillover effect[D].Huazhong University of Science & Technology,2010.
基金
国家自然科学基金项目"经济危机下的空间知识溢出效应与中国区域经济增长"(项目号70973011),河北省社科规划项目"绿色技术创新驱动下京津冀经济转型协同策略研究(项目号HB14YJ018)及"博士后基金项目"区域中心城市绿色技术创新的经济转型效应研究"。
