产学研协同对区域专利规模的影响:科技人力资本的门槛效应分析

陈子韬; 陈亦辰; 袁梦

doi:10.19571/j.cnki.1000-2995.2026.09.016

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科研管理 ›› 2026, Vol. 47 ›› Issue (9) : 165-175. DOI: 10.19571/j.cnki.1000-2995.2026.09.016 CSTR: 32148.14.kygl.2026.09.016

产学研协同对区域专利规模的影响:科技人力资本的门槛效应分析

陈子韬 ¹ ,
陈亦辰 ¹ ,
袁梦 ²

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The impact of industry-university-research collaboration on regional patent scale:The threshold effects analysis of scientific and technological human capital

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摘要

产学研协同是提升国家创新体系效能的重要手段，探寻科技人力资本在产学研协同效果中的作用是落实“教育、科技、人才”三元一体发展要求的关键之一。在已有研究基础上，本文提出了科技人力资本在产学研协同创新与区域专利规模之间的门槛效应假设，并采用计量模型展开实证分析。基于2010—2019年全国30个省级地区的面板数据，研究发现:（1）产学研协同并不必然会提升区域专利规模，科技人力资本在其中发挥了门槛效应；（2）产学研协同的创新效应存在科技人力资本的规模上限，仅在科技人力资本相对较少的情况下，才表现出对区域专利规模的正向影响；（3）科技人力资本对专利规模的作用效果存在异质性，且其与科技资金资本之间存在替代性。文章揭示了产学研协同创新所面临的科技人力资本规模门槛，政策启示为在地方层面因地制宜推行产学研协同政策，在国家层面积极引导科技人力资本均衡分布，从而更好发挥创新体系效能。

Abstract

Industry-University-Research Collaboration （IURC） is an important means to enhance the effectiveness of the national innovation system. Exploring the role of scientific and technological human capital （S&T HC） in the function of IURC is one of the key measures in implementing the requirements of "education，S&T，and talent" integrated development. Building on existing research，this study proposed a threshold effect hypothesis regarding the role of S&T HC in IURC and regional patent scale （RPS），and employed an econometric model to conduct empirical analysis. Using panel data of 30 provincial-level regions in China from 2010 to 2019，the findings were as follows:（1） IURC does not necessarily increase RPS，and S&T HC plays a threshold effect in this process. （2）The innovative effects of IURC have an upper limit on the size of S&T HC，and only when the S&T HC is relatively small does it show a positive impact on RPS. （3） There is heterogeneity in the effect of S&T HC on patent size and substitutability between it and S&T financial capital. The article reveals the threshold effect of S&T HC faced by IURC. The policy implications include implementing IURC policies according to local conditions for local governments，and actively guiding the balanced distribution of S&T HC for the central government，in order to better leverage the efficiency of the innovation system.

导出引用

陈子韬, 陈亦辰, 袁梦. 产学研协同对区域专利规模的影响:科技人力资本的门槛效应分析[J]. 科研管理. 2026, 47(9): 165-175 https://doi.org/10.19571/j.cnki.1000-2995.2026.09.016

Chen Zitao, Chen Yichen, Yuan Meng. The impact of industry-university-research collaboration on regional patent scale:The threshold effects analysis of scientific and technological human capital[J]. Science Research Management. 2026, 47(9): 165-175 https://doi.org/10.19571/j.cnki.1000-2995.2026.09.016

中图分类号： F204

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