科研管理 ›› 2011, Vol. 32 ›› Issue (11): 25-36.

• 论文 • 上一篇    下一篇

影响技术创新活动的要素相关性研究

郭炬1, 叶阿忠2, 郭昆2   

  1. 1. 福建信息职业技术学院,福建 福州 350007;
    2. 福州大学,福建 福州 350108
  • 收稿日期:2010-05-05 修回日期:2010-12-31 出版日期:2011-11-27 发布日期:2011-11-22
  • 作者简介:郭 炬(1973-)男,天津人,福建信息职业技术学院讲师,福州大学博士生,主要研究方向:技术创新与技术经济管理等。
    叶阿忠(1963-)男,福建人,博士,福州大学教授,博士生导师,主要研究方向:数量经济。
    郭 昆(1979-)男,福建人,福州大学讲师,福州大学博士生,主要研究方向:管理科学与工程。

The reciprocity factors to technological innovation activities

Guo Ju1, Ye Azhong2, Guo Kun2   

  1. 1. Fujian Polytechnic of Information Technology,Fuzhou University,Fuzhou 350007, China;
    2. Fuzhou University,Fuzhou 350108, CHina
  • Received:2010-05-05 Revised:2010-12-31 Online:2011-11-27 Published:2011-11-22

摘要: 大多数学者通过分析技术创新投入与产出来表述技术创新的作用。区别于以往把专利要素作为投入指标的研究,把专利分为申请与授权,同时分属投入与产出要素,并以此为基础研究各要素间相互关系。研究发现,R&D、专利与技术转让等技术创新要素不能全部作为内生变量使用。运用卡尔曼滤波的方法可以找到一种度量单一技术创新水平的指标,进而描述中国在经济发展过程中技术创新的演进路程,并证明目前中国的技术创新活动已经遇到了瓶颈。

关键词: 技术创新, 专利申请, 专利授权, R&D经费支出, 技术转让

Abstract: Many scholars usually illustrate the function of technological innovation by analyzing technological input-output relationship. However, with the different from current researches taking patent as an input indicator, the patents are classified into applying and granting patents and they are attributed to the input factor and output factor, respectively. Based on that, the relationship between the different elements in technological innovation is studied. Researches show that the elements, such as R&D funds, patent, and technology transfer could not totally regard as endogenous variables. By using the method of Kalman filter, an indicator to measure unitary technological innovation level could be found. After that, the progress of technological innovation in the economic development in China is precisely described, and following conclusion that the innovation activities in China are now falling into a bottleneck is drawn.

Key words: technological innovation, patent application, patent-granting, R&D fund, technology transformation

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