中国制造业科技创新能力驱动因素研究

科研管理 ›› 2015, Vol. 36 ›› Issue (10) : 169-176.

论文

中国制造业科技创新能力驱动因素研究

李廉水^1,2, 张芊芊^1,2, 王常凯^1,2

作者信息 +

A study on the driving factors of Chinese manufacturing's technological innovation capability

Li Lianshui^1,2, Zhang Qianqian^1,2, Wang Changkai^1,2

Author information +

文章历史 +

摘要

本文利用2001-2011年中国制造业省级面板数据,研究中国制造业科技创新能力的驱动因素.结果表明,创新经费投入对创新能力的提升起着至关重要的作用;我国创新人员投入虽然数量众多,但抑制了制造业科技创新;外商直接投资阻碍了专利申请量的提升,但促进了制造业新产品产值的增加;产权结构对制造业科技创新有着显著影响,非公有制企业在创新上有更高的积极性;政府支持促进了制造业科技创新;企业盈利能力提升了制造业科技创新能力.

Abstract

This paper analyzes the factors affecting Chinese manufacturing's technological innovation capability with panel data during 2001-2011. The results show that innovation funding input plays a vital role in improving the innovation capability, but the effect of labor input is opponent. Foreign direct investment hinders increase in patent applications, but stimulates increase in value of new products. Ownership structure has a significant impact on technology innovation. Non-public enterprises have a stronger will to improve innovation ability. Government supporting promotes the innovation ability, and profitability also enhances the innovation ability.

导出引用

李廉水, 张芊芊, 王常凯. 中国制造业科技创新能力驱动因素研究[J]. 科研管理. 2015, 36(10): 169-176

Li Lianshui, Zhang Qianqian, Wang Changkai. A study on the driving factors of Chinese manufacturing's technological innovation capability[J]. Science Research Management. 2015, 36(10): 169-176

