科研管理

科研管理 ›› 2018, Vol. 39 ›› Issue (6): 159-168.

• 论文 • 上一篇    下一篇

我国科研创新团队发展状况的调查与评估

刘云1，王刚波2，白旭2   

  1. 1.中国科学院大学公共政策与管理学院，北京100049；
    2.北京理工大学管理与经济学院，北京100081
  • 出版日期:2018-06-20 发布日期:2018-11-06
  • 通讯作者: 王刚波
  • 基金资助:

    国家自然科学基金面上项目“国家创新体系国际化政策协同机制/过程模型及效应评估研究”（71573017）；中国科协重大调研课题“我国科研创新团队状况调查”（2016DCYJ09）。

Investigation and evaluation of current state of China’s scientific research teams

Liu Yun 1， Wang Gangbo 2， Bai Xu 2   

  1. 1. School of Public Policy and Management, University of Chinese Academy of Sciences, Beijing 100049, China;
    2. School of Management and Economics, Beijing Institute of Technology, Beijing 100081, China
  • Online:2018-06-20 Published:2018-11-06

摘要： 科研创新团队是国家创新体系的核心组织单元，是构成国家创新能力的微观基础。本文以我国1352个科研创新团队为研究对象，采用循证式评估方法针对团队负责人及团队骨干成员设计问卷调查，从基本情况、组成结构、运行机制、产出绩效、政策支持作用等方面系统评估了我国科研创新团队的发展状况，总结了团队发展的经验。结合对143个团队的深度访谈，本文发现，在长期合作的基础上自然形成，拥有出色的学术带头人并形成结构合理的学术梯队，具备较强的研究能力和较好的研发条件，孕育形成优良的科研文化，构建了健全的规章制度和高效的运行机制，是优秀团队形成的重要条件。针对存在的突出问题，本文提出了进一步改进和完善我国科研创新团队支持政策的若干建议，包括加快落实中央财政科技计划的人才基地专项、加强对科研创新团队建设的引导、改进团队支持计划的经费管理、优化组织与运行机制等，为国家改进对科研创新团队的支持政策和计划提供了重要参考。

关键词: 科研创新团队, 运行机制, 实证调查, 循证式评估

Abstract: This paper employed evidence-based evaluation methods and selected 1352 innovative research teams as the research sample to investigate and capture the current state of China’s scientific research teams. Its questionnaire was designed for academic leaders and key members from such aspects as basic situation, team composition, operation mechanism, output performance and policy support role. Combined with depth interviews of 143 teams, four important prerequisites for shaping an excellent team are illustrated as follows: formation on the basis of long-term cooperation, rational structure of academic echelon with an outstanding academic leader, strong research ability and infrastructure, excellent culture of scientific research and effective operating mechanism. The policy recommendation to further improve and perfect China’s scientific research innovation team is proposed based on the findings, including speeding up implementation of central government’s science and technology plan, guiding team formation and operation, strengthening team support fund management, improving rules and regulations and operation mechanism, and the research provides an important reference for China to improve its support policies and plans for research and innovation teams.

Key words: R&D team, operation mechanism, empirical investigation, evaluation based on evidence