科研管理

科研管理 ›› 2018, Vol. 39 ›› Issue (6): 112-121.

• 论文 • 上一篇    下一篇

企业规模质量对产业创新升级的影响机制研究——基于规模阈值突破的视角

李宇1,2，魏若菡1   

  1. 1东北财经大学 工商管理学院，辽宁 大连116025；
    2复旦大学 管理学院，上海200433
  • 收稿日期:2015-12-10 修回日期:2017-05-17 出版日期:2018-06-20 发布日期:2018-11-06
  • 通讯作者: 李宇
  • 基金资助:

    国家自然科学基金面上项目“创新网络视域下有意识的知识溢出、知识创造与创新集群衍生机制：理论与实证研究”(71472028)；国家自然科学基金青年项目“外向型开放式创新动机/模式、解吸能力与创新绩效：理论构建与实证研究”(71602019)；中国博士后科学基金面上资助项目“知识整合视域的产业垂直整合与创新生态系统生成研究”(2017M611466)。

A research on the impact of firm size quality on industrial innovative upgrading: A view based on breaking through firm size

Li Yu 1,2, Wei Ruohan1   

  1. 1. School of Business Administration, Dongbei University of Finance and Economics, Dalian 116025, Liaoning, China;
    2. School of Management, Fudan University, Shanghai 200433, China
  • Received:2015-12-10 Revised:2017-05-17 Online:2018-06-20 Published:2018-11-06

摘要： 大企业的规模优势并不是产业获得持续创新动力实现创新升级的必要条件。本文在大企业作为产业创新源的讨论中引入了企业规模质量的概念，将我国产业创新升级普遍存在的低产业化、大而不强和传统产业升级问题抽象为企业规模阈值问题，并将三种规模阈值的突破作为企业规模质量的内涵。在此基础上，本文建立了大企业对产业创新升级引领作用的多个关系假设，以来自国家级和部分省市的201份创新型企业样本，验证了企业规模质量对产业创新升级的直接作用、协同创新的不完全中介作用，以及企业家精神在大企业中发挥的调节作用。研究结论确立了规模阈值突破作为研究产业创新源问题的新视角，得出了大企业规模质量对产业创新升级引领作用的内在机制，并就突破规模阈值的产业升级阶段性，以及大企业引领产业创新升级的二元性特征进行了延伸讨论。

关键词: 企业规模质量, 规模阈值, 多维度协同创新, 大企业的企业家精神, 产业创新升级

Abstract: The firm size of big enterprise is not a necessary condition to realize the continuous innovation of the industry which they belong to. In this paper, we introduce the conception of firm size quality in the issue that big enterprise act as the innovation source, we abstract the problems of China’s industrial upgrading, including the issues of low industrialization, weak big enterprises and traditional industry’s upgrading, as firm size thresholds, and the breaking through these three size thresholds constitutes the connotation of firm size quality. On this basis, we establish multiple  assumption on big firm’s leading effect on industrial innovative upgrading, with 201 samples from national and provincial innovative enterprises, and verify the direct effect that firm size quality has on industrial innovative upgrading, incomplete mediating role of collaborative innovation and adjustment role the entrepreneurship acts in big enterprise. At last, we conduct an extended discussion on phase characteristics of industrial upgrading by breaking through firm size thresholds and the duality of characteristics of big enterprise in the process of leading the industrial innovative upgrading.

Key words: firm size quality, firm size threshold, multidimensional collaborative innovation, big firm’s entrepreneurship, industrial innovative upgrading