中图分类号： F426

参考文献

[1] 刘军,程中华,李廉水.中国制造业发展:现状、困境与趋势[J].阅江学刊,2015(4):15-21.Liu Jun, Cheng Zhonghua, Li Lianshui. The development of Chinese manufacturing industry—The current situation, dilemma and trend. Yuejiang Academic Journal[J], 2015(4):15-21. [2] F.M. Scherer. Firm size, market structure, opportunity and the output of patented inventions[J]. American Economics Reviews, 1963,55(5):1097-1125. [3] 郭国峰,温军伟,孙保营.技术创新能力的影响因素分析——基于中部六省面板数据的实证研究[J].数量经济技术经济研究,2007(9):134-143.Guo Guofeng, Wen Junwei, Sun Baoying. The affected factor analysis of the ability of technology innovation for the six provinces of the Central China [J]. The Journal of Quantitative & Technical Economics, 2007(9):134-143. [4] 刘伟,王宏伟.技术创新影响因素的区域差异:以中国30个省份为例的研究[J].数学的实践与认识,2011(6):37-45.Liu Wei, Wang Hongwei. The regional difference of the influencing factors of technology innovation: A case of China's 30 provinces [J]. Mathematics in Practice and Theory, 2011(6):37-45. [5] 吴献金,史芳.泛珠三角区域自主创新能力影响因素研究——基于九省面板数据的实证分析[J].科技管理研究,2010(11):10-12.Wu Xianjin, Shi Fang. Study on the influence factors of regional independent innovation ability in the Pan Pearl River Delta Region-Empirical analysis of panel data of nine provinces [J]. Science and Technology Management Research, 2010(11):10-12. [6] 方健雯,朱学新,张斌.长江三角洲技术创新驱动机制的比较分析[J].软科学,2008(2):113-115.Fang Jianwen, Zhu Xuexin, Zhang Bin. The comparison study on motive force of technological innovation of Yangtze River Delta [J]. Soft Science, 2008(2):113-115. [7] 王然,燕波,邓伟根.FDI 对我国工业自主创新能力的影响及机制——基于产业关联的视角[J].中国工业经济,2010(11):16-25.Wang Ran, Yan Bo, Deng Weigen. The impact of FDI on the independent innovation capability of Chinese indigenous industries-Form the perspective of industrial linkages [J]. China Industrial Economics, 2010(11):16-25. [8] 曹广喜,陈理飞.FDI 对中国都市圈创新能力溢出效应的实证研究[J].科技进步与对策, 2010,27(2):31-36.Cao Guangxi, Chen Lifei. Empirical analysis on the spillover effect of FDI on innovation capability of metropolitan region in China [J]. Science & Technology Progress and Policy, 2010,27(2):31-36. [9] 樊琦,韩民春.政府R&D补贴对国家及区域自主创新产出影响绩效研究——基于中国28个省域面板数据的实证分析[J].管理工程学报,2011,25(3):183-188.Fan Qi, Han Minchun. The impact of government R&D subsidy on the performance of national and regional independent innovations [J]. Journal of Industrial Engineering/Engineering Management, 2011,25(3):183-188. [10] 冯宗宪,王青,侯晓辉.政府投入、市场化程度与中国工业企业的技术创新效率[J].数量经济技术经济研究,2011(4):3-17.Feng ZongXian, Wang Qing, Hou Xiaohui. Government investment, degree of marketization and technological innovation efficiency of China's industrial enterprises [J]. The Journal of Quantitative & Technical Economics, 2011(4):3-17. [11] 张海洋.外国直接投资对我国工业自主创新能力的影响——兼论自主创新的决定因素[J]. 国际贸易问题,2008(1):72-81.Zhang Haiyang. The impact of FDI on the independent innovation capacity of Chinese home manufacturing [J]. Journal of International Trade, 2008(1):72-81. [12] 唐要家,唐春晖.竞争、所有权与中国工业行业技术创新效率[J].上海经济研究,2004(6):13-19.Tang Yaojia, Tang Chunhui. Competition, ownership and technological innovation efficiency of Chinese industrial sectors [J]. Shanghai Economic Research, 2004(6):13-19. [13] 黄基伟,于中鑫.开放经济下我国技术创新能力的影响因素研究——基于我国30省际面板数据的实证分析[J].国际贸易,2011(2):14-20.Huang Jiwei, Yu Zhongxin. On influencing factor of our technological innovation in open economy: An empirical analysis [J]. International Trade, 2011(2):14-20. [14] 张慧明,李廉水,孙少勤.环境规制对中国重化工业技术创新与生产效率影响的实证分析[J].科技进步与对策,2012,29(16):83-87. Zhang Huiming, Li Lianshui, Sun Shaoqin. Analysis on impact of environmental regulation on heavy chemical industry's technology innovation and productivity in China [J]. Science & Technology Progress and Policy, 2012,29(16):83-87. [15] 白旭云,由丽萍,徐枞巍.中小企业盈利能力与R&D投入关系实证研究——基于深市制造业上市公司的数据分析[J].科技进步与对策,2012,29(24):104-107.Bai Xuyun, You Liping, Xu Congwei. An empirical study of the relationship between SMEs' profitability and R&D investment [J]. Science & Technology Progress and Policy, 2012, 29(24):104-107. [16] 刘军,李廉水,王忠.产业聚集对区域创新能力的影响及其行业差异[J].科研管理,2010,31(6): 191-198. Liu Jun, Li Lianshui, Wang Zhong. Impact of industrial agglomeration on the regional innovation and its industrial difference [J]. Science Research Management, 2010,31(6): 191-198. [17] 段会娟.集聚,知识溢出类型与区域创新效率——基于省级动态面板数据的 GMM 方法[J]. 科技进步与对策,2011,28(19):140-144.Duan Huijuan. Agglomeration, knowledge spillover type and regional innovation performance [J]. Science & Technology Progress and Policy, 2011,28(19):140-144. [18] 吴先华,郭际,胡汉辉,梁琳.知识吸收能力影响内生型产业集群创新的实证——以苏州市乌鹊桥电脑产业集群为例[J].科学学研究,2010,28(6):941-951.Wu Xianhua, Guo Ji, Hu Hanhui, Liang Lin. The empirical impact of knowledge absorptive capacity on the endogenous industrial cluster's innovation: Take the Wuqueqiao industrial cluster in Suzhou city as example [J]. Studies in Science of Science, 2010,28(6):941-951. [19] 李平,崔喜君,刘建.中国自主创新中研发资本投入产出绩效分析[J].中国社会科学,2007(2):32-42.Li Ping, Cui Xijun, Liu Jian. Performance analysis of R&D capital input and output in Chinese independent innovation with discussion of the effects of Human capital and intellectual property rights protection [J]. China Social Science,2007(2):32-42. [20] 曹勇,秦以旭.中国区域创新能力差异变动实证分析[J].中国人口?资源与环境,2012,22(3):164-169.Cao Yong, Qin Yixu. Measurable analysis on the difference changes of regional innovation capability based on the dynamic performance in China [J]. China Population, Resources and Environment, 2012,22(3):164-169. [21] 朱平芳,徐伟民.政府的科技激励政策对大中型工业企业 R&D 投入及其专利产出的影响[J].经济研究,2003(6):45-53.Zhu Pingfang, Xu Weimin. On the impact of government's S&T incentive policy on the R&D input and its patent output of large and medium-sized industrial enterprise in Shanghai [J]. Economic Research, 2003(6):45-53. [22] 叶娇,王佳林.FDI对本土技术创新的影响研究——基于江苏省面板数据的实证[J].国际贸易问题,2014(1):131-138.Ye Jiao, Wang Jialin. Effects of FDI on China's technological innovation: An empirical test based on 2002-2011 panel data of Jiangsu province [J]. Journal of International Trade, 2014(1):131-138. [23] 吴延兵.市场结构、产权结构与R&D——中国制造业的实证分析[J].统计研究,2007,24(5):67-75.Wu Yanbing. Market structure, ownership structure and R&D--An empirical study on Chinese manufacturing industry [J]. Statistical Research, 2007,24(5):67-75. [24] 吴芸. 政府科技投入对科技创新的影响研究——基于40个国家1982—2010年面板数据的实证检验[J].科学学与科学技术管理,2014,35(1):16-22.Wu Yun. Impact of governmental investment on science & technology innovation: Empirical test based on panel data of 40 countries from 1982 to 2010 [J].Science of Science and Management of S. & T., 2014,35(1):16-22.

基金

国家自然科学基金项目:环境规制下我国制造业转型升级研究(项目编号:71173116;2012.01-2015.12);教育部哲学社会科学发展报告项目:中国制造业发展研究报告(批准号13JBG004;2013.11-2016.11);中国博士后科学基金特别资助项目:产业聚集视角下我国城乡福利均等化政策研究(批准号:2012T50509;2012.08-2015.12).