1999-2006年我国各省市高校科研效率的实证研究 ——基于科技成果指标变化的对比分析

王晓红, 陈浩

科研管理 ›› 2011, Vol. 32 ›› Issue (4) : 94-101.

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PDF(1532 KB)
科研管理 ›› 2011, Vol. 32 ›› Issue (4) : 94-101.
论文

1999-2006年我国各省市高校科研效率的实证研究 ——基于科技成果指标变化的对比分析

  • 王晓红 陈浩
作者信息 +

Empirical analysis of R&D efficiency of Chinese Universities at provincial level during the period of 1999-2006

  • Wang Xiaohong, Chen Hao
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摘要

本文运用数据包络分析(DEA)的CCR和BCC模型,考虑到科技成果指标变化,对我国30个省市高校在1999-2002,2003-2006年两个时期的科研效率,catch-up效应进行比较分析;然后运用DEA的视窗分析(Window Analysis)研究科研效率的趋势和稳定性;最后在视窗分析结果的基础上,进一步进行相关分析。结果表明,科研相对产出与科研效率呈较大的正相关,尤其是人均科研相对产出。通过确定科学合理的科研产出指标,从重视绝对值的科研数量产出转向重视相对值的科研质量产出,完善科研激励制度,激发科研人员的科研热情,再加上合理的配置科研经费项目资源,有助于提高我国各省市高校的科研效率。

Abstract

Based on Data Envelopment Analysis (DEA) models, such as CCR and BCC, considering the change of evaluation indicators for scientific and technology achievements, a comparative analysis on Universities’ R&D efficiencies and catch-up effect in 30 provinces of China during the period of 1999-2002 and 2003-2006 is conducted, and then the trend and stability of R&D efficiencies are studied by using DEA window analysis. At last, on the basis of window analysis results, an in-depth correlation analysis is discussed. The results show that R&D relative outputs, especially R&D relative outputs per capita, have an positive correlation relation with R&D efficiencies to a certain degree. By determining scientific and reasonable R&D output indicators, the focus is shifted from absolute R&D quantity outputs to relative R&D quality outputs, the R&D incentive system is improved and research staffs’ enthusiasm is boosted, and R&D funds and projects are rationally allocated. All of that can enhance the Universities’ R&D efficiencies in different provinces of China.

关键词

DEA / 科技成果指标变化 / catch-up效应 / 视窗分析 / 相关分析

Key words

DEA / change of evaluation indicators for scientific and technology achievements / catch-up effect / window analysis / correlation analysis

引用本文

导出引用
王晓红, 陈浩. 1999-2006年我国各省市高校科研效率的实证研究 ——基于科技成果指标变化的对比分析[J]. 科研管理. 2011, 32(4): 94-101
WANG Xiao-Hong, CHEN Hao. Empirical analysis of R&D efficiency of Chinese Universities at provincial level during the period of 1999-2006[J]. Science Research Management. 2011, 32(4): 94-101

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