高等学校科研效率评价研究——以浙江省为例

科研管理 ›› 2015, Vol. 36 ›› Issue (9): 141-148.

高等学校科研效率评价研究——以浙江省为例

苏为华^1,2, 罗刚飞², 曾守桢^1,3

1. 浙江财经大学数学与统计学院, 浙江杭州 310018;
2. 浙江工商大学统计与数学学院, 浙江杭州 310018;
3. 宁波大学商学院, 浙江宁波 315211

收稿日期:2013-07-31 修回日期:2015-03-27 出版日期:2015-09-25 发布日期:2015-09-18
通讯作者: 罗刚飞
作者简介:苏为华(1963-),男,浙江台州人,博士,浙江财经大学副校长,教授,博士生导师,研究方向:经济统计理论、多指标综合评价理论与方法等。
罗刚飞(1988-),女,浙江台州人,博士,研究方向:经济统计、科技管理与评价。
曾守桢(1981-),男,江西吉安人,博士,浙江万里学院讲师,研究方向:综合评价与决策分析。
基金资助:
教育部人文社会科学研究规划基金项目(14YJC910006),全国统计科学研究计划项目(2012LZ48),浙江省科技计划项目(2012C25054-6),浙江省高校人文社科重点研究基地(统计学)(1020XJ3314046G)资助。

Efficiency evaluation of university research in Zhejiang Province

Su Weihua^1,2, Luo Gangfei², Zeng Shouzhen^1,3

1. School of Mathematic and Statistics, Zhejiang University of Finance and Economics, Hangzhou 310018, Zhejiang, China;
2. School of Statistics and Mathematic, Zhejiang Gongshang University, Hangzhou 310018, Zhejiang, China;
3. School of Business, Ningbo University, Ningbo 315211, Zhejiang, China

Received:2013-07-31 Revised:2015-03-27 Online:2015-09-25 Published:2015-09-18

摘要/Abstract

摘要： 科学合理评价高校科研效率对于提升高校科研创新能力、实现创新型国家战略建设具有重要的推动作用。本文基于浙江省26个高校2003-2010年的面板数据,运用全局主成分因子分析方法对存在空集的科研产出进行综合评价后,利用BCC-DEA、Malmquist-DEA模型考察高校科研效率水平及变动情况。研究表明,浙江省处于有效水平的高校比例偏低,人员冗余比例高于经费冗余比例;浙江省高校平均全要素生产率波动较明显,科研效率下降的高校占比高达50%。最后,本文结合实际发展情况,对不同类型高校提出改进措施,认为优化既有人才结构、提高整体质量水平以及合理配置经费投入的规模与结构是提高浙江省科研效率的关键。

关键词: 高等学校, 科研效率评价, 曼奎斯特生产率

Abstract: Scientific and reasonable evaluation on the efficiency of university research plays an important role in promoting university research innovation and realizing the strategic construction of an innovative nation. Based on the panel data of 26 universities in Zhejiang Province from 2003 to 2010, this paper uses the overall principal component factor analysis to conduct a comprehensive evaluation to research outputs with null set, then employs the BCC-DEA, Malmquist-DEA model to study the efficiency and changes of university research. The results show that the proportion of universities which are efficient in research is low, and the staff redundancy ratio is higher than the fund redundancy ratio. The fluctuations of the average total factor productivity of universities in Zhejiang are significant, and the proportion of universities whose research efficiency decline totals up to 50%. Finally, this paper proposes improving measures to different kinds of universities in accordance with their situations. Wesuggest the optimization of existing personnel structure, improvement of the overall quality level and proper allocation of the scale and structure of funding input as the key to improving research efficiency in Zhejiang Province.

Key words: universities, efficiency evaluation of scientific research, Malmquist productivity index

中图分类号:

F222.3

苏为华, 罗刚飞, 曾守桢. 高等学校科研效率评价研究——以浙江省为例[J]. 科研管理, 2015, 36(9): 141-148.

Su Weihua, Luo Gangfei, Zeng Shouzhen. Efficiency evaluation of university research in Zhejiang Province[J]. Science Research Management, 2015, 36(9): 141-148.

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