科研管理 ›› 2023, Vol. 44 ›› Issue (12): 115-124.DOI: 10.19571/j.cnki.1000-2995.2023.12.012

• 论文 • 上一篇    下一篇

地方科技政策组合特征对产业创新的影响——以四川省为例

明翠琴,陈雷   

  1. 西南交通大学公共管理学院,四川 成都610031
  • 收稿日期:2022-05-10 修回日期:2023-06-11 出版日期:2023-12-20 发布日期:2023-12-07
  • 通讯作者: 明翠琴
  • 基金资助:
    国家社会科学基金项目:“‘双碳’目标下成渝地区双城经济圈绿色治理的机制及实现路径研究”(22CGL060, 2022.09—2024.12);四川省软科学研究计划项目:“四川省‘5+1’现代工业的科技支撑体系评价及政策优化研究”(2022JDR0250, 2022.01—2023.12);成都市软科学研究项目:“成都建设具有全国影响力的科技创新中心的目标定位和主要路径研究”(2021-RK00-00075-ZF, 2022.06—2023.06)。

Impact of local science and technology policy mix characteristics on industrial innovation: A case study of Sichuan Province

Ming Cuiqin, Chen Lei   

  1. School of Public Administration, Southwest Jiaotong University, Chengdu 610031, Sichuan, China
  • Received:2022-05-10 Revised:2023-06-11 Online:2023-12-20 Published:2023-12-07

摘要:    地方政策是推动区域创新发展的关键因素,科技政策对于提升产业自主创新能力具有至关重要作用。简单的同时增加数量不加区分的政策工具可能会降低政策组合的有效性。研究对地方科技政策组合特征在产业创新中所起的作用进行了实证分析。以四川省2012—2020年科技政策为样本,运用文本分析法将科技政策分为供给型、需求型和环境型政策,构建模型探究不同政策类型组合以及同一政策工具内部组合的综合性、均衡性、一致性对产业创新的影响。研究发现:(1)当地方科技政策组合特征是更均衡地使用需求拉动型、技术推动型和环境支持型工具时,其对产业创新的积极影响往往更大。(2)更全面的地方科技政策组合能够加强产业创新活动,以产生新的技术产出和经济产出。(3)简单的同时增加大量的供给型和需求型政策工具可能会降低政策组合的有效性,往往可能无法对产业创新产生积极影响。本文揭示了地方科技政策组合综合性、均衡性和一致性对产业创新的影响,有助于拓展现有科技政策组合及产业创新的相关研究,且为完善地方科技政策体系,提升产业创新水平提供启示。

关键词: 地方科技政策, 政策组合特征, 产业创新, 四川省

Abstract:     The policies formulated by the local governments are the key factors to promote the development of regional innovation, and science and technology policies play a vital role in enhancing the independent innovation capability of industries. However, policy is often not a single form, but a combination of multiple policies interacts with innovation. Simply adding an indiscriminate number of policy instruments at the same time may reduce the effectiveness of the policy mix. This paper made an empirical study on the role of the characteristics of local science and technology policy mix in industrial innovation. Taking the science and technology policies in Sichuan Province from 2012 to 2020 as a case, the authors of this paper divided the policies into supply policy, demand policy and environment policy with text analysis method. A model was constructed to study the influence of the comprehensiveness, balance and consistency of different policy mix characteristics and the internal combination of the same policy tool on industrial innovation. The results showed that:First, when the local science and technology policy mix is characterized by a more balanced use of demand-led, technology-driven, and environmentally supportive tools, its positive impact on industrial innovation tends to be greater. The empirical analysis showed that the comprehensiveness, balance and consistency of the three types of policy mixes of supply, demand and environment have significant impacts on patent output and new product output value, indicating that the characteristics of different types of science and technology mixes in Sichuan Province have positive impacts on industrial innovation. As the number of policies increases, the interaction of policies becomes more and more complex. Existing studies have shown that multiple policy tools in different regions will influence and interact with each other, and different policy combinations will have positive or negative impacts on innovation. A more balanced expansion of the use of the three types of science and technology policy tools and improvement of their synergy will effectively drive industrial innovation.Second, a more comprehensive local science and technology policy mix could strengthen industrial innovation activities to generate new technological outputs and economic outputs. The empirical analysis showed that the mix of supply-oriented, demand-oriented and environment-oriented policies has a significant impact on patent output and new product output value, indicating that the science and technology policy mixes of Sichuan Province can help enterprises carry out scientific and technological innovation activities, build a new engine to drive industrial development, and provide solid support for the development. A more comprehensive policy mix could thus promote local innovation.Third, simply adding a large number of supply - and demand-oriented policy tools at the same time may reduce the effectiveness of the policy mix and may often fail to have a positive impact on industrial innovation. The empirical analysis showed that the consistency of the internal tool mix of demand-oriented policies has no significant impact on the output value of patents and new products, and the balance and consistency of the internal tool mix of supply-oriented policies has no significant impact on the output value of new products, indicating that when designing the policy mix, strengthening the market incentive and developing the innovation ability of new products and technologies, the balance and synergy between these two policy instruments becomes a key feature that needs to be addressed, and simply adding an indiscriminate number of policy instruments at the same time may reduce the effectiveness of the policy mix.

Key words: local science and technology policy, policy mix characteristics, industrial innovation, Sichuan Province