科研管理 ›› 2015, Vol. 36 ›› Issue (6): 119-127.

• 论文 • 上一篇    下一篇

专利特征对药品专利法律质量评估的实证研究

刘立春1, 漆苏2   

  1. 1. 华中科技大学知识产权战略研究院, 湖北 武汉 430074;
    2. 同济大学知识产权学院, 上海 200092
  • 收稿日期:2013-12-16 修回日期:2014-10-23 出版日期:2015-06-25 发布日期:2015-06-23
  • 作者简介:刘立春(1980-),男(汉),天津人,华中科技大学知识产权战略研究院博士研究生,研究方向:知识产权管理。
    漆苏(1981-),女(汉),湖北武汉人,同济大学知识产权学院助理副教授,研究方向:知识产权法。
  • 基金资助:

    国家社科基金重大项目"促进自主创新能力建设的国家知识产权政策体系研究"(12&ZD073, 2012.9-2014.9);国家自然科学基金"专利审查高速路对后续专利审查质量的影响机制研究"(71273189, 2013.1-2016.12) ;国家自然科学基金"基于内生的产业利益诉求和外生给定路径限制的专利保护强度选择及其优化研究"(71303172, 2014.1-2016.12)。

A research on evaluating the legal quality of pharmaceutical patents by patent characteristics

Liu Lichun1, Qi Su2   

  1. 1. Institute of Intellectual Property Strategy, Huazhong University of Science & Technology, Wuhan 430074, Hubei, China;
    2. Institute of Intellectual Property, Tongji University, Shanghai 200092, China
  • Received:2013-12-16 Revised:2014-10-23 Online:2015-06-25 Published:2015-06-23

摘要: 跨国制药公司持有的中国药品专利并非全部符合中国专利法的授权标准。以2001-2012年跨国制药公司在华遭受的无效请求的专利为样本, 结合制药行业特点从理论上探讨了可能会显著影响药品专利法律质量的专利特征。通过实证分析涉案专利的特征信息对法律质量的表达, 并使用专利特征和专利最终被无效概率构建评估药品专利法律质量的回归模型。实证结果显示专利特征对制药行业专利法律质量的表达有别于其它行业, 权利要求数、实施例数等5个专利特征对药品专利法律质量具有显著性影响;相同的专利特征对药品专利法律质量和经济质量的解释方向和程度具有差异。

关键词: 药品专利, 专利特征, 专利无效请求, 法律质量

Abstract: Some China drug patents that Pharmaceutical Multinational Corporations held could not meet the legal requirements of China Patent Law on granted patent. This paper collects Pharmaceutical Multinational Corporations' patents that have suffered invalidation application from 2001 to 2012 and discusses theoretically the patent characteristics that could significantly influence legal quality according to the characteristics of pharmaceutical industry. Then, this paper makes an empirical analysis on the influence of the patent characteristics to legal quality and establishes the regression equations by the patent characteristics and the probability ending with revocation. The empirical results show the expression of the patent characteristics on the legal quality of pharmaceutical patents is different from other industries. Five patent characteristics, including the number of claims, examples, etc., significantly influence legal quality of pharmaceutical patents. The direction and the degree of the explanatory from patent characteristics to legal quality and economic quality are different.

Key words: pharmaceutical patent, patent characteristic, invalidation application, legal quality

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