对外直接投资技术溢出与科技进步关系研究

科研管理 ›› 2015, Vol. 36 ›› Issue (12): 56-64.

对外直接投资技术溢出与科技进步关系研究

李燕^1,2, 李应博²

1. 山东师范大学商学院, 山东济南 250014;
2. 清华大学公共管理学院, 北京 100084

收稿日期:2013-07-11 修回日期:2015-05-06 出版日期:2015-12-25 发布日期:2015-12-22
通讯作者: 李燕
作者简介:李燕(1984-),女(汉),山东泰安人,山东师范大学讲师,清华大学博士后,研究方向:技术创新、区域经济。
李应博(1977-),女(汉),吉林吉林人,清华大学副教授,研究方向:区域经济、创新政策。
基金资助:
国家自然科学基金重点项目(71233005,2013.01-2016.12);国家自然科学基金面上项目(71473142,2015.01-2018.12);国家发展和改革委重大咨询项目(20145660098,2014.01-2015.12);山东师范大学青年教师科研项目(14SQR005,2015.01-2015.12)。

The effect of OFDI reverse technology spillover effect on technology progress in China

Li Yan^1,2, Li Yingbo²

1. Business School, Shandong Normal University, Jinan 250014, Shandong, China;
2. School of Public Policy and Management, Tsinghua University, Beijing 100084, China

Received:2013-07-11 Revised:2015-05-06 Online:2015-12-25 Published:2015-12-22

摘要/Abstract

摘要： 2008年后,我国海外投资存量大幅增加,获得东道国技术转移以提升我国科技水平是一个重要原因。本文以2004-2011年全球7个主要经济体的81个国家32个^①方面的数据为样本,利用修正过的反向知识溢出模型,计算了不同地区可以获得的知识转移量;然后以门槛模型分析了对外直接投资(OFDI)和外商直接投资(FDI)在促进我国科技进步时的相互作用,针对不同经济体的具体情况进行了实证分析,最后给出具有针对性的政策建议。

关键词: 对外直接投资(OFDI), 反向技术溢出, 科技进步, 经济体

Abstract: The stock of outward foreign direct investment(OFDI)from China surged after 2008.One main reason for this phenomenon is to obtain knowledge transfer from the host countries in order to improve the technology level of China. Using 32 aspects of 81 countries from 7 economic entities in the period from 2004 to 2011,and based on the corrected reverse knowledge spillover model, this paper first calculates the amount of knowledge transfer from each economic entity, and then analyzes the relationship between OFDI and FDI in promoting the technological progress in China based on the threshold model. What's more, specific empirical analysis for each economy is made based on 2SLS model. Finally, specific policy proposals are given.

Key words: outward foreign direct investment(OFDI), reverse technology spillover, technology progress, economic entity

中图分类号:

F830.59

李燕, 李应博. 对外直接投资技术溢出与科技进步关系研究[J]. 科研管理, 2015, 36(12): 56-64.

Li Yan, Li Yingbo. The effect of OFDI reverse technology spillover effect on technology progress in China[J]. Science Research Management, 2015, 36(12): 56-64.

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