专利授权时滞的延长风险及其效应分析

文家春

科研管理 ›› 2012, Vol. 33 ›› Issue (5) : 139-145.

PDF(912 KB)
PDF(912 KB)
科研管理 ›› 2012, Vol. 33 ›› Issue (5) : 139-145.
论文

专利授权时滞的延长风险及其效应分析

  • 文家春
作者信息 +

The risk caused by patent grant delay and its effect

  • Wen Jiachun
Author information +
文章历史 +

摘要

受多重因素的影响,包括我国专利局在内的全球主要专利局面临越来越严重审查积压问题,由此给专利系统带来了授权时滞延长的风险。本文通过分析影响专利授权时滞的因素,探讨了专利授权时滞延长产生的效应,并通过简单模型的分析,发现专利授权时滞延长会扭曲竞争、阻碍技术创新。为此,本文提出我国专利局应及时改革审查模式,并审慎选择政策模式。在进行政策选择时,可借鉴美国的快速审查模式,但应在快速审查模式中通过设置和调整快速审查请求费的方式控制提出快速审查请求的数量。

Abstract

Under the multiple influencial factors, almost all the patent offices across the world including Chinese patent office are now facing the increasingly severe overstock problem, which results in the risk of patent grant delay. The impacts caused by patent grant delay is explored by analyzing the underlying influential factors; meanwhile, by constructing a simple model, it is found that the patent grant delay will distort competition and impair technological innovation. Therefore, it is suggested that Chinese patent office should reform the patent examination model immediately and formulate policies cautiously. When making patent-related policies, American patent rapid examination pattern should be used for reference. However more importantly, by setting and modulating request fees in the pattern of fast examination to bring the total number of applications for patent rapid examination under the control.

关键词

专利授权时滞 / 市场效应 / 技术创新效应 / 专利快速审查

Key words

patent grant delay / market effect / technology innovation effect / patent rapid examination

引用本文

导出引用
文家春. 专利授权时滞的延长风险及其效应分析[J]. 科研管理. 2012, 33(5): 139-145
Wen Jiachun. The risk caused by patent grant delay and its effect[J]. Science Research Management. 2012, 33(5): 139-145
中图分类号: F062.4   

参考文献

[1] Eugenio, A., Dominique, G., Niels, S., Bruno P., Nicolas V. Z. When small is beautiful: measuring the evolution and consequences of the voluminosity of patent applications at the EPO [J], Information Economics and Policy, 2007, 19: 103-132.
[2] Gaetan, R. and Bruno, P. A policy insight into the R&D-patent relationship [J], Research Policy, 2009, 38(5): 779-792.
[3] Cohen, W. M., Richard, R. N. and John P. W. Protecting their intellectual assets: appropriability conditions and why US manufacturing firms patent (or not) . NBER Working paper, 2000, No.W7552, National Bureau of Economic Research, Cambridge, MA.
[4] Blind, K. and Nikulaus, T. Interrelation between patenting and standardization strategies: empirical evidence and policy implications [J], Research Policy, 2004, 33(10):1583-1598.
[5] Jun, S. and Kiminori, G. Analysis of propensity to patent and science-dependence of large Japanese manufacturers of electrical machinery [J], Scientometrics, 2006, 68(2):265-288.
[6] Xie, Y. and Giles, D. A survival analysis of the approval of U.S. Patent Applications [J]. Applied Economics, 2011, 43(11) : 1375-1384.
[7] Harhoff, D. and Wagner, S. Modeling the duration of patent examination at the European Patent Office [J]. Management Science, 2009, 55(12): 1969-1984.
[8] Popp, D., Ted, J. and Daniel, K.N. Johnson. Time in purgatory: determinants of the grant lag for U.S. patent applications [J]. The B.E. Journal of Economic Analysis & Policy, 2004, 4 (1): 123-146.
[9] Josh, L. 150 years of patent office practice , NBER Working Paper, 2000, No.7477.
[10] Paul, H. J., Alfons, P. and Elizabeth, W. Patent application outcomes across the trilateral patent offices . Melbourne Institute Working Paper, 2005, No. 5/05.
[11] Paul, H. J., Alfons, P. and Elizabeth, W. Application pendency times and outcomes across four patent offices , Melbourne Institute Working Paper, 2008, No.01/08.
[12] Nicolas, v. Z. Patents only live twice: a patent survival analysis of the determinants of examination lags, grant decisions, and renewals , September IAMOT 2009.
[13] Isamu, Y. and Sadao, N. Complementary reforms of patent examination request system in Japan , Institute of Innovation Research Working Paper, 2008, No.08/07.
[14] Amitrajeet A.B. and Gregory J.D. Average patent pendency and examination errors: a queuing theoretic analysis [J]. International Journal of Foresight and Innovation Policy, 2008, 4(2):112- 128.
[15] Reitzig, M. Improving patent valuations for management purposes-validating new indicators by analyzing application rationales [J]. Research Policy, 2004, 33(6): 939-957.
[16] Regibeau, P. and Rockett, K. Are more important patents approved more slowly and should they be ? Economics Discussion Papers 556, University of Essex, Department of Economics, 2009.
[17] Bernard, C. and Anne, D. Patent office in innovation policy: Nobody's perfect [J], International Journal of Industrial Organization, 2011, 29(2): 242-252.
[18] Arrow, K. Economic welfare and the allocation of resources for invention, In R.Nelson, ed., the Rate and Direction of Inventive Activities: Economic and Social Factors [M]. Princeton University Press, 1962, 620.

基金

国家自然科学基金青年项目(项目编号:71003037,起止时间:2011.01~2013.12);中国博士后科学基金(项目编号:20100480895,起止时间:2011.01~2011.12)。

PDF(912 KB)

Accesses

Citation

Detail

段落导航
相关文章

/