环境管制政策与企业行为—来自高耗能企业的证据

科研管理 ›› 2015, Vol. 36 ›› Issue (10): 130-138.

环境管制政策与企业行为—来自高耗能企业的证据

赵晓丽¹, 赵越², 姚进³

1. 中国石油大学北京工商管理学院, 北京 102249;
2. 华润电力控股有限公司, 广东深圳 518001;
3. 华北电力大学经济与管理学院, 北京 102206

收稿日期:2013-11-25 修回日期:2015-04-14 出版日期:2015-10-25 发布日期:2015-10-21
作者简介:赵晓丽(1970-),女(汉),黑龙江双城人,中国石油大学工商管理学院教授,研究方向为能源经济学.
赵越(1988-),女(汉),陕西西安人,华润电力控股有限公司战略发展部.
姚进(1990-),男(汉),陕西咸阳人,华北电力大学经济与管理学院硕士生,研究方向为产业经济学.
基金资助:
国家自然科学基金(项目编号:71073053,起止时间:2011.1-2013.12).

Environmental regulation policy and the behavior of enterprises-The evidence from high energy consuming enterprises

Zhao Xiaoli¹, Zhao Yue², Yao Jin³

1. College of Business Administration, China University of Petroleum Beijing, Beijing 102249, China;
2. China Resources Power Holdings Company Limited, Shenzhen 518001, China;
3. College of Economics and Management, North China Electric Power University, Beijing 102206, China

Received:2013-11-25 Revised:2015-04-14 Online:2015-10-25 Published:2015-10-21

摘要/Abstract

摘要： 环境管制政策通常分为行政管制和市场导向型管制.行政管制政策具有强制执行性特征,企业没有自主选择权;市场导向型管制政策通过经济激励措施,鼓励企业自主选择节能减排行为.选取钢铁企业和电力企业,基于结构方程模型实证分析了不同类型环境管制对企业行为影响差异.研究发现:市场导向环境管制对企业战略影响远大于行政性管制;而行政性环境管制对企业技术进步影响远大于市场导向管制;由于企业战略直接影响到企业其他行为调整,因此,总体上看,市场导向管制对企业行为影响大于行政性管制;此外,企业行业垄断特征越明显,越不愿意进行战略和生产决策调整.

关键词: 环境管制政策, 企业行为, 节能减排, 结构方程模型

Abstract: Environmental regulation is categorized into two broad groups: command and control regulation (CCR), and market-base regulation (MBR). CCR is dominated by compulsory characteristics and it allows managers very little freedom, while MBR does not tell a company what to do but provides a clear set of financial incentives that are designed to influence behavior positively instead. Based on the structural equation modelling (SEM), this paper makes an empirical analysis of the various influences of different types of environmental regulations on the adjustment of firm behavior by using the questionnaires from power industry and iron & steel industry. Results show that the impact of MBR on strategy is much greater than CCR, while the impact of CCR on innovation is much greater than MBR. Since firm strategy has direct impact on other firm behaviors, in general, the influence of CCR on firm behavior is weaker than MBR. Meanwhile, the stronger the industry monopoly is, the more possible a firm will not adopt the adjustment of strategy and production decision.

Key words: environmental regulation, firm behavior, energy conservation and emission reduction, structure equation modeling

中图分类号:

F423.2

赵晓丽, 赵越, 姚进. 环境管制政策与企业行为—来自高耗能企业的证据[J]. 科研管理, 2015, 36(10): 130-138.

Zhao Xiaoli, Zhao Yue, Yao Jin. Environmental regulation policy and the behavior of enterprises-The evidence from high energy consuming enterprises[J]. Science Research Management, 2015, 36(10): 130-138.

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