科研管理

科研管理 ›› 2025, Vol. 46 ›› Issue (12): 112-123.DOI: 10.19571/j.cnki.1000-2995.2025.12.011

• 论文 • 上一篇    下一篇

外商准入提升高新技术企业创新能力的机制研究——以北斗导航技术为例

毛雁冰, 叶清清, 刘奎   

  1. 上海大学经济学院，上海200444
  • 收稿日期:2024-07-30 修回日期:2025-04-09 接受日期:2025-04-09 出版日期:2025-12-20 发布日期:2025-12-15
  • 通讯作者: 毛雁冰
  • 基金资助:
    国家社会科学基金重大项目：“中国式创新的综合优势、模式演进及体制机制的经济学研究”（22&ZD052，2022—2027）。

Research on the mechanism of high-tech enterprises′ innovation capability enhanced by foreign access: A case study of BeiDou navigation technology

Mao Yanbing, Ye Qingqing, Liu Kui   

  1. School of Economics, Shanghai University, Shanghai 200444, China
  • Received:2024-07-30 Revised:2025-04-09 Accepted:2025-04-09 Online:2025-12-20 Published:2025-12-15

摘要：    我国技术创新的模式已经进入了从模仿创新到自主创新、从技术跟随者到并行者和领跑者转变的关键转型阶段，在这一转型发展的过程中，市场机制发挥着越来越重要的作用，逐步成为高新技术企业进行技术更新迭代实现自主创新的内生动力。本文以北斗导航技术企业为例，以2012年12月27日我国公布信号接口控制文件、允许国外厂商进入这一政策作为典型事例，利用2000—2022年北斗导航技术企业面板数据，构建断点回归模型，探究外商准入对高新技术企业创新水平的影响。本文的创新在于选取微观市场机制分析作为切入点，为科技创新在微观和宏观两个层面建立逻辑关系，为高新技术企业自主创新模式提供充分依据。研究得到的主要结论有：（1）外商准入能够提高市场的竞争水平，促使北斗导航技术企业的创新水平不断提升，同时北斗导航系统在全球市场上的竞争力不断提高，并且在关键技术领域达到了世界领先水平；（2）外商准入可以充分利用市场规模巨大、市场需求多样性以及产业体系的完整性的优势，有利于提高高新技术企业自主创新水平；（3）外商准入有利于充分发挥新型举国体制有效配置创新资源和资本积累的作用，促进高新技术企业创新水平提升。

关键词: 高新技术企业创新；北斗卫星导航技术；市场竞争；断点回归模型 

Abstract:     The mode of technological innovation in China has entered a critical transitional phase, shifting from imitative innovation to independent innovation, and from a technological follower to a parallel and leading player. In this process of transformation and development, market mechanisms are playing an increasingly important role, gradually becoming the endogenous driving force for high-tech enterprises to achieve technological updates and iterations for independent innovation. This paper took the policy announced on December 27, 2012, which allowed foreign manufacturers to enter the market by publishing the interface control document for the BeiDou Satellite Navigation System′s space signals. Using the panel data from 2000 to 2022 for BeiDou Navigation technology enterprises, a breakpoint regression model was constructed to explore the impact of easing foreign market entry on the innovation levels of high-tech enterprises. The originality of this research lies in its micro-market mechanism analysis approach, which establishes a logical connection between micro-level enterprise behavior and macro-level innovation trends, and provides theoretical justification for the independent innovation model of high-tech enterprises. The empirical results revealed three key findings: (1) Relaxed foreign market access enhances market competition intensity, driving continuous improvements in the innovation capabilities of BeiDou Navigation Technology enterprises. Meanwhile, the BeiDou Navigation System has achieved global market competitiveness and world-leading status in critical technical domains; (2) Liberalized foreign entry leverages China′s advantages of massive market scale, diverse market demands, and complete industrial systems to promote independent innovation in high-tech sectors; and (3) Relaxed foreign access strengthens the role of the new national system in efficiently allocating innovation resources and accumulating capital, thereby accelerating innovation capacity building in high-tech enterprises.

Key words: innovation of high-tech enterprises, BeiDou satellite navigation technology, market competition, breakpoint regression model