环境政策、技术进步、市场结构对环境技术创新影响的实证研究

科研管理 ›› 2013, Vol. ›› Issue (6): 68-76.

环境政策、技术进步、市场结构对环境技术创新影响的实证研究

范群林¹, 邵云飞², 唐小我²

1. 重庆理工大学管理学院, 重庆 400054;
2. 电子科技大学经济与管理学院, 四川成都 610054

收稿日期:2010-11-24 修回日期:2012-02-29 出版日期:2013-06-27 发布日期:2013-06-18
基金资助:
国家自然科学基金项目(71172095、71202073、71073095);教育部人文社科基金项目(10YJC630161、12YJC630234);科技部科技基础性工作专项项目(2011IM020100)。

The impact of environmental policy, technological progress,and market structure on environmental technology innovation

Fan Qunlin¹, Shao Yunfei², Tang Xiaowo²

1. School of Management, Chongqing University of Technology, Chongqing 400054, China;
2. School of Management and Economics, UESTC, Chengdu 610054, China

Received:2010-11-24 Revised:2012-02-29 Online:2013-06-27 Published:2013-06-18

摘要/Abstract

摘要： 保持经济增长,减少能源消耗、缓解环境压力需要依靠科技创新。以中国大陆30个地区的大中型工业企业为例,通过建立面板模型,探讨了环境政策、技术进步,市场结构对环境技术创新的影响。结果表明,环境政策中,环境法制制度与环境影响评估制度对环境技术创新不存在显著影响,三同时制度存在正向影响,排污许可证制度、污染限期治理制度存在负向影响,且均存在累积效应。同时,人力资本存量对环境技术创新存在较之其他因素最大的正向影响,而研发投入却存在负向影响,说明劳动依然是我国大中型工业企业的主要贡献要素,发展模式仍属粗放型。此外,技术市场对环境技术创新存在正向影响及累积效应,说明对未来国内市场需求的预期会促进更多创新,而产品出口却不存在显著影响,说明出口贸易并未有效推动我国工业企业的环境创新。最后,结合对实证结果的分析与解释,给出了针对性的政策建议。

关键词: 环境技术创新, 环境政策, 技术进步, 市场结构

Abstract: Maintaining rapid economic growth, reducing energy consumption, and easing environmental pressure are all dependent on technological innovation. By taking the Chinese large and medium industrial enterprises in 30 areas in Mainland China as example, the effects of environmental policy, technological progress, and market structure on environmental technology innovation are discussed through the establishment of panel models. The results show that environmental law regulation and environmental impact assessment have an insignificant effect on environmental technology innovation; the system of three concurrencies exists a positive impact, Both permission institution for discharging sewage and pollution control within a limit time institution have a negative impact, and the cumulative effects are obvious all existed. In the meantime, compared with other factors, human capital stock owns a positive effect, while R&D investment intensity owns a negative effect. It indicates that labor remains the major contribution element to Chinese large and medium industrial enterprises and the development mode is still slipshod. In addition, technology market owns a positive impact and cumulative effect on environmental technological innovation, indicating that the demand expectation of future domestic market rather than exports will promote more innovation. Namely, export trade does not promote the environmental innovation of China effectively. Finally, combined the analysis with the interpretation of empirical result, some specific recommendations are given.

Key words: environmental technology innovation, environmental policy, technological progress, market structure

中图分类号:

F204/207

范群林, 邵云飞, 唐小我. 环境政策、技术进步、市场结构对环境技术创新影响的实证研究[J]. 科研管理, 2013, (6): 68-76.

Fan Qunlin, Shao Yunfei, Tang Xiaowo. The impact of environmental policy, technological progress,and market structure on environmental technology innovation[J]. Science Research Management, 2013, (6): 68-76.

