本文将技术创新的过程与结果纳入统一的分析框架,实证考察了市场化进程、法制环境对企业技术创新的影响。研究结果表明:(1)企业R&D强度不仅与地区市场化进程正相关,而且R&D的专利转化程度与效率对法制环境存在差异化依存关系。(2)中央企业的R&D投资对地区市场化进程的响应程度最高;而民营企业由于较少能依赖和借助政府的行政力量来保障其技术创新的专利成果,法制环境对民营企业R&D的专利转化影响作用更为显著。(3)市场化进程对地方国有企业R&D投资的推动作用,不仅容易被地方政府的干预所削弱,而且技术创新成果容易得到地方政府行政力量的保护,对法制环境的依存度降低。上述研究结果,为进一步完善技术创新的市场与法律环境提供了理论和经验借鉴。
Abstract
The process and outcome of technology innovation are incorporated into a unified analytical framework and an empirical investigation involving the impact of market process and legal environment on technology innovation is conducted. The results show that: (1) Enterprise R&D intensity has the positive correlation with the regional market process, and also the transformation degree of R&D patent and its efficiency has a strong dependency on the legal environment. (2) The responsiveness of central state-owned enterprise's R&D investment to the regional market process is the highest; and due to lack of administrative power from the government for protecting the patent outcome of technology innovation, the impact of legal environment on patent transformation for the private enterprise's R &D is quite significant. (3) The promoting effect of the market process on the investment in R&D of the local state-owned enterprise is easily undermined by the intervention of local governments, and also the technological innovations can easily obtain the protection from the administrative power of the local governments, thus the dependence on the legal environment is reduced. These conclusions can provide the theoretical and empirical basis for further improving the market and legal environment of technology innovation.
关键词
市场化进程 /
法制环境 /
R&D强度 /
专利转化
Key words
market process /
legal environment /
R&D intensity /
patent transformation
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基金
国家自然科学基金(项目批号:70872121),教育部人文社科项目(09YJC580713),重庆大学自主科研项目(CDJSK100063)的阶段性成果。
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