国家创新能力形成的系统动力学模型及应用

刘凤朝, 冯婷婷

科研管理 ›› 2011, Vol. 32 ›› Issue (8) : 17-25.

PDF(1133 KB)
PDF(1133 KB)
科研管理 ›› 2011, Vol. 32 ›› Issue (8) : 17-25.
论文

国家创新能力形成的系统动力学模型及应用

  • 刘凤朝1, 冯婷婷2
作者信息 +

A system dynamics model of the formation of national innovative capacity and its applications

  • Liu Fengchao1, Feng Tingting2
Author information +
文章历史 +

摘要

本文从分析国家创新能力形成机理入手,建立基于过程导向的国家创新能力概念框架。首先,通过将国家创新体系划分为载体、环境和成果三个子功能模块,绘制国家创新体系各要素间的一般因果关系图。其次,运用径向基神经网络模型对各个功能模块之间关系的基本假设进行检验,并在此基础上建立以政府政策对创新成果影响为主线的系统动力学模型。最后,通过向创新系统内输入延时、脉冲、阶跃函数,进一步探讨政府科技投入、人才培养、知识产权保护以及税收优惠等对国家创新体系产出的影响。

Abstract

The formation mechanism of national innovative capacity is analyzed and the process-oriented conceptual framework of national innovative capacity is designed. Firstly,by dividing the national innovation system into three basic functional modules including resources, environment, and output, the general cause-effect feedback loops of the NIS are designed. Secondly, the RBF neural-network is used to testify the basic assumptions on the relationship between different function modules, and based on the testing results, the System Dynamics (SD) model which is aimed at to show how government policies affect the innovation is set up. Finally, by introducing input delay, pulse and step function into the NIS, how S&T investment, personnel training, intellectual property protection, tax incentives, and other factors affect the output of the NIS is discussed.

关键词

国家创新能力 / 神经网络 / 系统动力学

Key words

national innovative capacity / neural network / SD

引用本文

导出引用
刘凤朝, 冯婷婷. 国家创新能力形成的系统动力学模型及应用[J]. 科研管理. 2011, 32(8): 17-25
Liu Fengchao, Feng Tingting. A system dynamics model of the formation of national innovative capacity and its applications[J]. Science Research Management. 2011, 32(8): 17-25
中图分类号: F204   

参考文献

[1] OECD. Science, Technology and Industry: Scoreboard of Indicators 1997 . Paris, 1997. [2] OECD. Science, Technology and Industry: Scoreboard 2007 . Paris, 2007. [3] EU. European innovation scoreboard 2000 , Secretary-General of the European Commission, Brussels, 2000. [4] EU. European innovation scoreboard 2006 , Secretary-General of the European Commission, Brussels, 2006. [5] EU. Global innovation scoreboard 2006 , Secretary-General of the European Commission, Brussels, 2006. [6] World Economic Forum. Global Competitiveness Report 2006-2007 . dol: http://www.weforum.org/. [7] International Institution for Management Development. World Competitiveness yearbook, 2001-2006 . dol: http://www.imd.ch/. [8] United Nations Development Programme. Human Development Report 2001: Making new technologies work for human development . dol: http://www.undp.org/hdr2001/. [9] World Bank. 2006 Knowledge Economy Index . dol: http://www.worldbank.org/kam. [10] United Nations Industrial Development Organization. Industrial Development Report 2002/2003 . United Nations New York and Geneva, 2003. [11] Daniele Archibugi, Alberto Coco. A New Indicator of Technological Capabilities for Developed and Developing Countries (ArCo) [J]. World Development, Vol. 32(4), 2004, pp. 629-654. [12] Daniele Archibugi, Alberto Coco. Measuring technological capabilities at the country level: A survey and a menu for choice[J]. Research Policy, Vol. 34, 2005, pp. 175-194. [13] Fulvio Castellacci. DRUID Working Papers No.06-21, Convergence and Divergence among Technology Clubs .Copenhagen Business School, Department of Industrial Economics and Strategy/Aalborg University, Department of Business Studies, 2006. [14] Michael E. Porter, Scott Stern. National Innovative Capacity [J]. dol: http://www.isc.hbs.edu/Innov_9211.pdf. [15] Jeffrey L. Furman, Michael E. Porter, Scott Stern. Understanding the drivers of national innovative capacity [J] dol:http://people.bu.edu/furman/html/research/files/Innovative%20Capacity%20-%20Best%20Paper%20Proceedings.pdf. [16] Jeffrey L. Furman, Michael E. Porter, Scott Stern. The determinants of national innovative capacity[J]. Research Policy, Vol.31, 2002, pp. 899-933. [17] Mei-Chih Hu,John A. Mathews. National innovative capacity in East Asia[J]. Research Policy, Vol.9, 2005, pp. 1322-1349. [18] John A. Mathews, Mei-Chih Hu. Enhancing the Role of Universities in Building National Innovative Capacity in Asia: The Case of Taiwan[J]. World Development, Vol.4, 2007, pp. 1005-1020. [19] Joshua Gans, Scott Stern. Assessing Australia's Innovative Capacity in the 21st Century . Intellectual Property Research Institute of Australia. 27th June, 2003. [20] Joshua Gans, Richard Hayes. Assessing Australia's Innovative Capacity: 2006 Update . Intellectual Property Research Institute of Australia. 18th December 2006. [21] Dan Steinbock. Finland's Innovative Capacity, Regional Developmet, 2006 .Helsinki, 13.dol: http://www.intermin.fi/jul-kaisut, 2006.

基金

国家自然科学基金项目"国家创新能力形成机理与中国路径选择",编号(70973012),期限:2010.1-2012.12;国家自然科学基金项目"政府R&D投入绩效分析的理论模型及其应用研究",编号(70773014),期限:2008.1-2010.12。


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