鉴于主流理论不能很好地解释中国产业规模大但创新能力低的现象,以及国内学术界对创新政策与机制缺乏整合研究的缺陷,本文基于产业创新系统视角,以建立理论为目标的案例研究方法,辅助以数理统计分析方法,建立自主创新政策与机制理论框架;选择中国汽车、家电、航天和计算机为案例研究产业,进行大样本数据调研,对所提出假设进行检验。研究发现:创新政策对创新有正向作用,其中政府采购政策的正向作用最大;创新政策对创新机制有正向作用,对激励机制的作用比对运行机制的作用更为显著;创新机制对创新有正向作用,且激励机制的作用大于运行机制,而物质激励大于非物质激励。
Abstract
The mainstream innovation theory cannot make reasonable explanations to the particular phenomenon that China's industries are large in scale but weak in innovation capabilities. Domestic academics pay little attention to integration in innovation policies and mechanisms. On this background, this research explores and establishes the theory of innovation policies and mechanisms based on the perspective of sectoral system of innovation by employing the method of multi-case study based on building a theory as the goal and byassisting with statistical analysis method. We select automobile, household appliances, aerospace and computer as case study industries, and collect large sample data to test hypotheses we built. Our findings show that: innovation policy has a positive effect on innovation, of which the government procurement policy has the largest positive impact on innovation; innovation policy has a positive effect on innovation mechanism, and this effect on incentive mechanism is more significant than on operational mechanism; and innovation mechanism also has a positive effect on innovation, and the role of incentive mechanism is more important than operational mechanism, while the impact of material incentive is larger than non-material incentive.
关键词
创新政策 /
机制 /
产业创新系统 /
案例研究
Key words
innovation policy /
mechanism /
sectoral system of innovation /
multi-case study
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基金
国家自然科学基金面上项目“中国汽车产业创新系统补偿研究——理论构建与实证分析”(71172007,2012.01-2015.12)。
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