科研管理

科研管理 ›› 2024, Vol. 45 ›› Issue (4): 157-165.DOI: 10.19571/j.cnki.1000-2995.2024.04.017

• 论文 • 上一篇    下一篇

环境规制对异质型绿色技术创新的非线性影响

郑兵云1,徐曼琳1,李邃2   

  1. 1.安徽财经大学管理科学与工程学院，安徽 蚌埠233030；
    2.安徽财经大学统计与应用数学学院，安徽 蚌埠233030

  • 收稿日期:2022-11-10 修回日期:2023-12-15 出版日期:2024-04-20 发布日期:2024-04-07
  • 通讯作者: 郑兵云
  • 基金资助:
    安徽省高校自然科学研究重点项目：“传统成本领先战略向创新驱动模式转型的锁定效应与突破路径”(KJ2021A0474，2021.12—2024.12)。

Nonlinear influence of environmental regulation on heterogeneous green technology innovation

Zheng Bingyun1, Xu Manlin1, Li Sui2   

  1. 1. School of Management Science and Engineering, Anhui University of Finance and Economics, Bengbu 233030, Anhui, China; 
    2. School of Statistics and Applied Mathematics, Anhui University of Finance and Economics, Bengbu 233030, Anhui, China
  • Received:2022-11-10 Revised:2023-12-15 Online:2024-04-20 Published:2024-04-07

摘要：    环境规制和绿色技术创新是实现经济高质量发展的重要因素，环境规制对绿色技术创新的影响是学术界关注的热点问题。现有文献侧重研究环境规制对总体绿色技术创新的影响，本文将其细分为清洁生产技术创新和治污技术创新，构建数理模型，探求环境规制对异质型绿色技术创新的影响机制，并利用2010—2019年中国30个省份面板数据，建立静态和动态面板回归模型进行实证检验。研究表明：（1）随着环境规制水平的提升，总体绿色技术创新、清洁生产技术创新呈现先降后升的趋势，即二者与环境规制均呈“U”型曲线。（2）环境规制水平对治污技术创新存在正向影响作用。（3）就控制变量而言，企业规模促进总体绿色技术创新；所有制结构促进清洁生产技术创新而不利于治污技术创新；贸易开放度对治污技术创新影响有促进作用；研发投入对不同类型绿色技术创新的作用效果有所不同。最后，根据研究结论从环境规制强度、环境规制措施、企业规模和贸易开放度等方面提出促进绿色技术创新的政策建议。

关键词: 环境规制, 绿色技术创新, 清洁生产技术创新, 治污技术创新

Abstract:    Environmental regulation and green technology innovation are important factors to achieve high-quality economic development. The influence relationship of the two factors is a hot issue in academic circles. The existing literature focuses on the impact of environmental regulation on the overall green technology innovation. This paper further subdivided the overall green technology innovation, constructed a mathematical model, deduced the impact mechanism of environmental regulation on heterogeneous green technology innovation, and employed the panel data collected from 30 provincial-level regions in China from 2010 to 2019 to establish static and dynamic panel regression models for empirical testing. The empirical research drew several conclusions. Firstly, with the improvement of environmental regulations, the trend of overall green technology innovation and clean production technology innovation decrease first and then increase, indicating a U-shaped relationship between the both types of technology innovation and environmental regulations. Secondly, the level of environmental regulation has a positive impact on pollution control technology innovation. Thirdly, in terms of controlling variables, enterprise size promotes overall green technology innovation; the ownership structure promotes clean production technology innovation, but it is not conducive to pollution control technology innovation; the degree of trade openness has a promoting effect on the innovation of pollution control technology; the effect of R&D on different types of green technology innovation varies. Based on the research findings, some policy recommendations are proposed to promote green technology innovation in terms of environmental regulatory intensity, environmental regulatory measures, enterprise scale and trade openness.

Key words: environmental regulation, green technology innovation, clean production technology innovation, pollution control technology innovation