参考文献

[1] 成思危. 论创新性国家的建设[J]. 中国软科学, 2009(12):1-14.
[2] 董险峰.环境科技可持续发展的国际比较与中国对策[J].北京大学学报(哲学社科板),2000,37(3): 28-33.
[3] 周生贤. 实施科技兴环保战略,努力开创环境科技工作新局面[J]. 中国科技产业, 2006(9):6-11.
[4] 赵英民. 科技创新与环保新道路[J]. 环境保护, 2009, 411(1):14-18.
[5] 肖显静, 赵伟. 从技术创新到环境技术创新[J]. 科学技术与辩证法, 2006, 23(4):80-83.
[6] 沈斌,冯勤.基于可持续发展的环境技术创新及其政策机制[J].科学学与科学技术管理,2004(8): 52-55.
[7] Klaus Rennings, Andreas Ziegler, Kathrin Ankele et al.. The influence of different characteristic of the EU environmental management and auditing scheme on technical environmental innovations and economic performance [J]. Ecological Economics, 2006, 57(3): 45-59.
[8] Porter M.E., van der Linde C.. Toward a new conception of the environmental-competitiveness relationship [J]. Journal of Economic Perspectives, 1995, 9(4): 97-118.
[9] Jean Olson Lanjouw, Ashoka Mody. Innovation and the international diffusion of environmentally responsive technology [J]. Research Policy, 1996, 25(4): 549-571.
[10] Brunnermeier S.B., Cohen M. A. Determinants of environmental innovation in US manufacturing industries [J]. Journal of Environmental Economics and Management, 2003, 45(2):278-293.
[11] De Vries F.P., Withagen C. Innovation and environmental stringency: The case of sulfur dioxide abatement [C]. Discussion Paper of the University of Tilburg, No.2005.18.
[12] Massimiliano Mazzanti, Roberto Zoboli. Examining the factors influencing environmental innovations [C]. Paper provided by Fondazione Eni Enrico Mattei its series Working papers with number. 2006. 20.
[13] Katharina-Maria Rehfeld, Klaus Rennings, Andreas Ziegler. Integrated product policy and environmental product innovation: An empirical analysis [J]. Ecological Economics. 2007, 61(1):91-100.
[14] Jens Horbach. Determinants of environmental innovation: New evidence from German panel data sources [J]. Research Policy, 2008, 37(1):163-173.
[15] 刘群慧, 胡蓓, 刘二丽. 组织结构、创新气氛与时基绩效关系的实证研究[J]. 研究与发展管理, 2009, 21(5): 47-56.
[16] 白雪洁, 宋莹. 环境规制、技术创新与中国火电行业的效率提升[J]. 中国工业经济, 2009(8):68-77.
[17] 彭海珍. 环境管制对环境创新国际扩散的影响机制研究[J]. 科技进步与对策, 2009, 26(16): 28-32.
[18] 仲伟俊, 梅株蛾, 谢圆圆. 产学研合作技术创新模式[J]. 中国软科学, 2009, 8:174-181.
[19] Adam B. Jaffe, Manuel Trajtenberg, Rebecca Henderson. Geographic localization of knowledge spillovers as evidenced by patent citations [J]. The Quarterly Journal of Economics, 1993, 108(3):577-598.
[20] Günther Ebling, Norbert Janz. Export and innovation activities in the German service sector: Empirical evidence at the firm level [C]. ZEW Discussion Paper No. 99-53.1999.
[21] Norbert Janz, Hans Lf, Bettina Peters. Firm level innovation and productivity: Is there a common story across countries . ZEW Discussion Paper No. 03-26. 2003.
[22] Arimura T., Hibiki A., Johnstone N.. An empirical study of environmental R&D: What encourages facilities to be environmentally innovative . In: Johnstone, N. (eds.), Environmental Policy and Corporate Behavior, Edward Elgar, Cheltenham, Northampton, 2007:142-173.
[23] 赵宏. 环境规制对企业技术创新影响的实证研究—以中国30个省份大中型工业企业为例[J]. 软科学, 2008, 22(6):121-125.
[24] 江珂. 环境规制对中国技术创新能力影响及区域差异分析—基于中国1995-2007年省际面板数据分析[J]. 中国科技论坛, 2009(10): 28-33.
[25] 黄德春, 刘志彪. 环境规制与企业自主创新—基于波特假设的企业竞争优势构建[J]. 中国工业经济, 2006(3):100-107.
[26] 袁志明. 环境友好型社会评价指标测度方法研究[J]. 科研管理, 2008,29(4):175-179.